Supplementary Provisions, Article 11
第十一条
A statement of large-volume holdings prescribed in Article 27-23, paragraph (1) of the Former Securities and Exchange Act (hereinafter in this paragraph referred to as the "former statement of large-volume holdings") that is submitted on or after the item (iv) effective date pursuant to the provisions of paragraph (1) of the preceding Article is deemed to have been submitted pursuant to the provisions of Article 27-23, paragraph (1) of the New Securities and Exchange Act; provided, however, that this does not apply if, before the submission of that former statement of large-volume holdings, a statement of large-volume holdings prescribed in Article 27-23, paragraph (1) of the New Securities and Exchange Act pertaining to the share certificates, etc. pertaining to that former statement of large-volume holdings has been submitted.
A statement of changes prescribed in Article 27-25, paragraph (1) of the Former Securities and Exchange Act (hereinafter in this paragraph referred to as the "former statement of changes") that is submitted on or after the item (iv) effective date pursuant to the provisions of paragraph (2) of the preceding Article is deemed to have been submitted pursuant to the provisions of Article 27-25, paragraph (1) of the New Securities and Exchange Act; provided, however, that this does not apply if, before the submission of that former statement of changes, a statement of changes prescribed in Article 27-25, paragraph (1) of the New Securities and Exchange Act pertaining to the share certificates, etc. pertaining to that former statement of changes has been submitted.
A statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (1) of the Former Securities and Exchange Act (hereinafter in this paragraph referred to as the "former statement of large-volume holdings") that is submitted on or after the item (iv) effective date pursuant to the provisions of paragraph (3) of the preceding Article is deemed to have been submitted pursuant to the provisions of Article 27-26, paragraph (1) of the New Securities and Exchange Act; provided, however, that this does not apply if, before the submission of that former statement of large-volume holdings, a statement of large-volume holdings prescribed in Article 27-23, paragraph (1) of the New Securities and Exchange Act, or a statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (1) of the New Securities and Exchange Act, pertaining to the share certificates, etc. pertaining to that former statement of large-volume holdings has been submitted.
A statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (2) of the Former Securities and Exchange Act (hereinafter in this paragraph referred to as the "former statement of changes") that is submitted on or after the item (iv) effective date pursuant to the provisions of paragraph (4) of the preceding Article is deemed to have been submitted pursuant to the provisions of Article 27-26, paragraph (2) of the New Securities and Exchange Act; provided, however, that this does not apply if, before the submission of that former statement of changes, a statement of changes prescribed in Article 27-25, paragraph (1) of the New Securities and Exchange Act, or a statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (2) of the New Securities and Exchange Act, pertaining to the share certificates, etc. pertaining to that former statement of changes has been submitted.
The provisions of Article 27-23, paragraph (1) of the New Securities and Exchange Act apply to a person who becomes a large-volume holder prescribed in that paragraph on or after the item (iv)…
新証券取引法第二十七条の二十三第一項の規定は、第四号施行日以後に同項に規定する大量保有者となった者について適用し、第四号施行日前に旧証券取引法第二十七条の二十三第一項に規定する大量保有者となった者については、なお従前の例による。
Open this provisionThe provisions of Article 27-25, paragraph (1) of the New Securities and Exchange Act apply to the case where, on or after the item (iv) effective date, the holding ratio of share certificates…
新証券取引法第二十七条の二十五第一項の規定は、第四号施行日以後に同項に規定する株券等保有割合が百分の一以上増加し又は減少した場合（保有株券等の総数の増加又は減少を伴わない場合を除く。）その他の大量保有報告書に記載すべき重要な事項の変更として政令で定めるものがあった場合について適用し…
Open this provisionThe provisions of Article 27-26, paragraph (1) of the New Securities and Exchange Act apply to the statement of large-volume holdings pertaining to share certificates…
新証券取引法第二十七条の二十六第一項の規定は、第四号施行日以後の同条第三項に規定する基準日において新証券取引法第二十七条の二十五第一項に規定する株券等保有割合が初めて百分の五を超えることとなった場合における新証券取引法第二十七条の二十六第一項に規定する特例対象株券等に係る大量保有報告書について適用し…
Open this provisionThe provisions of Article 27-26, paragraph (2) of the New Securities and Exchange Act apply to the statement of changes pertaining to share certificates…
新証券取引法第二十七条の二十六第二項の規定は、第四号施行日以後に同項各号に掲げる場合に該当することとなった場合における同項に規定する特例対象株券等に係る変更報告書について適用し…
Open this provisionA statement of large-volume holdings prescribed in Article 27-23, paragraph (1) of the Former Securities and Exchange Act…
前条第一項の規定により第四号施行日以後に提出された旧証券取引法第二十七条の二十三第一項に規定する大量保有報告書（以下この項において「旧大量保有報告書」という。）は、新証券取引法第二十七条の二十三第一項の規定により提出されたものとみなす。
Open this provisionA statement of changes prescribed in Article 27-25, paragraph (1) of the Former Securities and Exchange Act (hereinafter in this paragraph referred to as the "former statement of changes") that is…
前条第二項の規定により第四号施行日以後に提出された旧証券取引法第二十七条の二十五第一項に規定する変更報告書（以下この項において「旧変更報告書」という。）は、新証券取引法第二十七条の二十五第一項の規定により提出されたものとみなす。
Open this provisionA statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (1) of the Former Securities and Exchange Act…
前条第三項の規定により第四号施行日以後に提出された旧証券取引法第二十七条の二十六第一項に規定する特例対象株券等に係る大量保有報告書（以下この項において「旧大量保有報告書」という。）は、新証券取引法第二十七条の二十六第一項の規定により提出されたものとみなす。
Open this provisionA statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (2) of the Former Securities and Exchange Act…
前条第四項の規定により第四号施行日以後に提出された旧証券取引法第二十七条の二十六第二項に規定する特例対象株券等に係る変更報告書（以下この項において「旧変更報告書」という。）は、新証券取引法第二十七条の二十六第二項の規定により提出されたものとみなす。
Open this provisionstatement of large-volume holdings
「大量保有報告書」
The report a large-volume holder (大量保有者) of share certificates, etc. (株券等) must submit to the Prime Minister on its holding ratio, the source of its acquisition funds, its purpose in holding them and other particulars a Cabinet Office Order (内閣府令) specifies.
Short name set inArticle 27-23, paragraph (1)
statement of changes
「変更報告書」
The report on the changed particulars that a person required to submit a statement of large-volume holdings (大量保有報告書) must submit to the Prime Minister when, after becoming a large-volume holder (大量保有者), its holding ratio of share certificates, etc. (株券等保有割合) rises or falls by one percentage point or more — other than where the total number of share certificates, etc. it holds is unchanged — or another material change a Cabinet Order (政令) specifies occurs.
Short name set inArticle 27-25, paragraph (1)
New Securities and Exchange Actmachine translation
「新証券取引法」
This Act as amended by Article 2 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 7, paragraph (1)· applies only in this article and in Supplementary Provisions, Articles 8 to 13
Former Securities and Exchange Actmachine translation
「旧証券取引法」
In Articles 7 to 13 of the supplementary provisions (附則) of Act No. 65 of 2006, this Act as it stood before Article 2 of that Act amended it.
Short name set inSupplementary Provisions, Article 7, paragraph (1)· applies only in this provision and in Supplementary Provisions, Articles 8 to 13
item (iv) effective datemachine translation
「第四号施行日」
The date the provisions listed in Article 1, item (iv) of the supplementary provisions (附則) of Act No. 65 of 2006 come into effect, a date a Cabinet Order (政令) sets within one year of the Act's promulgation.
Short name set inSupplementary Provisions, Article 9, paragraph (1)
former statement of large-volume holdingsmachine translation
「旧大量保有報告書」
In Article 11, paragraph (1) of the supplementary provisions (附則) of Act No. 65 of 2006, a statement of large-volume holdings (大量保有報告書) under Article 27-23, paragraph (1) of this Act as it stood before Article 2 of that Act amended it, submitted under Article 10, paragraph (1) of those supplementary provisions on or after the date in their Article 1, item (iv).
Short name set inSupplementary Provisions, Article 11, paragraph (1)· applies only in this paragraph
former statement of changesmachine translation
「旧変更報告書」
In Article 11, paragraph (2) of the supplementary provisions (附則) of Act No. 65 of 2006, a statement of changes (変更報告書) under Article 27-25, paragraph (1) of this Act as it stood before Article 2 of that Act amended it, submitted under Article 10, paragraph (2) of those supplementary provisions on or after the date in their Article 1, item (iv).
Short name set inSupplementary Provisions, Article 11, paragraph (2)· applies only in this paragraph
former statement of large-volume holdingsmachine translation
「旧大量保有報告書」
In Article 11, paragraph (3) of the supplementary provisions (附則) of Act No. 65 of 2006, a statement of large-volume holdings for share certificates, etc. subject to special provisions (特例対象株券等) under Article 27-26, paragraph (1) of this Act as it stood before Article 2 of that Act amended it, submitted under Article 10, paragraph (3) of those supplementary provisions on or after the date in their Article 1, item (iv).
Short name set inSupplementary Provisions, Article 11, paragraph (3)· applies only in this paragraph
former statement of changesmachine translation
「旧変更報告書」
In Article 11, paragraph (4) of the supplementary provisions (附則) of Act No. 65 of 2006, a statement of changes for share certificates, etc. subject to special provisions (特例対象株券等) under Article 27-26, paragraph (2) of this Act as it stood before Article 2 of that Act amended it, submitted under Article 10, paragraph (4) of those supplementary provisions on or after the date in their Article 1, item (iv).
Short name set inSupplementary Provisions, Article 11, paragraph (4)· applies only in this paragraph