Supplementary Provisions, Article 30

If a securities company that has received the license under Article 28 of the Former Securities and Exchange Act is dissolved or abolishes all securities business before the effective date, and by the effective date has not completed the purchase and sale of securities and other transactions, securities index, etc. futures transactions (meaning securities index, etc. futures transactions prescribed in Article 2, paragraph (14) of the Former Securities and Exchange Act; the same applies in Article 77 of the Supplementary Provisions) and the acts set forth in Article 2, paragraph (8), items (ii) and (iii) of the Former Securities and Exchange Act pertaining thereto, securities option transactions (meaning securities option transactions prescribed in Article 2, paragraph (15) of the Former Securities and Exchange Act; the same applies in Article 77 of the Supplementary Provisions) and the acts set forth in Article 2, paragraph (8), items (ii) and (iii) of the Former Securities and Exchange Act pertaining thereto, and foreign market securities futures transactions (meaning foreign market securities futures transactions prescribed in Article 2, paragraph (16) of the Former Securities and Exchange Act; the same applies in Article 77 of the Supplementary Provisions) and the acts set forth in Article 2, paragraph (8), items (ii) and (iii) of the Former Securities and Exchange Act pertaining thereto, the provisions of Article 38 of the Former Securities and Exchange Act remain in force after the effective date.