Supplementary Provisions, Article 2Transitional Measures Accompanying Partial Amendment of the Securities and Exchange Act
第二条(証券取引法の一部改正に伴う経過措置)
With regard to new securities (meaning the securities set forth in the items of Article 2, paragraph (1) of the Securities and Exchange Act as amended by the provisions of Article 1 (hereinafter referred to as the "New Securities and Exchange Act") or the rights set forth in the items of paragraph (2) of that Article (excluding the securities set forth in the items of Article 2, paragraph (1) of the Securities and Exchange Act prior to amendment by the provisions of Article 1 (hereinafter referred to as the "Former Securities and Exchange Act") or the rights set forth in the items of paragraph (2) of that Article); the same applies in Article 11 of the Supplementary Provisions) for which the solicitation of an offer to acquire (meaning the solicitation of an offer to acquire prescribed in Article 2, paragraph (3) of the Financial Instruments and Exchange Act as amended by the provisions of Article 3 of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006) (hereinafter referred to as the "New Financial Instruments and Exchange Act")) or an offer to sell or the solicitation of an offer to purchase (referred to as the "solicitation of an offer to acquire, etc." in Article 4 of the Supplementary Provisions) was commenced before the day this Act comes into effect (hereinafter referred to as "the effective date"), the provisions of Chapter II of the New Financial Instruments and Exchange Act do not apply.
この法律の施行の日(以下「施行日」という。)前に取得の申込みの勧誘(証券取引法等の一部を改正する法律(平成十八年法律第六十五号)第三条の規定による改正後の金融商品取引法(以下「新金融商品取引法」という。)第二条第三項に規定する取得の申込みの勧誘をいう。)又は売付けの申込み若しくは買付けの申込みの勧誘(附則第四条において「取得の申込みの勧誘等」という。)を開始した新有価証券(第一条の規定による改正後の証券取引法(以下「新証券取引法」という。)第二条第一項各号に掲げる有価証券又は同条第二項各号に掲げる権利(第一条の規定による改正前の証券取引法(以下「旧証券取引法」という。)第二条第一項各号に掲げる有価証券又は同条第二項各号に掲げる権利を除く。)をいう。附則第十一条において同じ。)については、新金融商品取引法第二章の規定は、適用しない。
(Definitions)
The term "public offering of securities" as used in this Act means, among solicitations of offers to acquire newly issued securities…
この法律において、「有価証券の募集」とは、新たに発行される有価証券の取得の申込みの勧誘(これに類するものとして内閣府令で定めるもの(次項において「取得勧誘類似行為」という。)を含む。以下「取得勧誘」という。)のうち、当該取得勧誘が第一項各号に掲げる有価証券又は前項の規定により有価証券とみなされる有価証券表示権利…
Open this provisionA person who, at the time this Act comes into effect, is actually engaged in the securities business prescribed in Article 2, paragraph (8) of the New Securities and Exchange Act with regard to new…
この法律の施行の際現に新有価証券につき新証券取引法第二条第八項に規定する証券業を営んでいる者については、施行日から起算して三月間(当該期間内に新証券取引法第二十八条の四の規定又は第三条の規定による改正後の外国証券業者に関する法律(以下「新外国証券業者法」という。)第六条第一項の規定による登録の拒否の処分があったときは…
Open this provisionThe provisions of Article 4, paragraphs (1) and (5), Article 13, paragraph (1), Article 23-8, paragraphs (1) and (3), Article 23-13, paragraphs (1) and (3)…
新証券取引法第四条第一項及び第五項、第十三条第一項、第二十三条の八第一項及び第三項、第二十三条の十三第一項及び第三項並びに第二十三条の十四の規定は、平成十一年四月一日以後に開始する有価証券の取得の申込みの勧誘等について適用し、同日前に開始した有価証券の取得の申込みの勧誘等については、なお従前の例による。
Open this provisionsecurities
「有価証券」
Securities as this Act defines them: the instruments listed in Article 2, paragraph (1), among them national government and local government bonds, corporate bonds, share certificates and share option certificates, preferred equity investment certificates, beneficiary certificates of investment trusts and other trusts, investment securities, certain promissory notes, mortgage securities, option certificates and depositary receipts, foreign instruments of the same nature, and other instruments a Cabinet Order (政令) specifies.
Defined inArticle 2, paragraph (1)· applies throughout the law
solicitation of an offer to acquire, etc.machine translation
「取得の申込みの勧誘等」
In Article 2 and Article 4 of the supplementary provisions (附則) of Act No. 107 of 1998, a solicitation of an offer to acquire as defined in Article 2, paragraph (3) of this Act as Article 3 of Act No. 65 of 2006 amended it, or a solicitation of an offer to sell or to buy.
Short name set inSupplementary Provisions, Article 2, paragraph (1)· applies only in this provision and in Supplementary Provisions, Article 4
new securitiesmachine translation
「新有価証券」
In Articles 2 and 11 of the supplementary provisions (附則) of Act No. 107 of 1998, the securities listed in Article 2, paragraph (1) of this Act as amended by Article 1 of that Act, and the rights listed in paragraph (2) of that Article, other than those those paragraphs already listed before that amendment.
Defined inSupplementary Provisions, Article 2, paragraph (1)· applies only in this provision and in Supplementary Provisions, Article 11
New Securities and Exchange Actmachine translation
「新証券取引法」
This Act as amended by Article 1 of Act No. 107 of 1998.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
In the supplementary provisions (附則) of Act No. 107 of 1998, this Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
the effective datemachine translation
「施行日」
The date Act No. 107 of 1998, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 1 of Act No. 107 of 1998 amended it.
Short name set inSupplementary Provisions, Article 2, paragraph (1)