Supplementary Provisions, Article 8
第八条
In each business year from the business year following the business year prescribed in paragraph (1) of the preceding Article to the business year that includes the day on which the liquidation account of the fund to which a securities company belongs is abolished pursuant to the provisions of Article 10 of the Supplementary Provisions, if the amount of the obligations pertaining to the borrowings that have come to vest in the liquidation account pursuant to the provisions of paragraph (2) of the preceding Article exceeds the amount of the assets belonging to the liquidation account, the securities company must, in addition to the burden charges under the provisions of Article 79-64, paragraph (1), pay burden charges to the fund as funds for the fund to apply to the performance of those obligations, as provided by the operational rules.
The provisions of Article 79-64, paragraph (2), Article 79-65, paragraph (1), and Article 79-66 apply mutatis mutandis to the burden charges set forth in the preceding paragraph.
第七十九条の六十四第二項、第七十九条の六十五第一項及び第七十九条の六十六の規定は、前項の負担金について準用する。
The amount of the burden charges under the provisions of paragraph (1) is not to be less than the amount obtained by multiplying the calculation base amount by the burden charge rate that the Prime Minister and the Minister of Finance specify in consideration of the amount required for the performance of the obligations pertaining to the borrowings that have come to vest in the liquidation account pursuant to the provisions of paragraph (2) of the preceding Article.
(Burden Charges)
A financial instruments business operator must pay burden charges to a fund to which it belongs pursuant to the provisions of the operational rules, so that these can be allocated to funds for…
金融商品取引業者は、投資者保護資金に充てるため、業務規程の定めるところにより、その所属する基金に対し、負担金を納付しなければならない。
Open this provision(Burden Charges)
Notwithstanding the provisions of the preceding paragraph, a fund may waive the burden charges of a financial instruments business operator that is the subject of a notice…
基金は、前項の規定にかかわらず、定款の定めるところにより、通知金融商品取引業者の負担金を免除することができる。
Open this provision(Method of Calculation of the Amount of Burden Charges)
The amount of the burden charges referred to in paragraph (1) of the preceding Article is the amount calculated using the calculation method specified in the operational rules.
前条第一項の負担金の額は、業務規程の定める算定方法により算定される額とする。
Open this provision(Delinquency Charges)
If a financial instruments business operator fails to pay the burden charges by the due date for payment specified by the operational rules, they must pay a delinquency charge to the fund to which it…
金融商品取引業者は、負担金を業務規程の定める納期限までに納付しない場合には、その所属する基金に対し、延滞金を納付しなければならない。
Open this provisionThe fund is to abolish the liquidation account on the day on which the performance of the obligations pertaining to the borrowings that have come to vest in the liquidation account pursuant to the…
基金は、附則第七条第二項の規定により清算勘定に帰属することとなつた借入金に係る債務の弁済が完了した日において、清算勘定を廃止するものとする。
Open this provisionIf, on the last day of the business year that includes the date specified by Cabinet Order as the date on which the fund ended the services listed in Article 79-49…
基金は、特例適用会社に係る第七十九条の四十九第一号から第四号まで及び第六号に掲げる業務を終了した日として政令で定める日の属する事業年度終了の日において、前条第三項の規定による政府の保証に係る借入金の残額があるときは、当該借入金に係る債務の弁済に関する経理については、他の経理と区分し…
Open this provisionOn the last day of the business year prescribed in the preceding paragraph, the fund is to cause the obligations pertaining to the borrowings referred to in that paragraph…
基金は、前項に規定する事業年度終了の日において、同項の借入金に係る債務及び負担金債権(第七十九条の二十八第四項又は第七十九条の六十四第一項の規定による負担金について未納のものがある場合におけるその負担金に係る債権をいう。以下この項において同じ。)並びに同日における準備金(第七十九条の七十一第一項に規定する準備金をいう…
Open this provisionIn each business year from the business year following the business year prescribed in paragraph (1) of the preceding Article to the business year that includes the day on which the liquidation…
証券会社は、前条第一項に規定する事業年度の翌事業年度から附則第十条の規定によりその所属する基金の清算勘定が廃止される日の属する事業年度までの各事業年度においては、前条第二項の規定により清算勘定に帰属することとなつた借入金に係る債務の額が清算勘定に属する資産の額を上回るときは…
Open this provisionoperational rules
「業務規程」
The rules a designated dispute resolution organization (指定紛争解決機関) sets for carrying out its dispute resolution services, etc. (紛争解決等業務).
Short name set inArticle 156-39, paragraph (1), item (vii)
calculation base amountmachine translation
「算定基礎額」
In the supplementary provisions (附則), the amount an investor protection fund (基金) sets in its operational rules (業務規程) as the basis for calculating the contributions (負担金) its member securities companies must pay, for its business years up to the one containing the date a Cabinet Order (政令) sets under Article 7, paragraph (1) of those provisions.
Short name set inSupplementary Provisions, Article 5, paragraph (1)
liquidation accountmachine translation
「清算勘定」
A special account, kept apart from its other accounts, that the investor protection fund (投資者保護基金) must set up to handle repayment of borrowings guaranteed by the government that remain at the end of the business year containing the date a Cabinet Order (政令) sets as the end of its payment and related services for the companies subject to the special rule (特例適用会社).
Short name set inSupplementary Provisions, Article 7, paragraph (1)
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.