The articles of incorporation of an authorized association must include the following particulars (limited to an authorized association that operates an over-the-counter securities market, with regard to the particulars set forth in item (xiii)):
認可協会の定款には、次に掲げる事項(第十三号に掲げる事項にあつては、店頭売買有価証券市場を開設する認可協会に限る。)を記載しなければならない。
the purpose of the authorized association;
目的
its name;
名称
the location of its offices;
事務所の所在地
the particulars of its association members;
協会員に関する事項
the particulars of its general meetings;
総会に関する事項
the particulars of its board meetings and other meetings;
理事会その他の会議に関する事項
the particulars of its execution of business operations;
業務の執行に関する事項
the particulars of its improvement in the quality of officers and employees of the association members, and qualities of financial instruments intermediary service providers (limited to financial instruments intermediary service providers whose entrusting financial instruments business operators, etc. are association members; hereinafter the same applies in this Section) and their officers and employees;
協会員の役員及び使用人並びに金融商品仲介業者(協会員を所属金融商品取引業者等とする金融商品仲介業者に限る。以下この節において同じ。)並びにその役員及び使用人の資質の向上に関する事項
the particulars involved in the preparation of rules;
規則の作成に関する事項
the particulars involved in complaints from investors concerning the operations of the association members or financial instruments intermediary service providers, and dispute resolution;
the particulars of purchase and sales and other transactions of securities solicited by association members or financial instruments intermediary service providers;
the particulars of its over-the-counter securities market;
店頭売買有価証券市場に関する事項
the particulars of investigations into association members' and financial instruments intermediary service providers' compliance with laws and regulations, dispositions by government agencies which are based on laws and regulations, the articles of incorporation and other rules, and the principle of good faith in their transactions;
the particulars of membership fees;
会費に関する事項
the particulars of its accounting and assets; and
会計及び資産に関する事項
its method of public notice.
公告の方法
An authorized association must obtain the authorization of the Prime Minister if it seeks to change its articles of incorporation.
認可協会は、定款を変更しようとするときは、内閣総理大臣の認可を受けなければならない。
If a particular set forth in Article 67-3, paragraph (1), item (ii) or (iii) changes, the authorized association must notify the Prime Minister of this without delay. The same applies when the rules of an authorized association (excluding the articles of incorporation; and with regard to an authorized association that operates an over-the-counter securities market, excluding the rules set forth in Article 67-12) are prepared, if they change, or if they are discontinued.
認可協会は、第六十七条の三第一項第二号又は第三号に掲げる事項について変更があつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。認可協会の規則(定款及び店頭売買有価証券市場を開設する認可協会にあつては、第六十七条の十二の規則を除く。)の作成、変更又は廃止があつたときも、同様とする。
Read this with the articles around it
(Authorization for Regulations)
If an authorized association seeks to establish an over-the-counter securities market, it must provide for the following matters in its rules, in connection with the registration under paragraph (1)…
認可協会は、店頭売買有価証券市場を開設しようとするときは、その規則において前条第一項の規定による登録及び店頭売買有価証券に関し、次に掲げる事項を定め、内閣総理大臣の認可を受けなければならない。当該規則を変更し、又は廃止しようとするときも、同様とする。
Open this provision(Submission of Written Application for Authorization)
the location of its office; and
事務所の所在の場所
Open this provision(Submission of Written Application for Authorization)
the names of its officers and names of its association members.
役員の氏名及び協会員の名称
Open this provision(Particulars Required to Be Included in the Articles of Incorporation)
the particulars of its over-the-counter securities market;
店頭売買有価証券市場に関する事項
Open this provisionsecurities
「有価証券」
Securities as this Act defines them: the instruments listed in Article 2, paragraph (1), among them national government and local government bonds, corporate bonds, share certificates and share option certificates, preferred equity investment certificates, beneficiary certificates of investment trusts and other trusts, investment securities, certain promissory notes, mortgage securities, option certificates and depositary receipts, foreign instruments of the same nature, and other instruments a Cabinet Order (政令) specifies.
Defined inArticle 2, paragraph (1)· applies throughout the law
financial instruments intermediary service provider
「金融商品仲介業者」
A person registered by the Prime Minister under Article 66 to carry on financial instruments intermediary service (金融商品仲介業).
Defined inArticle 2, paragraph (12)· applies throughout the law
officer
「役員」
A director, accounting advisor, company auditor or executive officer, or a person equivalent to one, in this Act other than Articles 163 to 167.
Defined inArticle 21, paragraph (1), item (i)· applies from here on, except in Articles 163 to 167
entrusting financial instruments business operator, etc.
「所属金融商品取引業者等」
In Chapter III-2 (financial instruments intermediary service providers) and Chapter IV, the financial instruments business operator (金融商品取引業者) engaged in type-I financial instruments business or investment management business, or the registered financial institution (登録金融機関), that entrusts a financial instruments intermediary service provider (金融商品仲介業者) to act for it.
Short name set inArticle 66-2, paragraph (1), item (iv)· applies only in this chapter and in Chapter 4
authorized association
「認可協会」
In Chapter IV, short for authorized financial instruments firms association (認可金融商品取引業協会): an association established under Subsection 1 of Section 1 of that Chapter, whose purpose is to make the trading of securities and derivatives transactions, etc. fair and smooth and to contribute to the sound development of financial instruments business and to investor protection.
Short name set inArticle 67, paragraph (1)· applies only in this chapter
association membermachine translation
「協会員」
In Section 1 of Chapter 4, a member of an authorized association (認可協会).
Defined inArticle 67, paragraph (2)· applies only in this section
over-the-counter securities marketmachine translation
「店頭売買有価証券市場」
The market an authorized financial instruments firms association (認可金融商品取引業協会) may open for purchases and sales of over-the-counter traded securities (店頭売買有価証券) that its members make on their own account or as intermediary, broker or agent.
Short name set inArticle 67, paragraph (2)
articles of incorporation
定款
A company's own basic rules, written by its founders when it is formed: at least its purpose, its trade name, where its head office is, the value of the property contributed at incorporation and who the founders are (Companies Act, Article 27). A stock company's must be certified by a notary before it takes effect (Article 30, paragraph (1)), and can later be changed by a resolution of the shareholders meeting (Article 466). Many rules in the Act apply "unless the articles of incorporation provide otherwise", so a company's articles decide a great deal of how the Act applies to it.
Written by AI using Companies Act, Arts. 26, 27, 30, 466, 575 as a reference.
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.