Search

Search provisions, jump to a law or an article

1 article

Article 67-8Particulars Required to Be Included in the Articles of Incorporation

第六十七条の八(定款の必要的記載事項)

The articles of incorporation of an authorized association must include the following particulars (limited to an authorized association that operates an over-the-counter securities market, with regard to the particulars set forth in item (xiii)):

認可協会の定款には、次に掲げる事項(第十三号に掲げる事項にあつては、店頭売買有価証券市場を開設する認可協会に限る。)を記載しなければならない。

the purpose of the authorized association;

目的

its name;

名称

the location of its offices;

事務所の所在地

the particulars of its association members;

協会員に関する事項

the particulars of its general meetings;

総会に関する事項

the particulars of its officers;

役員に関する事項

the particulars of its board meetings and other meetings;

理事会その他の会議に関する事項

the particulars of its execution of business operations;

業務の執行に関する事項

the particulars of its improvement in the quality of officers and employees of the association members, and qualities of financial instruments intermediary service providers (limited to financial instruments intermediary service providers whose entrusting financial instruments business operators, etc. are association members; hereinafter the same applies in this Section) and their officers and employees;

協会員の役員及び使用人並びに金融商品仲介業者(協会員を所属金融商品取引業者等とする金融商品仲介業者に限る。以下この節において同じ。)並びにその役員及び使用人の資質の向上に関する事項

the particulars involved in the preparation of rules;

規則の作成に関する事項

the particulars involved in complaints from investors concerning the operations of the association members or financial instruments intermediary service providers, and dispute resolution;

協会員及び金融商品仲介業者の業務に対する投資者からの苦情及び紛争の解決に関する事項

the particulars of purchase and sales and other transactions of securities solicited by association members or financial instruments intermediary service providers;

協会員及び金融商品仲介業者の有価証券の売買その他の取引の勧誘に関する事項

the particulars of its over-the-counter securities market;

店頭売買有価証券市場に関する事項

the particulars of investigations into association members' and financial instruments intermediary service providers' compliance with laws and regulations, dispositions by government agencies which are based on laws and regulations, the articles of incorporation and other rules, and the principle of good faith in their transactions;

協会員及び金融商品仲介業者の法令、法令に基づく行政官庁の処分若しくは定款その他の規則又は取引の信義則の遵守の状況の調査に関する事項

the particulars of membership fees;

会費に関する事項

the particulars of its accounting and assets; and

会計及び資産に関する事項

its method of public notice.

公告の方法

An authorized association must obtain the authorization of the Prime Minister if it seeks to change its articles of incorporation.

認可協会は、定款を変更しようとするときは、内閣総理大臣の認可を受けなければならない。

If a particular set forth in Article 67-3, paragraph (1), item (ii) or (iii) changes, the authorized association must notify the Prime Minister of this without delay. The same applies when the rules of an authorized association (excluding the articles of incorporation; and with regard to an authorized association that operates an over-the-counter securities market, excluding the rules set forth in Article 67-12) are prepared, if they change, or if they are discontinued.

認可協会は、第六十七条の三第一項第二号又は第三号に掲げる事項について変更があつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。認可協会の規則(定款及び店頭売買有価証券市場を開設する認可協会にあつては、第六十七条の十二の規則を除く。)の作成、変更又は廃止があつたときも、同様とする。

Read this with the articles around it

© 2026 japanlaw.orgA copy for reading and reference — not an official source, and not legal advice. Only the Japanese text published by the government has legal effect.Run by Genjido LLC (Genjido 合同会社) · contact@genjido.comContactSourcesTermsPrivacy