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Article 66-80Prohibition of Re-Entrustment

第六十六条の八十(再委託の禁止)

An investment management-related services contractor must not entrust investment management-related services (limited to those for which the registration referred to in Article 66-71 or the registration of a change referred to in Article 66-75, paragraph (4) has been obtained for performing those services; the same applies in the following paragraph) to another person; provided, however, that this does not apply if it has obtained the approval of the Prime Minister.

投資運用関係業務受託業者は、他の者に投資運用関係業務(当該投資運用関係業務を行うことにつき第六十六条の七十一の登録又は第六十六条の七十五第四項の変更登録を受けているものに限る。次項において同じ。)を委託してはならない。ただし、内閣総理大臣の承認を受けたときは、この限りでない。

When an application for the approval referred to in the proviso to the preceding paragraph is filed, the Prime Minister is not to grant the approval only where it is found that the entrustment of investment management-related services (including entrustment at two or more degrees of separation) by the applicant for approval is likely to impede the appropriate performance of investment management business, etc. by the person that entrusted those investment management-related services to the applicant for approval.

内閣総理大臣は、前項ただし書の承認の申請があつた場合には、投資運用関係業務の委託(二以上の段階にわたる委託を含む。)を行うことが承認申請者に当該投資運用関係業務を委託した者における投資運用業等の適確な遂行に支障を及ぼすおそれがあると認められるときに限り、承認しないものとする。

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