An investment management-related services contractor must not entrust investment management-related services (limited to those for which the registration referred to in Article 66-71 or the registration of a change referred to in Article 66-75, paragraph (4) has been obtained for performing those services; the same applies in the following paragraph) to another person; provided, however, that this does not apply if it has obtained the approval of the Prime Minister.
投資運用関係業務受託業者は、他の者に投資運用関係業務(当該投資運用関係業務を行うことにつき第六十六条の七十一の登録又は第六十六条の七十五第四項の変更登録を受けているものに限る。次項において同じ。)を委託してはならない。ただし、内閣総理大臣の承認を受けたときは、この限りでない。
When an application for the approval referred to in the proviso to the preceding paragraph is filed, the Prime Minister is not to grant the approval only where it is found that the entrustment of investment management-related services (including entrustment at two or more degrees of separation) by the applicant for approval is likely to impede the appropriate performance of investment management business, etc. by the person that entrusted those investment management-related services to the applicant for approval.
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Registration
A person that conducts investment management-related services contracting business may be registered by the Prime Minister.
投資運用関係業務受託業を行う者は、内閣総理大臣の登録を受けることができる。
Open this provisionRegistration of a Change
If an investment management-related services contractor seeks to change the particular set forth in Article 66-72, paragraph (1), item (vi), it must obtain the registration of a change made by the…
投資運用関係業務受託業者は、第六十六条の七十二第一項第六号に掲げる事項について変更をしようとするときは、内閣府令で定めるところにより、内閣総理大臣の行う変更登録を受けなければならない。
Open this provisionProhibition of Re-Entrustment
An investment management-related services contractor must not entrust investment management-related services (limited to those for which the registration referred to in Article 66-71 or the…
投資運用関係業務受託業者は、他の者に投資運用関係業務(当該投資運用関係業務を行うことにつき第六十六条の七十一の登録又は第六十六条の七十五第四項の変更登録を受けているものに限る。次項において同じ。)を委託してはならない。ただし、内閣総理大臣の承認を受けたときは、この限りでない。
Open this provisionProhibition of Re-Entrustment
When an application for the approval referred to in the proviso to the preceding paragraph is filed, the Prime Minister is not to grant the approval only where it is found that the entrustment of…
内閣総理大臣は、前項ただし書の承認の申請があつた場合には、投資運用関係業務の委託(二以上の段階にわたる委託を含む。)を行うことが承認申請者に当該投資運用関係業務を委託した者における投資運用業等の適確な遂行に支障を及ぼすおそれがあると認められるときに限り、承認しないものとする。
Open this provisioninvestment management business, etc.machine translation
「投資運用業等」
In Article 2, paragraphs (43) and (44) and Article 66-80, paragraph (2), investment management business (投資運用業) as defined in Article 28, paragraph (4); specially permitted services for qualified institutional investors, etc. (適格機関投資家等特例業務) under Article 63, paragraph (2) that consist in the act in Article 63, paragraph (1), item (ii); or specially permitted services for foreign investors, etc. (海外投資家等特例業務) under Article 63-8, paragraph (1) that consist in the act in its item (i).
Defined inArticle 2, paragraph (43)· applies only in this provision and in Article 2, paragraph (44); and Article 66-80, paragraph (2)
investment management-related servicesmachine translation
「投資運用関係業務」
Services carried out in connection with investment management business, etc. (投資運用業等): calculating the value of the property under management (運用対象財産) from the securities and other assets in it, the interest or dividends they yield and the fees for managing it; and guiding compliance with laws and regulations, administrative dispositions under them, and articles of incorporation and other rules (法令等).
Defined inArticle 2, paragraph (43)· applies throughout the law
investment management-related services contractormachine translation
「投資運用関係業務受託業者」
A person registered with the Prime Minister under Article 66-71 to carry on investment management-related services contracting business (投資運用関係業務受託業).
Defined inArticle 2, paragraph (45)· applies throughout the law
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.