A person seeking the registration referred to in the preceding Article must submit a written application for registration to the Prime Minister, in which it states the following particulars:
前条の登録を受けようとする者は、次に掲げる事項を記載した登録申請書を内閣総理大臣に提出しなければならない。
the person's trade name or name;
商号、名称又は氏名
the amount of stated capital or the total amount of contributions, if it is a corporation;
法人であるときは、資本金の額又は出資の総額
the name and location of the person's principal business office or office;
主たる営業所又は事務所の名称及び所在地
the name and location of the business office or office for services related to high-speed trading;
高速取引行為に係る業務を行う営業所又は事務所の名称及び所在地
if the person engages in other business, the business type; and
他に事業を行つているときは、その事業の種類
other particulars specified by Cabinet Office Order.
その他内閣府令で定める事項
The following documents must accompany the written application for registration referred to in the preceding paragraph:
前項の登録申請書には、次に掲げる書類を添付しなければならない。
a document pledging that the person does not fall under any of the items of Article 66-53 (excluding items (ii) through (iv), item (v), (d), and item (vi), (c));
第六十六条の五十三各号(第二号から第四号まで、第五号ニ及び第六号ハを除く。)のいずれにも該当しないことを誓約する書面
a document stating the things specified by Cabinet Office Order as constituting the business outline and business methods for services related to high-speed trading;
高速取引行為に係る業務の内容及び方法として内閣府令で定めるものを記載した書類
if it is a corporation, the articles of incorporation and the corporation's certificate of registered information (including anything equivalent to these); and
法人である場合においては、定款及び法人の登記事項証明書(これらに準ずるものを含む。)
other documents specified by Cabinet Office Order.
その他内閣府令で定める書類
In attaching the documents set forth in item (iii) of the preceding paragraph to the written application for registration, if the articles of incorporation have been prepared as electronic or magnetic records, the electronic or magnetic records (limited to those specified by Cabinet Office Order) may be attached to that written application in lieu of written documents.
Read this with the articles around it
(Registration)
A person other than a financial instruments business operator, etc. and authorized firm for on-exchange transactions…
金融商品取引業者等及び取引所取引許可業者(金融商品取引業若しくは登録金融機関業務又は取引所取引業務として高速取引行為を行い、又は行おうとする者に限る。)以外の者は、高速取引行為を行おうとするときは、内閣総理大臣の登録を受けなければならない。
Open this provision(Application for Registration)
A person seeking the registration referred to in the preceding Article must submit a written application for registration to the Prime Minister, in which it states the following particulars:
前条の登録を受けようとする者は、次に掲げる事項を記載した登録申請書を内閣総理大臣に提出しなければならない。
Open this provision(Application for Registration)
if it is a corporation, the articles of incorporation and the corporation's certificate of registered information (including anything equivalent to these); and
法人である場合においては、定款及び法人の登記事項証明書(これらに準ずるものを含む。)
Open this provision(Refusal of Registration)
If the applicant for registration falls under any of the following items, or if a written application for registration or an accompanying document, or electronic or magnetic record includes a false…
内閣総理大臣は、登録申請者が次の各号のいずれかに該当するとき、又は登録申請書若しくはこれに添付すべき書類若しくは電磁的記録のうちに虚偽の記載若しくは記録があり、若しくは重要な事実の記載若しくは記録が欠けているときは、その登録を拒否しなければならない。
Open this provision(Refusal of Registration)
a person that conducts another business which is found to be contrary to the public interest;
他に行う事業が公益に反すると認められる者
Open this provision(Refusal of Registration)
a person that does not have a personnel structure sufficient to perform the services related to high-speed trading in an appropriate manner;
高速取引行為に係る業務を適確に遂行するに足りる人的構成を有しない者
Open this provision(Refusal of Registration)
a person that is found not to have in place the necessary system for performing services related to high-speed trading in an appropriate manner;
高速取引行為に係る業務を適確に遂行するための必要な体制が整備されていると認められない者
Open this provision(Refusal of Registration)
if the applicant is a corporation, a person that falls under any of the following:
法人である場合においては、次のいずれかに該当する者
Open this provision(Refusal of Registration)
if the applicant is an individual, a person that falls under any of the following persons:
個人である場合においては、次のいずれかに該当する者
Open this provisionhigh-speed trading
「高速取引行為」
Buying and selling securities or conducting market derivatives transactions, entrusting either to another, or a similar act a Cabinet Order (政令) specifies, where the decision to do it is made automatically by an electronic data processing system and the information needed to carry it out is sent to a financial instruments exchange or other recipient a Cabinet Office Order (内閣府令) specifies by a method that Order sets for shortening the time sending it would normally take, other than acts a Cabinet Order exempts as posing no risk to the protection of investors.
Defined inArticle 2, paragraph (41)· applies throughout the law
electronic or magnetic recordmachine translation
「電磁的記録」
A record made in electronic, magnetic or any other form people cannot perceive directly, for use in computer processing.
Defined inArticle 13, paragraph (5)
officer
「役員」
A director, accounting advisor, company auditor or executive officer, or a person equivalent to one, in this Act other than Articles 163 to 167.
Defined inArticle 21, paragraph (1), item (i)· applies from here on, except in Articles 163 to 167
articles of incorporation
定款
A company's own basic rules, written by its founders when it is formed: at least its purpose, its trade name, where its head office is, the value of the property contributed at incorporation and who the founders are (Companies Act, Article 27). A stock company's must be certified by a notary before it takes effect (Article 30, paragraph (1)), and can later be changed by a resolution of the shareholders meeting (Article 466). Many rules in the Act apply "unless the articles of incorporation provide otherwise", so a company's articles decide a great deal of how the Act applies to it.
Written by AI using Companies Act, Arts. 26, 27, 30, 466, 575 as a reference.
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.