In the following cases, the Prime Minister deletes the registration of a sales representative from the register:
the Prime Minster rescinds the registration of the sales representative pursuant to the provisions of paragraph (1) of the preceding Article;
the financial instruments business operator, etc. with which the sales representative is affiliated is dissolved or discontinues the business of performing the acts set forth in the items of Article 64, paragraph (1) (or discontinues the services of a registered financial institution, if it is a registered financial institution) within the financial instruments business;
it is confirmed that the person has stopped performing the duties of a sales representative due to having left the position or for other reasons; and
退職その他の理由により外務員の職務を行わないこととなつた事実が確認されたとき。
beyond what is set forth in the preceding three items, when so specified by Cabinet Office Order.
前三号に掲げるもののほか、内閣府令で定めるとき。
Read this with the articles around it
(Supervisory Dispositions for Sales Representatives)
If a registered sales representative falls under any of the following items, the Prime Minister may rescind the registration or order the sales representative to suspend their duties during a fixed…
内閣総理大臣は、登録を受けている外務員が次の各号のいずれかに該当する場合においては、その登録を取り消し、又は二年以内の期間を定めてその職務の停止を命ずることができる。
Open this provision(Deletion of Registrations)
the Prime Minster rescinds the registration of the sales representative pursuant to the provisions of paragraph (1) of the preceding Article;
前条第一項の規定により外務員の登録を取り消したとき。
Open this provision(Deletion of Registrations)
the financial instruments business operator, etc. with which the sales representative is affiliated is dissolved or discontinues the business of performing the acts set forth in the items of Article…
外務員の所属する金融商品取引業者等が解散し、又は金融商品取引業(登録金融機関にあつては、登録金融機関業務)のうち第六十四条第一項各号に掲げる行為を行う業務を廃止したとき。
Open this provision(Deletion of Registrations)
it is confirmed that the person has stopped performing the duties of a sales representative due to having left the position or for other reasons; and
退職その他の理由により外務員の職務を行わないこととなつた事実が確認されたとき。
Open this provision(Registration of Sales Representatives)
A financial instruments business operator, etc. must have a registration made in a sales representatives register that is kept in a location set forth by Cabinet Office Order…
金融商品取引業者等は、勧誘員、販売員、外交員その他いかなる名称を有する者であるかを問わず、その役員又は使用人のうち、その金融商品取引業者等のために次に掲げる行為を行う者(以下「外務員」という。)の氏名、生年月日その他内閣府令で定める事項につき…
Open this provisionfinancial instruments business
「金融商品取引業」
Carrying on as a business any of the acts listed in Article 2, paragraph (8) — such as trading and brokering securities and derivatives, underwriting, handling public offerings and private placements, giving investment advice, managing investments and holding customers' money or securities — other than acts a Cabinet Order (政令) excludes as posing no risk to investor protection, and certain of those acts when banks, cooperative financial institutions (協同組織金融機関) and other financial institutions a Cabinet Order specifies carry them out.
Defined inArticle 2, paragraph (8)· applies throughout the law
registered financial institutionmachine translation
「登録金融機関」
A bank, cooperative financial institution (協同組織金融機関) or other financial institution a Cabinet Order (政令) specifies that is registered under Article 33-2.
Defined inArticle 2, paragraph (11)
registered financial institution businessmachine translation
「登録金融機関業務」
The business a registered financial institution (登録金融機関) carries on under its registration under Article 33-2.
Defined inArticle 33-3, paragraph (1), item (vi), (a)
financial instruments business operator, etc.machine translation
「金融商品取引業者等」
A financial instruments business operator (金融商品取引業者) or a registered financial institution (登録金融機関).
Defined inArticle 34, paragraph (1)
sales representative
「外務員」
An officer or employee of a financial instruments business operator, etc. who, whatever their title, carries out for it the acts listed in Article 64, paragraph (1), such as soliciting purchases and sales of securities or derivatives transactions; each must be registered in the register of sales representatives.
Short name set inArticle 64, paragraph (1)
register
「登録原簿」
The sales representative register (外務員登録原簿), kept at a place a Cabinet Office Order (内閣府令) specifies, in which a financial instruments business operator, etc. (金融商品取引業者等) must register the name, date of birth and other particulars of each of its officers and employees who carry on for it the acts listed in Article 64, paragraph (1).
Short name set inArticle 64, paragraph (1)
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.