If a registered sales representative falls under any of the following items, the Prime Minister may rescind the registration or order the sales representative to suspend their duties during a fixed period of no longer than two years:
内閣総理大臣は、登録を受けている外務員が次の各号のいずれかに該当する場合においては、その登録を取り消し、又は二年以内の期間を定めてその職務の停止を命ずることができる。
the person comes to fall under any of Article 29-4, paragraph (1), item (ii), (a) through (i), or is discovered to have fallen under any of the items of Article 64-2, paragraph (1) at the time of registration;
第二十九条の四第一項第二号イからリまでのいずれかに該当することとなつたとき、又は登録の当時既に第六十四条の二第一項各号のいずれかに該当していたことが判明したとき。
the person violates a law or regulation in connection with business involving the undertaking of any act set forth in the items of Article 64, paragraph (1) (or in connection with the services of a registered financial institution, if it is a registered financial institution) or services incidental thereto within the financial instruments business, or the person is otherwise found to have committed an extremely inappropriate act in the course of duties as a sales representative; or
the person has had a registration rescinded pursuant to the provisions of item (iii) of the following Article during the last five years, and an act that the person performed during the period while the registration was in effect (limited to acts during the last five years) is discovered to have fallen under the preceding item.
Irrespective of the category of procedures for hearing statements of opinion under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to issue a disposition bassed on the provisions of the preceding paragraph, the Prime Minister must conduct a hearing.
内閣総理大臣は、前項の規定に基づいて処分をしようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
If the Prime Minister decides to issue a disposition based on the provisions of paragraph (1), the Prime Minister must notify the applicant for registration of this in writing.
内閣総理大臣は、第一項の規定に基づいて処分をすることとしたときは、書面により、その旨を登録申請者に通知しなければならない。
Read this with the articles around it
(Refusal of Registration)
if the person is a corporation, a person that has an officer, or an employee specified by Cabinet Order, who falls under any of the following:
法人である場合においては、役員又は政令で定める使用人のうちに次のいずれかに該当する者のある者
Open this provision(Refusal of Registration)
If the sales representative to which an application for registration pertains falls under any of the following items, or if a written application for registration or an accompanying document includes…
内閣総理大臣は、登録の申請に係る外務員が次の各号のいずれかに該当するとき、又は登録申請書若しくはその添付書類のうちに虚偽の記載があり、若しくは重要な事実の記載が欠けているときは、その登録を拒否しなければならない。
Open this provision(Supervisory Dispositions for Sales Representatives)
If a registered sales representative falls under any of the following items, the Prime Minister may rescind the registration or order the sales representative to suspend their duties during a fixed…
内閣総理大臣は、登録を受けている外務員が次の各号のいずれかに該当する場合においては、その登録を取り消し、又は二年以内の期間を定めてその職務の停止を命ずることができる。
Open this provision(Supervisory Dispositions for Sales Representatives)
the person violates a law or regulation in connection with business involving the undertaking of any act set forth in the items of Article 64, paragraph (1)…
金融商品取引業（登録金融機関にあつては、登録金融機関業務）のうち第六十四条第一項各号に掲げる行為を行う業務又はこれに付随する業務に関し法令に違反したとき、その他外務員の職務に関して著しく不適当な行為をしたと認められるとき。
Open this provision(Deletion of Registrations)
it is confirmed that the person has stopped performing the duties of a sales representative due to having left the position or for other reasons; and
退職その他の理由により外務員の職務を行わないこととなつた事実が確認されたとき。
Open this provision(Registration of Sales Representatives)
A financial instruments business operator, etc. must have a registration made in a sales representatives register that is kept in a location set forth by Cabinet Office Order…
金融商品取引業者等は、勧誘員、販売員、外交員その他いかなる名称を有する者であるかを問わず、その役員又は使用人のうち、その金融商品取引業者等のために次に掲げる行為を行う者（以下「外務員」という。）の氏名、生年月日その他内閣府令で定める事項につき…
Open this provision(Procedures When Intending to Render Adverse Dispositions)
If an administrative agency intends to render adverse dispositions, as specified in this Chapter in accordance with the category referred to in the following items…
行政庁は、不利益処分をしようとする場合には、次の各号の区分に従い、この章の定めるところにより、当該不利益処分の名あて人となるべき者について、当該各号に定める意見陳述のための手続を執らなければならない。
Open this provisionfinancial instruments business
「金融商品取引業」
Carrying on as a business any of the acts listed in Article 2, paragraph (8) — such as trading and brokering securities and derivatives, underwriting, handling public offerings and private placements, giving investment advice, managing investments and holding customers' money or securities — other than acts a Cabinet Order (政令) excludes as posing no risk to investor protection, and certain of those acts when banks, cooperative financial institutions (協同組織金融機関) and other financial institutions a Cabinet Order specifies carry them out.
Defined inArticle 2, paragraph (8)· applies throughout the law
registered financial institutionmachine translation
「登録金融機関」
A bank, cooperative financial institution (協同組織金融機関) or other financial institution a Cabinet Order (政令) specifies that is registered under Article 33-2.
Defined inArticle 2, paragraph (11)
registered financial institution businessmachine translation
「登録金融機関業務」
The business a registered financial institution (登録金融機関) carries on under its registration under Article 33-2.
Defined inArticle 33-3, paragraph (1), item (vi), (a)
sales representative
「外務員」
An officer or employee of a financial instruments business operator, etc. who, whatever their title, carries out for it the acts listed in Article 64, paragraph (1), such as soliciting purchases and sales of securities or derivatives transactions; each must be registered in the register of sales representatives.
Short name set inArticle 64, paragraph (1)
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.