Search

Search provisions, jump to a law or an article

1 article

Article 64-4Notification of a Change to Registered Information

第六十四条の四(登録事項の変更等の届出)

If a fact falling under any of the following items occurs with regard to a sales representative that a financial instruments business operator, etc. has had registered pursuant to the provisions of Article 64, paragraph (1), the financial instruments business operator must notify the Prime Minister of this without delay:

金融商品取引業者等は、第六十四条第一項の規定により登録を受けている外務員について、次の各号のいずれかに該当する事実が生じたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。

a particular set forth in Article 64, paragraph (3), item (iii), (a) or (b) changes;

第六十四条第三項第三号イ又はロに掲げる事項に変更があつたとき。

the case comes to fall under the case specified by Cabinet Office Order as being likely to fall under Article 29-4, item (ii), (a);

第二十九条の四第一項第二号イに該当するおそれがあるものとして内閣府令で定める場合に該当することとなつたとき。

the person comes to fall under any of Article 29-4, paragraph (1), item (ii), (b) through (i); or

第二十九条の四第一項第二号ロからリまでのいずれかに該当することとなつたとき。

the person no longer performs the duties of a sales representative due to leaving office or for other reasons.

退職その他の理由により外務員の職務を行わないこととなつたとき。

Read this with the articles around it

© 2026 japanlaw.orgA copy for reading and reference — not an official source, and not legal advice. Only the Japanese text published by the government has legal effect.Run by Genjido LLC (Genjido 合同会社) · contact@genjido.comContactSourcesTermsPrivacy