Article 63-10Succession to the Position of a Notifier of Specially Permitted Services for Foreign Investors
第六十三条の十(海外投資家等特例業務届出者の地位の承継等)
If a notifier of specially permitted services for foreign investors, etc. transfers all of its business linked with specially permitted services for foreign investors, etc., or becomes subject to a merger, company split (limited to one in which all of the business is succeeded to), or inheritance, the person that acquires all of the business, the corporation that survives the merger, the corporation that is incorporated in the merger, or the corporation or heir that succeeds to all of the business in the company split (or, if there are two or more heirs and they have decided which of the heirs is to succeed to business through an agreement, that person) succeeds to the position of a notifier of specially permitted services for foreign investors, etc., unless that person is a financial instruments business operator or a financial institution prescribed in Article 33, paragraph (1).
海外投資家等特例業務届出者が海外投資家等特例業務に係る事業の全部を譲渡したとき、又は海外投資家等特例業務届出者について合併、分割(当該事業の全部を承継させるものに限る。)若しくは相続があつたときは、当該事業の全部を譲り受けた者又は合併後存続する法人若しくは合併により設立された法人、分割により当該事業の全部を承継した法人若しくは相続人(相続人が二人以上ある場合においてその協議により当該事業を承継すべき相続人を定めたときは、その者)は、当該者が金融商品取引業者又は第三十三条第一項に規定する金融機関である場合を除き、その海外投資家等特例業務届出者の地位を承継する。
A person that succeeds to the position of a notifier of specially permitted services for foreign investors, etc. pursuant to the provisions of the preceding paragraph must notify the Prime Minister of this without delay.
前項の規定により海外投資家等特例業務届出者の地位を承継した者は、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
If a notifier of specially permitted services for foreign investors, etc. comes to fall under any of the following cases, the notifier must notify the Prime Minister of this without delay:
海外投資家等特例業務届出者は、次の各号のいずれかに該当することとなつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
the notifier suspends or resumes specially permitted services for foreign investors, etc.;
海外投資家等特例業務を休止し、又は再開したとき。
the notifier discontinues specially permitted services for foreign investors, etc.; or
海外投資家等特例業務を廃止したとき。
the notifier falls under any other case specified by Cabinet Office Order.
その他内閣府令で定める場合に該当するとき。
If a notifier of specially permitted services for foreign investors, etc. is a corporation, and that corporation is dissolved for reasons other than a merger, the liquidator (or, if the dissolution is due to an order to commence bankruptcy proceedings, the bankruptcy trustee) must notify the Prime Minister of this without delay.
海外投資家等特例業務届出者である法人が合併以外の事由により解散したときは、その清算人(解散が破産手続開始の決定による場合にあつては、破産管財人)は、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
Read this with the articles around it
(Prohibition on Engagement in Securities Services by Financial Institutions)
It is prohibited for a bank or cooperative financial institution, or for any other financial institution specified by Cabinet Order…
銀行、協同組織金融機関その他政令で定める金融機関(以下この条及び次条において「金融機関」という。)は、有価証券関連業又は投資運用業を行つてはならない。ただし、有価証券関連業については、金融機関が他の法律の定めるところにより投資の目的をもつて…
Open this provision(Succession to the Position of a Notifier of Specially Permitted Services for Foreign Investors)
If a notifier of specially permitted services for foreign investors, etc. transfers all of its business linked with specially permitted services for foreign investors, etc.…
海外投資家等特例業務届出者が海外投資家等特例業務に係る事業の全部を譲渡したとき、又は海外投資家等特例業務届出者について合併、分割(当該事業の全部を承継させるものに限る。)若しくは相続があつたときは、当該事業の全部を譲り受けた者又は合併後存続する法人若しくは合併により設立された法人…
Open this provisionfinancial instruments business operator
「金融商品取引業者」
A person registered by the Prime Minister under Article 29 to carry on financial instruments business (金融商品取引業).
Defined inArticle 2, paragraph (9)· applies throughout the law
financial institutionmachine translation
「金融機関」
In Articles 33 and 33-2, a bank, a cooperative financial institution (協同組織金融機関) or another financial institution a Cabinet Order (政令) specifies; such institutions may not carry on securities-related business (有価証券関連業) or investment management business (投資運用業), with the exceptions those Articles set out.
Short name set inArticle 33, paragraph (1)· applies only in this article and in Article 33-2
specially permitted services for foreign investors, etc.
「海外投資家等特例業務」
Carrying on as a business either of these: managing money contributed by foreign investors, etc. (海外投資家等) who are the only holders of partnership-type rights (Article 2, paragraph (2), items (v) and (vi)) in an investment business — leaving out special purpose companies, silent partnership operators and similar persons with other investors — where that money comes mainly from non-residents; or, in connection with that management, offering or privately placing such rights to those foreign investors, etc. in ways a Cabinet Order (政令) specifies as unlikely to let anyone else acquire them.
Defined inArticle 63-8, paragraph (1)· applies only in this section
notifier of specially permitted services for foreign investors, etc.machine translation
「海外投資家等特例業務届出者」
A person that has notified the Prime Minister under Article 63-9, paragraph (1) that it will carry on specially permitted services for foreign investors, etc. (海外投資家等特例業務), other than one that has since given notice under Article 63-10, paragraph (3), item (ii) that it has discontinued them.
Defined inArticle 63-9, paragraph (4)
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.