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Article 37-6Written Cancellation

第三十七条の六(書面等による解除)

Except as otherwise specified by Cabinet Office Order, a customer that has concluded a financial instruments transaction contract (limited to one that is specified by Cabinet Order in consideration of the content of such a financial instruments transaction contract and other circumstances) with a financial instruments business operator, etc. may cancel the relevant financial instruments transaction contract in writing or in the form of electronic or magnetic record, until the number of days specified by Cabinet Order has elapsed starting from the day specified by Cabinet Order as the day on which the customer received the provision of information pursuant to the provisions of Article 37-4 regarding the conclusion of the relevant financial instruments transaction contract.

金融商品取引業者等と金融商品取引契約(当該金融商品取引契約の内容その他の事情を勘案して政令で定めるものに限る。)を締結した顧客は、内閣府令で定める場合を除き、当該金融商品取引契約の成立に係る第三十七条の四の規定による情報の提供を受けた日として政令で定める日から起算して政令で定める日数を経過するまでの間、書面又は電磁的記録により当該金融商品取引契約の解除を行うことができる。

The cancellation of a financial instruments transaction contract under the preceding paragraph that is made by either of the means set forth in the following items takes effect at the time specified in each of those items:

次の各号に掲げるものにより行う前項の規定による金融商品取引契約の解除は、当該各号に定める時に、その効力を生ずる。

a written document:when the document is issued; and

書面 当該書面を発した時

electronic or magnetic records contained in a recording medium:when the recording medium is sent.

記録媒体に記録された電磁的記録 当該記録媒体を発送した時

If a financial instruments transaction contract becomes subject to a cancelation under paragraph (1), the financial instruments business operator, etc. may not request the customer to pay damages or a penalty for the cancellation of that financial instruments transaction contract beyond the amount specified by Cabinet Office Order as the amount of fees, remuneration, or other consideration payable by the customer with regard to that financial instruments transaction contract (referred to as a "consideration" in the following paragraph) for the period until the cancellation of that financial instruments transaction contract.

金融商品取引業者等は、第一項の規定による金融商品取引契約の解除があつた場合には、当該金融商品取引契約の解除までの期間に相当する手数料、報酬その他の当該金融商品取引契約に関して顧客が支払うべき対価(次項において「対価」という。)の額として内閣府令で定める金額を超えて当該金融商品取引契約の解除に伴う損害賠償又は違約金の支払を請求することができない。

If a financial instruments transaction contract becomes subject to a cancellation under paragraph (1), the financial instruments business operator, etc. must refund any consideration paid in advance for the relevant financial instruments transaction contract to the customer that paid it; provided, however, that this does not apply to the amount specified by Cabinet Office Order as prescribed in the preceding paragraph.

金融商品取引業者等は、第一項の規定による金融商品取引契約の解除があつた場合において、当該金融商品取引契約に係る対価の前払を受けているときは、これを顧客に返還しなければならない。ただし、前項の内閣府令で定める金額については、この限りでない。

Any special provision that is contrary to the provisions of the preceding paragraphs and disadvantageous to a customer is void.

前各項の規定に反する特約で顧客に不利なものは、無効とする。

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