A financial instruments exchange must establish detailed regulations for the following particulars in connection with the financial instruments exchange markets it operates, for each of its financial instruments exchange markets (excluding items (i) and (ii), if it is an incorporated association-operated financial instruments exchange), in its operational rules:
the particulars of its trading participants;
取引参加者に関する事項
the particulars of guarantee funds;
信認金に関する事項
the particulars of clearing margins;
取引証拠金に関する事項
the standards and methods for the listing and delisting of securities subject to purchase and sales of securities;
有価証券の売買に係る有価証券の上場及び上場廃止の基準及び方法
the type and period of purchase and sales of securities or market derivatives transactions;
有価証券の売買又は市場デリバティブ取引の種類及び期限
the starting, ending, and suspension of purchase and sales of securities or market derivatives transactions;
有価証券の売買又は市場デリバティブ取引の開始及び終了並びに停止
the process for concluding a contract for the purchase and sale of securities or a market derivatives transaction;
有価証券の売買又は市場デリバティブ取引の契約の締結の方法
delivery and other means of settlement for purchase and sales of securities or market derivatives transactions; and
有価証券の売買又は市場デリバティブ取引の受渡しその他の決済方法
necessary particulars relevant to the purchase and sale of securities or market derivatives transactions, other than the particulars set forth in the preceding items.
前各号に掲げる事項のほか、有価証券の売買又は市場デリバティブ取引に関し必要な事項
A financial instruments exchange must, when establishing a financial instruments exchange market in which commodity-related market derivatives transactions are conducted, specify in its operational rules, beyond what is listed in each item of the preceding paragraph, the detailed regulations on the financial instruments, etc. related to such commodity-related market derivatives transactions, for each type of commodity-related market derivatives transactions in the relevant financial instruments exchange market, for each financial instruments exchange market established by it.
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(Particulars to be Stated in the Operational Rules)
A financial instruments exchange must establish detailed regulations for the following particulars in connection with the financial instruments exchange markets it operates…
金融商品取引所は、その業務規程において、その開設する取引所金融商品市場ごとに、当該取引所金融商品市場における次に掲げる事項(会員金融商品取引所にあつては、第一号及び第二号を除く。)に関する細則を定めなければならない。
Open this provision(Particulars to be Stated in the Operational Rules)
the particulars of its trading participants;
取引参加者に関する事項
Open this provision(Particulars to be Stated in the Operational Rules)
the particulars of guarantee funds;
信認金に関する事項
Open this provision(Particulars to be Stated in the Operational Rules)
the particulars of clearing margins;
取引証拠金に関する事項
Open this provision(Particulars to be Stated in the Operational Rules)
the standards and methods for the listing and delisting of securities subject to purchase and sales of securities;
有価証券の売買に係る有価証券の上場及び上場廃止の基準及び方法
Open this provision(Particulars to be Stated in the Operational Rules)
the type and period of purchase and sales of securities or market derivatives transactions;
有価証券の売買又は市場デリバティブ取引の種類及び期限
Open this provision(Particulars to be Stated in the Operational Rules)
the starting, ending, and suspension of purchase and sales of securities or market derivatives transactions;
有価証券の売買又は市場デリバティブ取引の開始及び終了並びに停止
Open this provision(Particulars to be Stated in the Operational Rules)
the process for concluding a contract for the purchase and sale of securities or a market derivatives transaction;
有価証券の売買又は市場デリバティブ取引の契約の締結の方法
Open this provision(Particulars to be Stated in the Operational Rules)
delivery and other means of settlement for purchase and sales of securities or market derivatives transactions; and
有価証券の売買又は市場デリバティブ取引の受渡しその他の決済方法
Open this provisionsecurities
「有価証券」
Securities as this Act defines them: the instruments listed in Article 2, paragraph (1), among them national government and local government bonds, corporate bonds, share certificates and share option certificates, preferred equity investment certificates, beneficiary certificates of investment trusts and other trusts, investment securities, certain promissory notes, mortgage securities, option certificates and depositary receipts, foreign instruments of the same nature, and other instruments a Cabinet Order (政令) specifies.
Defined inArticle 2, paragraph (1)· applies throughout the law
commodity-related market derivatives transactions
「商品関連市場デリバティブ取引」
A market derivatives transaction (市場デリバティブ取引) on the commodities listed in Article 2, paragraph (24), item (iii)-3, or on financial indicators limited to their prices and figures calculated from them.
Short name set inArticle 2, paragraph (8), item (i)
financial instruments market
「金融商品市場」
A market for buying and selling securities or for market derivatives transactions (市場デリバティブ取引), other than one dealing only in commodity-related market derivatives transactions (商品関連市場デリバティブ取引).
Defined inArticle 2, paragraph (14)· applies throughout the law
financial instruments exchange
「金融商品取引所」
A membership corporation (金融商品会員制法人) or stock company (株式会社) licensed by the Prime Minister under Article 80, paragraph (1) to open a financial instruments market (金融商品市場).
Defined inArticle 2, paragraph (16)· applies throughout the law
financial instruments exchange market
「取引所金融商品市場」
A financial instruments market (金融商品市場) opened by a financial instruments exchange (金融商品取引所).
Defined inArticle 2, paragraph (17)· applies throughout the law
trading participant
「取引参加者」
A person that may take part in purchases and sales of securities or market derivatives transactions (市場デリバティブ取引) on a financial instruments exchange market (取引所金融商品市場) under a trading qualification granted under Article 112, paragraph (1) or (2) or Article 113, paragraph (1) or (2).
Defined inArticle 2, paragraph (19)· applies throughout the law
market derivatives transactions
「市場デリバティブ取引」
A transaction listed in Article 2, paragraph (21) — such as futures, index and option transactions on financial instruments or financial indicators — carried out on a financial instruments market under the standards and methods set by the person that operates that market.
Defined inArticle 2, paragraph (21)· applies throughout the law
financial instruments, etc.
「金融商品等」
In Chapter V, financial instruments (金融商品), financial indexes (金融指標) or options.
Short name set inArticle 84, paragraph (2), item (i)· applies only in this chapter
incorporated association-operated financial instruments exchangemachine translation
「会員金融商品取引所」
A financial instruments membership corporation (金融商品会員制法人) that operates a financial instruments exchange market (取引所金融商品市場).
Short name set inArticle 87-6, paragraph (1)