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Article 117Particulars to be Stated in the Operational Rules

第百十七条(業務規程の記載事項)

A financial instruments exchange must establish detailed regulations for the following particulars in connection with the financial instruments exchange markets it operates, for each of its financial instruments exchange markets (excluding items (i) and (ii), if it is an incorporated association-operated financial instruments exchange), in its operational rules:

金融商品取引所は、その業務規程において、その開設する取引所金融商品市場ごとに、当該取引所金融商品市場における次に掲げる事項(会員金融商品取引所にあつては、第一号及び第二号を除く。)に関する細則を定めなければならない。

the particulars of its trading participants;

取引参加者に関する事項

the particulars of guarantee funds;

信認金に関する事項

the particulars of clearing margins;

取引証拠金に関する事項

the standards and methods for the listing and delisting of securities subject to purchase and sales of securities;

有価証券の売買に係る有価証券の上場及び上場廃止の基準及び方法

the type and period of purchase and sales of securities or market derivatives transactions;

有価証券の売買又は市場デリバティブ取引の種類及び期限

the starting, ending, and suspension of purchase and sales of securities or market derivatives transactions;

有価証券の売買又は市場デリバティブ取引の開始及び終了並びに停止

the process for concluding a contract for the purchase and sale of securities or a market derivatives transaction;

有価証券の売買又は市場デリバティブ取引の契約の締結の方法

delivery and other means of settlement for purchase and sales of securities or market derivatives transactions; and

有価証券の売買又は市場デリバティブ取引の受渡しその他の決済方法

necessary particulars relevant to the purchase and sale of securities or market derivatives transactions, other than the particulars set forth in the preceding items.

前各号に掲げる事項のほか、有価証券の売買又は市場デリバティブ取引に関し必要な事項

A financial instruments exchange must, when establishing a financial instruments exchange market in which commodity-related market derivatives transactions are conducted, specify in its operational rules, beyond what is listed in each item of the preceding paragraph, the detailed regulations on the financial instruments, etc. related to such commodity-related market derivatives transactions, for each type of commodity-related market derivatives transactions in the relevant financial instruments exchange market, for each financial instruments exchange market established by it.

金融商品取引所は、商品関連市場デリバティブ取引を行う金融商品市場を開設する場合にあつては、その業務規程において、その開設する取引所金融商品市場ごとに、前項各号に掲げる事項のほか、当該取引所金融商品市場における商品関連市場デリバティブ取引の種類ごとに、当該商品関連市場デリバティブ取引に係る金融商品等に関する細則を定めなければならない。

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