For each financial instruments exchange market that a financial instruments exchange operates, the financial instruments exchange may prohibit members, etc. from making purchases of securities with which it has been entrusted by a person other than a professional investor, etc. (excluding the issuer of the securities or a person specified by Cabinet Office Order) (such a purchase is referred to as a "purchase for a general investor" in the following paragraph), as prescribed by its operational rules.
If a financial instruments exchange prohibits purchases for general investors pursuant to the provisions of the preceding paragraph, beyond the matters set forth in the items of paragraph (1) of the preceding Article, it must make provisions in its operational rules for the following matters in connection with its specified financial instruments exchange markets:
前項の規定により一般投資家等買付けを禁止する場合において、金融商品取引所は、その業務規程において、前条第一項各号に掲げる事項のほか、特定取引所金融商品市場に関し、次に掲げる事項を定めなければならない。
the particulars of limitations imposed on members, etc. in accepting requests to entrust them with the purchase and sale of securities; and
有価証券の売買の受託の制限に関する事項
the content, and the means of provision or timing for the disclosure of the specified information on securities and information on the issuer that an issuer of specified listed securities is required to provide or disclose, and necessary particulars otherwise relevant to the provision or disclosure of information on specified listed securities.
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(Specified Financial Instruments Exchange Markets)
For each financial instruments exchange market that a financial instruments exchange operates, the financial instruments exchange may prohibit members…
金融商品取引所は、業務規程の定めるところにより、その開設する取引所金融商品市場ごとに、会員等が特定投資家等以外の者（当該有価証券の発行者その他の内閣府令で定める者を除く。）の委託を受けて行う有価証券の買付け（次項において「一般投資家等買付け」という。）を禁止することができる。
Open this provision(Specified Financial Instruments Exchange Markets)
If a financial instruments exchange prohibits purchases for general investors pursuant to the provisions of the preceding paragraph, beyond the matters set forth in the items of paragraph (1) of the…
前項の規定により一般投資家等買付けを禁止する場合において、金融商品取引所は、その業務規程において、前条第一項各号に掲げる事項のほか、特定取引所金融商品市場に関し、次に掲げる事項を定めなければならない。
Open this provision(Particulars to be Stated in the Operational Rules)
A financial instruments exchange must establish detailed regulations for the following particulars in connection with the financial instruments exchange markets it operates…
金融商品取引所は、その業務規程において、その開設する取引所金融商品市場ごとに、当該取引所金融商品市場における次に掲げる事項（会員金融商品取引所にあつては、第一号及び第二号を除く。）に関する細則を定めなければならない。
Open this provisionsecurities
「有価証券」
Securities as this Act defines them: the instruments listed in Article 2, paragraph (1), among them national government and local government bonds, corporate bonds, share certificates and share option certificates, preferred equity investment certificates, beneficiary certificates of investment trusts and other trusts, investment securities, certain promissory notes, mortgage securities, option certificates and depositary receipts, foreign instruments of the same nature, and other instruments a Cabinet Order (政令) specifies.
Defined inArticle 2, paragraph (1)· applies throughout the law
professional investor, etc.machine translation
「特定投資家等」
A professional investor (特定投資家), or a non-resident (非居住者) as defined in Article 6, paragraph (1), item (vi) of the Foreign Exchange and Foreign Trade Act who is of a kind a Cabinet Order (政令) specifies.
Defined inArticle 2, paragraph (3), item (ii), (b), (2)
issuer
「発行者」
A person who issues or intends to issue securities, or for securities a Cabinet Office Order (内閣府令) specifies, the person it specifies; for rights treated as securities under Article 2, paragraph (2), the person a Cabinet Office Order specifies for each kind of right is treated as issuing them, at the time it specifies.
Defined inArticle 2, paragraph (5)
financial instruments exchange
「金融商品取引所」
A membership corporation (金融商品会員制法人) or stock company (株式会社) licensed by the Prime Minister under Article 80, paragraph (1) to open a financial instruments market (金融商品市場).
Defined inArticle 2, paragraph (16)· applies throughout the law
financial instruments exchange market
「取引所金融商品市場」
A financial instruments market (金融商品市場) opened by a financial instruments exchange (金融商品取引所).
Defined inArticle 2, paragraph (17)· applies throughout the law
specified financial instruments exchange market
「特定取引所金融商品市場」
A financial instruments exchange market on which purchases of securities made on entrustment from persons other than professional investors, etc. (一般投資家等買付け) are prohibited under Article 117-2, paragraph (1).
Defined inArticle 2, paragraph (32)· applies throughout the law
specified listed securities
「特定上場有価証券」
Securities listed only on a specified financial instruments exchange market (特定取引所金融商品市場): an exchange market on which purchases on entrustment from investors other than professional investors, etc. are prohibited.
Defined inArticle 2, paragraph (33)· applies throughout the law
specified information on securitiesmachine translation
「特定証券情報」
Basic information on securities and their issuer that a Cabinet Office Order (内閣府令) specifies as what investors should be told, and that the issuer must provide to the persons solicited, or publish, before a specified solicitation, etc. (特定勧誘等) — such as a solicitation for acquisition only for professional investors (特定投資家) — may be made.
Short name set inArticle 27-31, paragraph (1)
information on the issuermachine translation
「発行者情報」
Information about an issuer that a Cabinet Office Order (内閣府令) specifies, which an issuer of securities for professional investors (特定投資家向け有価証券), or an issuer that has provided or published specified information on securities (特定証券情報), must, unless a Cabinet Office Order excuses it, provide to the holders of those securities or publish at least once each business year or other period a Cabinet Office Order specifies.
Short name set inArticle 27-32, paragraph (1)
member, etc.
「会員等」
The members (会員) or trading participants (取引参加者) of a financial instruments exchange (金融商品取引所).
Short name set inArticle 81, paragraph (1), item (iii)
purchase for a general investor
「一般投資家等買付け」
In Article 117-2, a purchase of securities that a member, etc. (会員等) of a financial instruments exchange makes on the order of someone other than a professional investor, etc. (特定投資家等) (or the issuer of the securities and others a Cabinet Office Order (内閣府令) specifies), which the exchange may prohibit, under its business regulations, for each financial instruments exchange market (取引所金融商品市場) it opens.
Short name set inArticle 117-2, paragraph (1)· applies only in this provision and in Article 117-2, paragraph (2)