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Article 106-23Scope of Business

第百六条の二十三(業務の範囲等)

A financial instruments exchange holding company (limited to one that is not a subsidiary company of another financial instruments exchange or financial instruments exchange holding company) must manage the business of the financial instruments exchange holding company group to which it belongs.

金融商品取引所持株会社(他の金融商品取引所又は金融商品取引所持株会社の子会社でないものに限る。)は、当該金融商品取引所持株会社の属する金融商品取引所持株会社グループの経営管理を行わなければならない。

A financial instruments exchange holding company may not conduct any business other than the business management of the financial instruments exchange holding company group to which it belongs (limited to that related to the financial instruments exchange holding company and its subsidiary companies), and other business incidental to this.

金融商品取引所持株会社は、当該金融商品取引所持株会社の属する金融商品取引所持株会社グループの経営管理(当該金融商品取引所持株会社及びその子会社に係るものに限る。)及びこれに附帯する業務のほか、他の業務を行うことができない。

In conducting its business, a financial instruments exchange holding company must endeavor to ensure confidence in the public nature and the sound and appropriate operation of the business of the incorporated financial instruments exchange which is its subsidiary company.

金融商品取引所持株会社は、その業務を行うに当たつては、その子会社である株式会社金融商品取引所の業務の公共性に対する信頼及び健全かつ適切な運営の確保に努めなければならない。

The term "business management" as used in paragraphs (1) and (2) means the following activities:

第一項及び第二項の「経営管理」とは、次に掲げるものをいう。

formulating the financial instruments exchange holding company group's basic management policy or other policies specified by Cabinet Office Order as being equivalent to the policy, and ensuring their proper implementation;

金融商品取引所持株会社グループの経営の基本方針その他これに準ずる方針として内閣府令で定めるものの策定及びその適正な実施の確保

making necessary coordination in the event of a conflict of interests among the companies that belong to the financial instruments exchange holding company group;

金融商品取引所持株会社グループに属する会社相互の利益が相反する場合における必要な調整

developing systems specified by Cabinet Office Order as those necessary for ensuring that the execution of services of the financial instruments exchange holding company group comply with laws and regulations; and

金融商品取引所持株会社グループの業務の執行が法令に適合することを確保するために必要なものとして内閣府令で定める体制の整備

beyond what is set forth in the preceding three items, activities specified by Cabinet Office Order as those that contribute to ensuring the confidence in the public nature and the sound and appropriate management of services of the financial instruments exchange holding company group.

前三号に掲げるもののほか、金融商品取引所持株会社グループの業務の公共性に対する信頼及び健全かつ適切な運営の確保に資するものとして内閣府令で定めるもの

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