A self-regulatory organization that has been entrusted with self-regulatory services pursuant to the provisions of the preceding Article may not entrust the self-regulatory services with which it has been entrusted to another person; provided, however, that this does not apply if a self-regulatory organization entrusts another person to perform specified services with the consent of the entrusting financial instruments exchange (meaning the financial instruments exchange that has entrusted a self-regulatory organization with Self-Regulatory Services; hereinafter the same applies in this Chapter).
The provisions of Article 85, paragraph (5) apply mutatis mutandis if a self-regulatory organization entrusts a person with specified services pursuant to the provisions of the proviso to the preceding paragraph. In this case, in paragraph (5) of that Article, the phrase "the preceding paragraph" is deemed to be replaced with "the proviso to Article 102-19, paragraph (1)".
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(Entrusted Services)
A self-regulatory organization is entrusted by a financial instruments exchange and performs self-regulatory services for that financial instruments exchange.
自主規制法人は、金融商品取引所の委託を受けて、当該金融商品取引所に係る自主規制業務を行う。
Open this provision(Prohibition of Re-Entrustment)
A self-regulatory organization that has been entrusted with self-regulatory services pursuant to the provisions of the preceding Article may not entrust the self-regulatory services with which it has…
前条の規定により自主規制業務の委託を受けた自主規制法人は、当該委託を受けた自主規制業務を他の者に委託することができない。ただし、委託金融商品取引所(自主規制法人に自主規制業務を委託した金融商品取引所をいう。以下この章において同じ。)の同意を得て、特定業務を他の者に委託する場合においては、この限りでない。
Open this provision(Entrustment of Self-Regulatory Services)
In addition to the entrustment referred to in the provisions of paragraph (1), a financial instruments exchange may entrust another person with part of the self-regulatory services of the financial…
金融商品取引所は、第一項の規定による場合のほか、当該金融商品取引所に係る自主規制業務の一部(特定取引所金融商品市場に係るものであつて、その内容等を勘案し、投資者保護の根幹にかかわる事項以外のものを取り扱う業務として内閣府令で定めるものに限る。以下この条及び第百二条の十九において「特定業務」という。)を…
Open this provision(Entrustment of Self-Regulatory Services)
If a financial instruments exchange seeks to entrust specified services pursuant to provisions of the preceding paragraph, it must take measures to ensure the proper implementation of such specified…
金融商品取引所は、前項の規定により特定業務を委託する場合においては、内閣府令で定めるところにより、当該特定業務の適正な実施を確保するための措置を講じなければならない。
Open this provisionfinancial instruments exchange
「金融商品取引所」
A membership corporation (金融商品会員制法人) or stock company (株式会社) licensed by the Prime Minister under Article 80, paragraph (1) to open a financial instruments market (金融商品市場).
Defined inArticle 2, paragraph (16)· applies throughout the law
self-regulatory services
「自主規制業務」
The business carried on for a financial instruments exchange of listing and delisting financial instruments, financial indices and options (other than business a Cabinet Office Order (内閣府令) excludes), examining whether members, etc. (会員等) comply with laws and regulations, dispositions under them, the articles of incorporation and other rules, and the principle of good faith in trading, and other business a Cabinet Office Order specifies as needed to keep trading on its market fair.
Defined inArticle 85, paragraph (1)· applies only in this chapter
self-regulatory organizationmachine translation
「自主規制法人」
In Chapter V, a corporation incorporated under Subsection 1-2 of Section 2 of that Chapter to carry on self-regulatory business (自主規制業務), to which a financial instruments exchange may, with the Prime Minister's authorization, entrust that business.
Defined inArticle 85, paragraph (1)· applies only in this chapter
specified services
「特定業務」
In Article 85 and Article 102-19, the part of a financial instruments exchange's self-regulatory business (自主規制業務) that it may entrust to another person: business relating to a specified financial instruments exchange market (特定取引所金融商品市場) that a Cabinet Office Order (内閣府令) specifies, in view of its content, as dealing with matters other than those at the core of investor protection.
Short name set inArticle 85, paragraph (4)· applies only in this article and in Article 102-19
entrusting financial instruments exchange
「委託金融商品取引所」
A financial instruments exchange (金融商品取引所) that has entrusted its self-regulatory work (自主規制業務) to a self-regulatory organization (自主規制法人).
Defined inArticle 102-19, paragraph (1)· applies only in this chapter