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Article 102-19Prohibition of Re-Entrustment

第百二条の十九(再委託の禁止)

A self-regulatory organization that has been entrusted with self-regulatory services pursuant to the provisions of the preceding Article may not entrust the self-regulatory services with which it has been entrusted to another person; provided, however, that this does not apply if a self-regulatory organization entrusts another person to perform specified services with the consent of the entrusting financial instruments exchange (meaning the financial instruments exchange that has entrusted a self-regulatory organization with Self-Regulatory Services; hereinafter the same applies in this Chapter).

前条の規定により自主規制業務の委託を受けた自主規制法人は、当該委託を受けた自主規制業務を他の者に委託することができない。ただし、委託金融商品取引所(自主規制法人に自主規制業務を委託した金融商品取引所をいう。以下この章において同じ。)の同意を得て、特定業務を他の者に委託する場合においては、この限りでない。

The provisions of Article 85, paragraph (5) apply mutatis mutandis if a self-regulatory organization entrusts a person with specified services pursuant to the provisions of the proviso to the preceding paragraph. In this case, in paragraph (5) of that Article, the phrase "the preceding paragraph" is deemed to be replaced with "the proviso to Article 102-19, paragraph (1)".

第八十五条第五項の規定は、自主規制法人が前項ただし書の規定により特定業務を委託する場合について準用する。この場合において、同条第五項中「前項」とあるのは、「第百二条の十九第一項ただし書」と読み替えるものとする。

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