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Article 101-17Authorization for Entity Conversion

第百一条の十七(組織変更の認可)

An entity conversion does not become effective without the authorization of the Prime Minister.

組織変更は、内閣総理大臣の認可を受けなければ、その効力を生じない。

A person seeking the authorization referred to in the preceding paragraph must submit a written application for the authorization of an entity conversion to the Prime Minister, in which it states the following particulars about the incorporated financial instruments exchange after entity conversion:

前項の認可を受けようとする者は、組織変更後株式会社金融商品取引所について次に掲げる事項を記載した組織変更認可申請書を内閣総理大臣に提出しなければならない。

its trade name;

商号

the locations of its head office, branch offices, and any other business offices; and

本店、支店その他の営業所の所在の場所

the names of the officers, and names or trade names of trading participants.

役員の氏名又は名称及び取引参加者の商号又は名称

A document stating the details of the entity conversion plan, as well as the articles of incorporation, the operational rules, and the brokerage contract rules of the incorporated financial instruments exchange after entity conversion and other documents specified by Cabinet Office Order, must accompany the written application for the authorization of an entity conversion which is referred to in the preceding paragraph.

前項の組織変更認可申請書には、組織変更計画の内容を記載した書面、組織変更後株式会社金融商品取引所の定款、業務規程、受託契約準則その他の内閣府令で定める書類を添付しなければならない。

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