Supplementary Provisions, Article 149
第百四十九条
A person whose registration has been rescinded or who has been ordered to be dismissed pursuant to the provisions of Article 82, paragraph (1) or (2) of the Former Trust Business Act (excluding a bank, cooperative financial institution or any other financial institution specified by Cabinet Order, or an officer thereof) is deemed, on the day of receiving that disposition, to have had the registration rescinded or to have been ordered to be dismissed pursuant to the provisions of Article 52, paragraph (1) or (2) of the New Financial Instruments and Exchange Act.
旧信託業法第八十二条第一項又は第二項の規定により登録を取り消され、又は解任を命ぜられた者(銀行、協同組織金融機関その他政令で定める金融機関又はその役員を除く。)は、その処分を受けた日において、新金融商品取引法第五十二条第一項又は第二項の規定により登録を取り消され、又は解任を命ぜられたものとみなす。
A person whose registration has been rescinded or who has been ordered to be dismissed pursuant to the provisions of Article 82, paragraph (1) or (2) of the Former Trust Business Act (limited to a bank, cooperative financial institution or any other financial institution specified by Cabinet Order, or an officer thereof) is deemed, on the day of receiving that disposition, to have had the registration rescinded or to have been ordered to be dismissed pursuant to the provisions of Article 52-2, paragraph (1) or (2) of the New Financial Instruments and Exchange Act.
旧信託業法第八十二条第一項又は第二項の規定により登録を取り消され、又は解任を命ぜられた者(銀行、協同組織金融機関その他政令で定める金融機関又はその役員に限る。)は、その処分を受けた日において、新金融商品取引法第五十二条の二第一項又は第二項の規定により登録を取り消され、又は解任を命ぜられたものとみなす。
(Supervisory Measures for Registered Financial Institutions)
If a registered financial institution falls under any of the following items, the Prime Minister may rescind its registration under Article 33-2, or order the suspension of all or part of business…
内閣総理大臣は、登録金融機関が次の各号のいずれかに該当する場合においては、当該登録金融機関の第三十三条の二の登録を取り消し、又は六月以内の期間を定めて業務の全部若しくは一部の停止を命ずることができる。
Open this provision(Supervisory Measures for Registered Financial Institutions)
If the officer of a registered financial institution comes to fall under any of the categories in items (iii) through (v) of the preceding paragraph, the Prime Minister may order the registered…
内閣総理大臣は、登録金融機関の役員が、前項第三号から第五号までのいずれかに該当することとなつたときは、当該登録金融機関に対して、当該役員の解任を命ずることができる。
Open this provision(Supervisory Measures for Financial Instruments Business Operators)
If a financial instruments business operator falls under any of the following items, the Prime Minister may rescind its Article 29 registration, rescind its Article 30, paragraph (1) authorization…
内閣総理大臣は、金融商品取引業者が次の各号のいずれかに該当する場合においては、当該金融商品取引業者の第二十九条の登録を取り消し、第三十条第一項の認可を取り消し、又は六月以内の期間を定めて業務の全部若しくは一部の停止を命ずることができる。
Open this provision(Supervisory Measures for Financial Instruments Business Operators)
If the officer of a financial instruments business operator (for a foreign corporation, this is limited to an officer stationed at its domestic business office or office, and its domestic…
内閣総理大臣は、金融商品取引業者の役員(外国法人にあつては、国内における営業所若しくは事務所に駐在する役員又は国内における代表者に限る。以下この項及び次条第二項において同じ。)が、第二十九条の四第一項第二号イからリまでのいずれかに該当することとなつたとき…
Open this provisionofficer
「役員」
A director, accounting advisor, company auditor or executive officer, or a person equivalent to one, in this Act other than Articles 163 to 167.
Defined inArticle 21, paragraph (1), item (i)· applies from here on, except in Articles 163 to 167
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
cooperative financial institution
「協同組織金融機関」
A cooperative financial institution as defined in Article 2, paragraph (1) of the Act on Preferred Equity Investment by Cooperative Structured Financial Institution: the Norinchukin Bank (農林中央金庫), credit cooperatives (信用協同組合), shinkin banks (信用金庫) and labour banks (労働金庫), and agricultural, fishery and fishery processing cooperatives that carry on credit business, together with their federations.
Defined inSupplementary Provisions, Article 17, paragraph (1)
Former Trust Business Actmachine translation
「旧信託業法」
In the supplementary provisions (附則) of Act No. 65 of 2006, the Trust Business Act (Act No. 154 of 2004) as it stood before Article 20 of that Act amended it.
Short name set inSupplementary Provisions, Article 147, paragraph (1)