Supplementary Provisions, Article 145

①The provisions of Article 166 of the New Financial Instruments and Exchange Act apply to the purchase and sale, etc. under that Article by a person who has come to know of a material fact prescribed in Article 166, paragraph (1) of the New Financial Instruments and Exchange Act that has arisen on or after the effective date (limited, in the case of a decision not to carry out a matter set forth in Article 166, paragraph (2), item (i) of the New Financial Instruments and Exchange Act made by the organ responsible for making decisions on the execution of operations of a listed company, etc. prescribed in that item, to a case where the decision of that organ to carry out that matter was made on or after the effective date, and limited, in the case of a fact set forth in Article 166, paragraph (2), item (iii) of the New Financial Instruments and Exchange Act, to one that has arisen in comparison with the last disclosed forecasts or the actual figures for the preceding business year prescribed in that item for which the public disclosure under Article 166, paragraph (4) of the New Financial Instruments and Exchange Act was made on or after the effective date) or by a person who has received information on those facts, and with regard to the purchase and sale, etc. under Article 166 of the Former Securities and Exchange Act by a person who has come to know of a material fact prescribed in Article 166, paragraph (1) of the Former Securities and Exchange Act that arose before the effective date (including, in the case of a decision not to carry out a matter set forth in Article 166, paragraph (2), item (i) of the Former Securities and Exchange Act made by the organ responsible for making decisions on the execution of operations of a listed company, etc. prescribed in that item, a case where the decision of that organ to carry out that matter was made before the effective date and the decision not to carry out that matter was made on or after the effective date, and including, in the case of a fact set forth in Article 166, paragraph (2), item (iii) of the Former Securities and Exchange Act, one that arose on or after the effective date in comparison with the last disclosed forecasts or the actual figures for the preceding business year prescribed in that item for which the public disclosure under Article 166, paragraph (4) of the Former Securities and Exchange Act was made before the effective date) or by a person who has received information on those facts, the provisions then in force continue to govern.

②The provisions of Article 167 of the New Financial Instruments and Exchange Act apply to the purchase, etc. or sale, etc. under that Article by a person who has come to know of the fact concerning launch of a tender offer, etc. or the fact concerning suspension of a tender offer, etc. prescribed in Article 167, paragraph (1) of the New Financial Instruments and Exchange Act that has arisen on or after the effective date (limited, in the case of the fact concerning suspension of a tender offer, etc. prescribed in Article 167, paragraph (1) of the New Financial Instruments and Exchange Act, to a case where the decision of the tender offeror, etc. prescribed in Article 167, paragraph (2) of the New Financial Instruments and Exchange Act to carry out the tender offer, etc. prescribed in Article 167, paragraph (1) of the New Financial Instruments and Exchange Act was made on or after the effective date) or by a person who has received information on those facts, and with regard to the purchase, etc. or sale, etc. under Article 167 of the Former Securities and Exchange Act by a person who has come to know of the fact concerning launch of a tender offer, etc. or the fact concerning suspension of a tender offer, etc. prescribed in Article 167, paragraph (1) of the Former Securities and Exchange Act that arose before the effective date (including, in the case of the fact concerning suspension of a tender offer, etc. prescribed in Article 167, paragraph (1) of the Former Securities and Exchange Act, one pertaining to the suspension, made on or after the effective date, of the tender offer, etc. prescribed in Article 167, paragraph (1) of the Former Securities and Exchange Act, where the decision of the tender offeror, etc. prescribed in Article 167, paragraph (2) of the Former Securities and Exchange Act to carry out the tender offer, etc. prescribed in Article 167, paragraph (1) of the Former Securities and Exchange Act was made before the effective date) or by a person who has received information on those facts, the provisions then in force continue to govern.

③The provisions of Article 171 of the New Financial Instruments and Exchange Act apply to the solicitation, etc. of securities directed at unspecified and numerous persons under that Article that is conducted on or after the effective date, and with regard to the solicitation, etc. of former securities directed at unspecified and numerous persons under Article 171 of the Former Securities and Exchange Act that was conducted before the effective date, the provisions then in force continue to govern.