Supplementary Provisions, Article 141
第百四十一条
A person whose license has been rescinded pursuant to the provisions of Article 148 of the Former Securities and Exchange Act as applied mutatis mutandis pursuant to Article 156-26 of the Former Securities and Exchange Act is deemed to have had the license rescinded pursuant to the provisions of Article 148 of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 156-26 of the New Financial Instruments and Exchange Act on the day on which the person received that disposition.
旧証券取引法第百五十六条の二十六において準用する旧証券取引法第百四十八条の規定により免許を取り消された者は、その処分を受けた日において、新金融商品取引法第百五十六条の二十六において準用する新金融商品取引法第百四十八条の規定により免許を取り消されたものとみなす。
A person who has been ordered to be dismissed pursuant to the provisions of Article 156-31, paragraph (3) of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have been ordered to be dismissed pursuant to the provisions of Article 156-31, paragraph (3) of the New Financial Instruments and Exchange Act.
旧証券取引法第百五十六条の三十一第三項の規定により解任を命ぜられた者は、その処分を受けた日において、新金融商品取引法第百五十六条の三十一第三項の規定により解任を命ぜられたものとみなす。
A person whose license has been rescinded pursuant to the provisions of Article 156-32, paragraph (1) of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the license rescinded pursuant to the provisions of Article 156-32, paragraph (1) of the New Financial Instruments and Exchange Act.
旧証券取引法第百五十六条の三十二第一項の規定により免許を取り消された者は、その処分を受けた日において、新金融商品取引法第百五十六条の三十二第一項の規定により免許を取り消されたものとみなす。
(Revocation of a License)
If a financial instruments exchange is discovered to have fallen under any of the categories in the items of Article 82, paragraph (2) at the time it obtained its license…
内閣総理大臣は、金融商品取引所がその免許を受けた当時既に第八十二条第二項各号のいずれかに該当していたことが判明したときは、その免許を取り消すことができる。
Open this provision(Mutatis Mutandis Application of Provisions for Refusal of a License)
The provisions of Articles 83 and 148 apply mutatis mutandis to the license of a securities finance company. In this case, in Article 148, the phrase " any of the categories in the items of Article…
第八十三条及び第百四十八条の規定は、証券金融会社の免許について準用する。この場合において、同条中「第八十二条第二項各号のいずれか」とあるのは、「第百五十六条の二十五第二項各号のいずれか」と読み替えるものとする。
Open this provision(Restriction on the Concurrent Holding of Positions by Directors)
If the Prime Minister discovers that a person has become the officer of a securities finance company by wrongful means, or if a securities finance company or its officer violates a law or regulation…
内閣総理大臣は、不正の手段により証券金融会社の役員となつた者があることが判明したとき、又は証券金融会社若しくはその役員が法令若しくは法令に基づいてする行政官庁の処分に違反したときは、当該証券金融会社に対し、その役員の解任を命ずることができる。
Open this provision(Supervisory Dispositions)
If a securities finance company violates a law or regulation or a disposition by a government agency which is based on a law or regulation, the Prime Minister may rescind its license or order the…
内閣総理大臣は、証券金融会社が、法令又は法令に基づいてする行政官庁の処分に違反したときは、その免許を取り消し、又は六月以内の期間を定めてその業務の全部若しくは一部の停止を命ずることができる。
Open this provisionNew Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)