Supplementary Provisions, Article 107
第百七条
The provisions of Article 98, paragraph (5) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 105-2 of the New Financial Instruments and Exchange Act do not apply, until the day on which five years have passed counting from the effective date, in the case where a person who is an officer of a deemed licensed incorporated exchange and who, at the time of the enforcement of this Act, falls under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act (excluding a person who falls under any of Article 28-4, paragraph (1), item (ix), (a) through (g) of the Former Securities and Exchange Act) continues to fall under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act.
新金融商品取引法第百五条の二において準用する新金融商品取引法第九十八条第五項の規定は、この法律の施行の際現に新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当しているみなし免許株式会社取引所の役員である者（旧証券取引法第二十八条の四第一項第九号イからトまでのいずれかに該当している者を除く。）が、引き続き新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
(Special Provisions on Officers)
The provisions of Article 98, paragraphs (4) and (5) apply mutatis mutandis to the officers of an incorporated financial instruments exchange.
第九十八条第四項及び第五項の規定は、株式会社金融商品取引所の役員について準用する。
Open this provision(Refusal of Registration)
if the person is a corporation, a person that has an officer, or an employee specified by Cabinet Order, who falls under any of the following:
法人である場合においては、役員又は政令で定める使用人のうちに次のいずれかに該当する者のある者
Open this provision(Appointment of Officers)
An officer loses the position of officer upon coming to fall under a person provided for in the preceding paragraph.
役員が前項に規定する者に該当することとなつたときは、その職を失う。
Open this provisionofficer
「役員」
A director, accounting advisor, company auditor or executive officer, or a person equivalent to one, in this Act other than Articles 163 to 167.
Defined inArticle 21, paragraph (1), item (i)· applies from here on, except in Articles 163 to 167
the effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
deemed licensed incorporated exchangemachine translation
「みなし免許株式会社取引所」
In the supplementary provisions (附則) of Act No. 65 of 2006, an incorporated financial instruments exchange (株式会社金融商品取引所) that Article 99 of those supplementary provisions treated, when that Act came into effect, as licensed under Article 80, paragraph (1) of this Act as Act No. 65 of 2006 amended it, because it then held the license under Article 80, paragraph (1) of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法).
Short name set inSupplementary Provisions, Article 106, paragraph (1)