Supplementary Provisions, Article 104
第百四条
The provisions of Article 98, paragraph (5) of the New Financial Instruments and Exchange Act do not apply, until the day on which five years have passed counting from the effective date, in the case where a person who is an officer of a financial instruments membership corporation deemed to have received a license pursuant to the provisions of Article 99 of the Supplementary Provisions and who, at the time of the enforcement of this Act, falls under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act (excluding a person who falls under any of Article 28-4, paragraph (1), item (ix), (a) through (g) of the Former Securities and Exchange Act) continues to fall under any of Article 29-4, paragraph (1), item (ii), (a) through (g) of the New Financial Instruments and Exchange Act.
新金融商品取引法第九十八条第五項の規定は、この法律の施行の際現に新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当している附則第九十九条の規定により免許を受けたものとみなされる金融商品会員制法人の役員である者（旧証券取引法第二十八条の四第一項第九号イからトまでのいずれかに該当している者を除く。）が、引き続き新金融商品取引法第二十九条の四第一項第二号イからトまでのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。
(Refusal of Registration)
if the person is a corporation, a person that has an officer, or an employee specified by Cabinet Order, who falls under any of the following:
法人である場合においては、役員又は政令で定める使用人のうちに次のいずれかに該当する者のある者
Open this provision(Appointment of Officers)
An officer loses the position of officer upon coming to fall under a person provided for in the preceding paragraph.
役員が前項に規定する者に該当することとなつたときは、その職を失う。
Open this provisionA person that, at the time of the enforcement of this Act, has received the license under Article 80, paragraph (1) of the Former Securities and Exchange Act is deemed to have received the license…
この法律の施行の際現に旧証券取引法第八十条第一項の免許を受けている者は、施行日において新金融商品取引法第八十条第一項の免許を受けたものとみなす。この場合において、新金融商品取引法第八十三条第二項及び第百九十四条の四第一項の規定は、適用しない。
Open this provisionfinancial instruments membership corporation
「金融商品会員制法人」
A membership-based association established under Subsection 1 of Section 2 of Chapter V for the purpose of opening a financial instruments market (金融商品市場).
Defined inArticle 2, paragraph (15)· applies throughout the law
officer
「役員」
A director, accounting advisor, company auditor or executive officer, or a person equivalent to one, in this Act other than Articles 163 to 167.
Defined inArticle 21, paragraph (1), item (i)· applies from here on, except in Articles 163 to 167
the effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)