If a registered financial institution falls under any of the following items, the Prime Minister may rescind its registration under Article 33-2, or order the suspension of all or part of business during a fixed period of no longer than six months:
it has come to fall under any of the items of Article 33-5, paragraph (1);
第三十三条の五第一項各号のいずれかに該当することとなつたとき。
it has received its Article 33-2 registration by wrongful means;
不正の手段により第三十三条の二の登録を受けたとき。
it violates a law or regulation or a disposition by a government agency which is based on a law or regulation, in connection with the services of a registered financial institution or services incidental thereto;
登録金融機関業務又はこれに付随する業務に関し法令又は法令に基づいてする行政官庁の処分に違反したとき。
a fact has occurred in connection with the operation of its investment advisory and agency business, which is detrimental to the investors' interests; or
投資助言・代理業の運営に関し、投資者の利益を害する事実があるとき。
it has committed a wrongful or unjust act in connection with the services of a registered financial institution, and the circumstances surrounding this are particularly serious.
登録金融機関業務に関し、不正又は不当な行為をした場合において、その情状が特に重いとき。
If the officer of a registered financial institution comes to fall under any of the categories in items (iii) through (v) of the preceding paragraph, the Prime Minister may order the registered financial institution to dismiss that officer.
内閣総理大臣は、登録金融機関の役員が、前項第三号から第五号までのいずれかに該当することとなつたときは、当該登録金融機関に対して、当該役員の解任を命ずることができる。
If the Prime Minister is unable to ascertain the location of the business offices or offices of a registered financial institution or is unable to ascertain the whereabouts of the officer representing the registered financial institution, the Prime Minister, pursuant to the provisions of Cabinet Office Order, may issue public notice of that fact and rescind the registration of the registered financial institution if no filing is made by the registered financial institution even after 30 days past the day of the public notice.
The provisions of Chapter III of the Administrative Procedure Act do not apply to a disposition under the preceding paragraph.
前項の規定による処分については、行政手続法第三章の規定は、適用しない。
Read this with the articles around it
(Registration of Financial Institutions)
A financial institution must be registered by the Prime Minister if it seeks to perform any of the following acts on a regular basis, or if it seeks to provide investment advisory and agency business…
金融機関は、次に掲げる行為のいずれかを業として行おうとするとき、又は投資助言・代理業若しくは有価証券等管理業務を行おうとするときは、内閣総理大臣の登録を受けなければならない。
Open this provision(Refusal to Register a Financial Institution)
The Prime Minister must refuse to effect a registration if the applicant for registration falls under any of the following items, or if the written application for registration or a document or…
内閣総理大臣は、登録申請者が次の各号のいずれかに該当するとき、又は登録申請書若しくはこれに添付すべき書類若しくは電磁的記録のうちに虚偽の記載若しくは記録があり、若しくは重要な事実の記載若しくは記録が欠けているときは、その登録を拒否しなければならない。
Open this provision(Supervisory Measures for Registered Financial Institutions)
it violates a law or regulation or a disposition by a government agency which is based on a law or regulation, in connection with the services of a registered financial institution or services…
登録金融機関業務又はこれに付随する業務に関し法令又は法令に基づいてする行政官庁の処分に違反したとき。
Open this provision(Supervisory Measures for Registered Financial Institutions)
a fact has occurred in connection with the operation of its investment advisory and agency business, which is detrimental to the investors' interests; or
投資助言・代理業の運営に関し、投資者の利益を害する事実があるとき。
Open this provision(Supervisory Measures for Registered Financial Institutions)
it has committed a wrongful or unjust act in connection with the services of a registered financial institution, and the circumstances surrounding this are particularly serious.
登録金融機関業務に関し、不正又は不当な行為をした場合において、その情状が特に重いとき。
Open this provision(Supervisory Measures for Registered Financial Institutions)
If the Prime Minister is unable to ascertain the location of the business offices or offices of a registered financial institution or is unable to ascertain the whereabouts of the officer…
内閣総理大臣は、登録金融機関の営業所若しくは事務所の所在地を確知できないとき、又は登録金融機関を代表する役員の所在を確知できないときは、内閣府令で定めるところにより、その事実を公告し、その公告の日から三十日を経過しても当該登録金融機関から申出がないときは、当該登録金融機関の登録を取り消すことができる。
Open this provisionregistered financial institutionmachine translation
「登録金融機関」
A bank, cooperative financial institution (協同組織金融機関) or other financial institution a Cabinet Order (政令) specifies that is registered under Article 33-2.
Defined inArticle 2, paragraph (11)
officer
「役員」
A director, accounting advisor, company auditor or executive officer, or a person equivalent to one, in this Act other than Articles 163 to 167.
Defined inArticle 21, paragraph (1), item (i)· applies from here on, except in Articles 163 to 167
investment advisory and agency business
「投資助言・代理業」
In Chapter III, the part of financial instruments business (金融商品取引業) that consists in carrying on as a business either giving advice under an investment advisory contract (投資顧問契約) (Article 2, paragraph (8), item (xi)) or acting as agent or intermediary in concluding an investment advisory contract or a discretionary investment contract (投資一任契約) (item (xiii)).
Defined inArticle 28, paragraph (3)· applies only in this chapter
registered financial institution businessmachine translation
「登録金融機関業務」
The business a registered financial institution (登録金融機関) carries on under its registration under Article 33-2.
Defined inArticle 33-3, paragraph (1), item (vi), (a)
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.