Article 29-4-3Special Provisions on Registration of Type-II Small Amount Electronic Public Offering Service Providers
第二十九条の四の三（第二種少額電子募集取扱業者についての登録等の特例）
With regard to the application of the provisions of Article 29-2, paragraph (1), item (vi) to type-II small amount electronic public offering service in cases where a person that seeks to obtain the registration set forth in Article 29 seeks to only engage in type-II small amount electronic public offering service from among type-II financial instruments business, the term "an indication of this" in Article 29-2, paragraph (1), item (vi) is deemed to be replaced with "an indication of this (in the case of only engaging in the type-II small amount electronic public offering service prescribed in Article 29-4-3, paragraph (3) from among type-II financial instruments business, including an indication of this)".
第二十九条の登録を受けようとする者が第二種金融商品取引業のうち第二種少額電子募集取扱業務のみを行おうとする場合における第二種少額電子募集取扱業務についての第二十九条の二第一項第六号の規定の適用については、同号中「その旨」とあるのは、「その旨（第二種金融商品取引業のうち第二十九条の四の三第三項に規定する第二種少額電子募集取扱業務のみを行う場合にあつては、その旨を含む。）」とする。
The provisions of Article 36-2, paragraph (1) do not apply to the case where a type-II small amount electronic public offering service provider (meaning a person that has obtained the registration set forth in Article 29 or the registration of change set forth in Article 31, paragraph (4) by stating in the written application for registration to the effect that the person will only engage in type-II small amount electronic public offering service from among type-II financial instruments business) engages in type-II small amount electronic public offering service.
第三十六条の二第一項の規定は、第二種少額電子募集取扱業者（登録申請書に第二種金融商品取引業のうち第二種少額電子募集取扱業務のみを行う旨を記載して第二十九条の登録又は第三十一条第四項の変更登録を受けた者をいう。）が第二種少額電子募集取扱業務を行う場合については、適用しない。
The term "type-II small amount electronic public offering service" as used in the preceding two paragraphs means, among electronic public offering service, handling of public offering or handling of private placement of securities (limited to rights set forth in Article 2, paragraph (2), item (v) or (vi) which are deemed to be securities pursuant to that paragraph (excluding those that fall under the category of electronically recorded transferable rights) and which are set forth in Article 3, item (iii) or which are not listed on a financial instruments exchange, and excluding those specified by Cabinet Order; hereinafter the same applies in this paragraph) which satisfies the requirements specified by Cabinet Order as being such handling where the total issue value of the securities and the amount to be paid by the person that acquires the securities are small.
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(Definitions)
The rights that must be indicated on securities set forth in items (i) through (xv) of the preceding paragraph, on securities set forth in item (xvii) of that paragraph…
前項第一号から第十五号までに掲げる有価証券、同項第十七号に掲げる有価証券（同項第十六号に掲げる有価証券の性質を有するものを除く。）及び同項第十八号に掲げる有価証券に表示されるべき権利（同項第十四号に掲げる有価証券及び同項第十七号に掲げる有価証券（同項第十四号に掲げる有価証券の性質を有するものに限る。）に表示されるべき…
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among the rights based on a partnership contract provided for in Article 667, paragraph (1) of the Civil Code (Act No. 89 of 1896), a silent partnership agreement provided for in Article 535 of the…
民法（明治二十九年法律第八十九号）第六百六十七条第一項に規定する組合契約、商法（明治三十二年法律第四十八号）第五百三十五条に規定する匿名組合契約、投資事業有限責任組合契約に関する法律（平成十年法律第九十号）第三条第一項に規定する投資事業有限責任組合契約又は有限責任事業組合契約に関する法律（平成十七年法律第四十号）第三…
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rights based on foreign laws and regulations which are similar to those specified in the preceding item; or
外国の法令に基づく権利であつて、前号に掲げる権利に類するもの
Open this provision(Registration)
A person may not engage in financial instruments business if that person has not been registered by the Prime Minister.
金融商品取引業は、内閣総理大臣の登録を受けた者でなければ、行うことができない。
Open this provision(Application for Registration)
if the person provides an electronic offering service (meaning performing the act set forth in Article 2, paragraph (8), item (vii) or (viii) (excluding those specified by Cabinet Order) on a regular…
第三条各号に掲げる有価証券又は金融商品取引所に上場されていない有価証券（政令で定めるものを除く。）について、電子募集業務（電子情報処理組織を使用する方法その他の情報通信の技術を利用する方法であつて内閣府令で定めるものにより第二条第八項第七号又は第八号に掲げる行為（政令で定めるものを除く。）を業として行うことをいう。以…
Open this provision(Special Provisions on Registration of Type-II Small Amount Electronic Public Offering Service Providers)
With regard to the application of the provisions of Article 29-2, paragraph (1), item (vi) to type-II small amount electronic public offering service in cases where a person that seeks to obtain the…
第二十九条の登録を受けようとする者が第二種金融商品取引業のうち第二種少額電子募集取扱業務のみを行おうとする場合における第二種少額電子募集取扱業務についての第二十九条の二第一項第六号の規定の適用については、同号中「その旨」とあるのは…
Open this provision(Special Provisions on Registration of Type-II Small Amount Electronic Public Offering Service Providers)
The provisions of Article 36-2, paragraph (1) do not apply to the case where a type-II small amount electronic public offering service provider…
第三十六条の二第一項の規定は、第二種少額電子募集取扱業者（登録申請書に第二種金融商品取引業のうち第二種少額電子募集取扱業務のみを行う旨を記載して第二十九条の登録又は第三十一条第四項の変更登録を受けた者をいう。）が第二種少額電子募集取扱業務を行う場合については、適用しない。
Open this provision(Special Provisions on Registration of Type-II Small Amount Electronic Public Offering Service Providers)
The term "type-II small amount electronic public offering service" as used in the preceding two paragraphs means, among electronic public offering service…
前二項の「第二種少額電子募集取扱業務」とは、電子募集取扱業務のうち、有価証券（第二条第二項の規定により有価証券とみなされる同項第五号又は第六号に掲げる権利（電子記録移転権利に該当するものを除く。）であつて、第三条第三号に掲げるもの又は金融商品取引所に上場されていないものに限り、政令で定めるものを除く。以下この項におい…
Open this provision(Exempted Securities)
rights set forth in the items of Article 2, paragraph (2) which are deemed to be securities pursuant to the provisions of Article 2, paragraph (2) (excluding the following rights):
第二条第二項の規定により有価証券とみなされる同項各号に掲げる権利（次に掲げるものを除く。）
Open this provision(Registration of a Change)
If a financial instruments business operator seeks to change the particular set forth in Article 29-2, paragraph (1), items (v) through (vi), item (vii), (b), item (viii), or item (ix)…
金融商品取引業者は、第二十九条の二第一項第五号から第六号まで、第七号ロ、第八号又は第九号に掲げる事項について変更をしようとするときは、内閣府令で定めるところにより、内閣総理大臣の行う変更登録を受けなければならない。
Open this provisionPosting of Signs, etc.
A financial instruments business operator, etc. must post a sign in the format specified by Cabinet Office Order in a place that is easily seen by the public at each of its business offices or other…
金融商品取引業者等は、営業所又は事務所ごとに、公衆の見やすい場所に、内閣府令で定める様式の標識を掲示しなければならない。
Open this provisionsecurities
「有価証券」
Securities as this Act defines them: the instruments listed in Article 2, paragraph (1), among them national government and local government bonds, corporate bonds, share certificates and share option certificates, preferred equity investment certificates, beneficiary certificates of investment trusts and other trusts, investment securities, certain promissory notes, mortgage securities, option certificates and depositary receipts, foreign instruments of the same nature, and other instruments a Cabinet Order (政令) specifies.
Defined inArticle 2, paragraph (1)· applies throughout the law
electronically recorded transferable rights
「電子記録移転権利」
Rights deemed to be securities under the items of Article 2, paragraph (2), such as beneficial interests in trusts and rights under partnership and similar contracts, where they are represented by property value that can be transferred using an electronic data processing system (limited to value recorded electronically on an electronic device or other object), except in cases a Cabinet Office Order (内閣府令) sets in view of their transferability and other circumstances.
Short name set inArticle 2, paragraph (3)
financial instruments exchange
「金融商品取引所」
A membership corporation (金融商品会員制法人) or stock company (株式会社) licensed by the Prime Minister under Article 80, paragraph (1) to open a financial instruments market (金融商品市場).
Defined inArticle 2, paragraph (16)· applies throughout the law
type-II financial instruments business
「第二種金融商品取引業」
In Chapter III, the part of financial instruments business (金融商品取引業) that consists of carrying on, as a business, any of the acts listed in Article 28, paragraph (2), such as the public offering or private placement of the securities set out in Article 2, paragraph (8), item (vii), and dealing in and brokerage for rights treated as securities under Article 2, paragraph (2).
Defined inArticle 28, paragraph (2)· applies only in this chapter
electronic public offering servicemachine translation
「電子募集取扱業務」
In Chapter III, carrying on as a business, by using an electronic data processing system or another method using information and communications technology that a Cabinet Office Order (内閣府令) specifies, the handling of a public offering, secondary distribution or private placement of securities or of a solicitation for selling only to professional investors (Article 2, paragraph (8), item (ix)).
Defined inArticle 29-2, paragraph (1), item (vi)· applies only in this chapter
type-II small amount electronic public offering servicemachine translation
「第二種少額電子募集取扱業務」
Handling, by electronic means, the public offering or private placement of rights treated as securities under Article 2, paragraph (2), item (v) or (vi) — other than electronically recorded transferable rights (電子記録移転権利), only those set out in Article 3, item (iii) or not listed on a financial instruments exchange, and not of a kind a Cabinet Order (政令) excludes — where the total issue value and the amount each acquirer pays are small enough to meet the requirements a Cabinet Order specifies.
Defined inArticle 29-4-3, paragraph (3)