Article 29-4-3Special Provisions on Registration of Type-II Small Amount Electronic Public Offering Service Providers

①With regard to the application of the provisions of Article 29-2, paragraph (1), item (vi) to type-II small amount electronic public offering service in cases where a person that seeks to obtain the registration set forth in Article 29 seeks to only engage in type-II small amount electronic public offering service from among type-II financial instruments business, the term "an indication of this" in Article 29-2, paragraph (1), item (vi) is deemed to be replaced with "an indication of this (in the case of only engaging in the type-II small amount electronic public offering service prescribed in Article 29-4-3, paragraph (3) from among type-II financial instruments business, including an indication of this)".

③The term "type-II small amount electronic public offering service" as used in the preceding two paragraphs means, among electronic public offering service, handling of public offering or handling of private placement of securities (limited to rights set forth in Article 2, paragraph (2), item (v) or (vi) which are deemed to be securities pursuant to that paragraph (excluding those that fall under the category of electronically recorded transferable rights) and which are set forth in Article 3, item (iii) or which are not listed on a financial instruments exchange, and excluding those specified by Cabinet Order; hereinafter the same applies in this paragraph) which satisfies the requirements specified by Cabinet Order as being such handling where the total issue value of the securities and the amount to be paid by the person that acquires the securities are small.