Supplementary Provisions, Article 5Transitional Measures Concerning Statements of Large-Volume Holdings
第五条（大量保有報告書に関する経過措置）
If, at the time of enforcement of the provisions set forth in Article 1, item (iii) of the Supplementary Provisions (hereinafter in this Article referred to as the "item (iii) amending provisions"), the holding ratio of share certificates, etc. prescribed in Article 27-23, paragraph (4) of the item (iii) New Financial Instruments and Exchange Act (hereinafter in this Article referred to as the "new ownership ratio of share certificates, etc.") differs from the ratio that would be the holding ratio of share certificates, etc. prescribed in that paragraph if Article 27-23, paragraph (4) of the item (iii) Old Financial Instruments and Exchange Act were applied at the time of enforcement of the item (iii) amending provisions (hereinafter in this Article referred to as the "former ownership ratio of share certificates, etc."), the new ownership ratio of share certificates, etc. is deemed to have increased or decreased, at the time of enforcement of the item (iii) amending provisions, by the ratio corresponding to the difference between the new ownership ratio of share certificates, etc. and the former ownership ratio of share certificates, etc., and the provisions of Chapter II-3 of the item (iii) New Financial Instruments and Exchange Act and the provisions of Chapter VI-2 of the Financial Instruments and Exchange Act and Chapter VIII of the item (iii) New Financial Instruments and Exchange Act pertaining to these provisions apply. In this case, with regard to the application of Article 27-25, paragraph (1) of the Financial Instruments and Exchange Act to that increase or decrease in the new ownership ratio of share certificates, etc., the phrase "has increased or decreased by one percent or more (unless this is not linked to an increase or decrease in the total number of share certificates, etc. held by that person; hereinafter the same applies in this Chapter)" in that paragraph is deemed to be replaced with "has increased or decreased by one percent or more".
附則第一条第三号に掲げる規定（以下この条において「第三号改正規定」という。）の施行の際における第三号新金融商品取引法第二十七条の二十三第四項に規定する株券等保有割合（以下この条において「新株券等保有割合」という。）と第三号改正規定の施行の際に第三号旧金融商品取引法第二十七条の二十三第四項の規定を適用した場合において同項に規定する株券等保有割合となるべき割合（以下この条において「旧株券等保有割合」という。）が異なる場合は、第三号改正規定の施行の際に新株券等保有割合と旧株券等保有割合との差に相当する割合の新株券等保有割合が増加又は減少をしたものとみなして、第三号新金融商品取引法第二章の三の規定並びにこれらの規定に係る金融商品取引法第六章の二及び第三号新金融商品取引法第八章の規定を適用する。この場合において、当該新株券等保有割合の増加又は減少に係る金融商品取引法第二十七条の二十五第一項の規定の適用については、同項中「場合（保有株券等の総数の増加又は減少を伴わない場合を除く。以下この章において同じ。）」とあるのは、「場合」とする。
(Submission of Statements of Large-Volume Holdings)
The term "holding ratio of share certificates, etc." as used in paragraph (1) means the ratio arrived at when the number of share certificates, etc. issued by the issuer of the relevant share…
第一項の「株券等保有割合」とは、株券等の保有者（同項に規定する保有者をいう。以下この章において同じ。）の保有（前項第一号若しくは第二号に規定する権限又は同項第三号に規定する権利を有する場合を含む。以下この章において同じ。）に係る当該株券等（自己株式（会社法第百十三条第四項に規定する自己株式をいう。）その他当該株券等の…
Open this provision(Submission of a Statement of Changes to a Statement of Large-Volume Holdings)
If, after the day on which a person that is required to submit a statement of large-volume holdings has become a large-volume holder, the ownership ratio of share certificates…
大量保有報告書を提出すべき者は、大量保有者となつた日の後に、株券等保有割合（第二十七条の二十三第四項に規定する株券等保有割合をいう。以下この章において同じ。）が百分の一以上増加し又は減少した場合（保有株券等の総数の増加又は減少を伴わない場合を除く。以下この章において同じ。）その他の大量保有報告書に記載すべき重要な事項…
Open this provisionEffective Date
the provisions in Article 1 amending Article 27-2, paragraphs (1) and (7), Article 27-3, paragraph (2) and Article 27-9, paragraph (3) of the Financial Instruments and Exchange Act…
第一条中金融商品取引法第二十七条の二第一項及び第七項、第二十七条の三第二項並びに第二十七条の九第三項の改正規定、同項を同条第四項とし、同条第二項を同条第三項とし、同条第一項の次に一項を加える改正規定、同法第二十七条の十三の見出し及び同条第二項の改正規定、同法第二十七条の十六、第二十七条の十九、第二十七条の二十第一項…
Open this provisionTransitional Measures Concerning Statements of Large-Volume Holdings
If, at the time of enforcement of the provisions set forth in Article 1, item (iii) of the Supplementary Provisions (hereinafter in this Article referred to as the "item (iii) amending provisions")…
附則第一条第三号に掲げる規定（以下この条において「第三号改正規定」という。）の施行の際における第三号新金融商品取引法第二十七条の二十三第四項に規定する株券等保有割合（以下この条において「新株券等保有割合」という。）と第三号改正規定の施行の際に第三号旧金融商品取引法第二十七条の二十三第四項の規定を適用した場合において同…
Open this provisionholding ratio of share certificates, etc.machine translation
「株券等保有割合」
In Chapter II-3, the ratio of the share certificates, etc. (株券等) a holder holds — less those it must deliver after selling them through margin transactions or similar transactions, and with those of its joint holders (共同保有者) added — to the issuer's total issued shares plus the share certificates, etc. other than shares that the holder and its joint holders hold, each counted as Cabinet Office Orders (内閣府令) set.
Defined inArticle 27-23, paragraph (4)
item (iii) New Financial Instruments and Exchange Actmachine translation
「第三号新金融商品取引法」
In Articles 2, 5 and 6 of the supplementary provisions (附則) of Act No. 32 of 2024, the Financial Instruments and Exchange Act (Act No. 25 of 1948) as amended by Article 1 of that Act, counting only the amendments listed in Article 1, item (iii) of those supplementary provisions.
Short name set inSupplementary Provisions, Article 2, paragraph (1)· applies only in this provision and in Supplementary Provisions, Articles 5 and 6
item (iii) Old Financial Instruments and Exchange Actmachine translation
「第三号旧金融商品取引法」
In Articles 2 to 5 of the supplementary provisions (附則) of Act No. 32 of 2024, the Financial Instruments and Exchange Act (Act No. 25 of 1948) as it stood before Article 1 of that Act amended it, counting only the amendments listed in Article 1, item (iii) of those supplementary provisions.
Short name set inSupplementary Provisions, Article 2, paragraph (1)· applies only in this provision and in Supplementary Provisions, Articles 3 to 5
new ownership ratio of share certificates, etc.machine translation
「新株券等保有割合」
In Article 5 of the supplementary provisions (附則) of Act No. 32 of 2024, the ownership ratio of share certificates, etc. (株券等保有割合) under Article 27-23, paragraph (4) of this Act as amended by the provisions listed in Article 1, item (iii) of those supplementary provisions, as it stands when those provisions come into effect.
Short name set inSupplementary Provisions, Article 5, paragraph (1)· applies only in this article
former ownership ratio of share certificates, etc.machine translation
「旧株券等保有割合」
In Article 5 of the supplementary provisions (附則) of Act No. 32 of 2024, the ratio that would be the ownership ratio of share certificates, etc. (株券等保有割合) under Article 27-23, paragraph (4) of this Act as it stood before the provisions listed in Article 1, item (iii) of those supplementary provisions amended it, if that paragraph were applied when those provisions come into effect.
Short name set inSupplementary Provisions, Article 5, paragraph (1)· applies only in this article
item (iii) amending provisionsmachine translation
「第三号改正規定」
In Article 5 of the supplementary provisions (附則) of Act No. 32 of 2024, the provisions of that Act listed in Article 1, item (iii) of those supplementary provisions, which come into effect on a date a Cabinet Order (政令) sets within two years of the Act's promulgation.
Short name set inSupplementary Provisions, Article 5, paragraph (1)· applies only in this article