Supplementary Provisions, Article 7
第七条
The provisions of Article 166 of the New Financial Instruments and Exchange Act apply to the purchase and sale, etc. under that Article by a person who came to know a material fact prescribed in paragraph (1) of that Article that has arisen on or after the effective date (limited, in the case of a decision not to carry out the matter set forth in paragraph (2), item (i) of that Article made by the organ of a listed company, etc. which is responsible for making decisions on the execution of operations prescribed in that item, to cases where the decision of that organ to carry out that matter was made on or after the effective date) or by a person who received communication of such facts, and the provisions then in force continue to govern the purchase and sale, etc. under that Article by a person who came to know a material fact prescribed in Article 166, paragraph (1) of the Former Financial Instruments and Exchange Act that has arisen before the effective date (including, in the case of a decision not to carry out the matter set forth in paragraph (2), item (i) of that Article made by the organ of a listed company, etc. which is responsible for making decisions on the execution of operations prescribed in that item, cases where the decision of that organ to carry out that matter was made before the effective date and the decision not to carry out that matter was made on or after the effective date) or by a person who received communication of such facts.
新金融商品取引法第百六十六条の規定は、施行日以後に生じた同条第一項に規定する重要事実(同条第二項第一号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては、当該事項を行うことについての当該機関の決定が施行日以後に行われた場合に係るものに限る。)を知った者又はこれらの事実の伝達を受けた者の同条の売買等について適用し、施行日前に生じた旧金融商品取引法第百六十六条第一項に規定する重要事実(同条第二項第一号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては、当該事項を行うことについての当該機関の決定が施行日前に行われ、かつ、当該事項を行わない旨の決定が施行日以後に行われた場合に係るものを含む。)を知った者又はこれらの事実の伝達を受けた者の同条の売買等については、なお従前の例による。
(Acts Prohibited for Company Insiders)
A person set forth in the following items (hereinafter referred to as a "company insider" in this Article) that comes to know a material fact about the business of a listed company…
次の各号に掲げる者(以下この条において「会社関係者」という。)であつて、上場会社等に係る業務等に関する重要事実(当該上場会社等の子会社に係る会社関係者(当該上場会社等に係る会社関係者に該当する者を除く。)については、当該子会社の業務等に関する重要事実であつて、次項第五号から第八号までに規定するものに限る。以下同じ。)…
Open this provision(Acts Prohibited for Company Insiders)
A person set forth in the following items (hereinafter referred to as a "company insider" in this Article) that comes to know a material fact about the business of a listed company…
次の各号に掲げる者(以下この条において「会社関係者」という。)であつて、上場会社等に係る業務等に関する重要事実(当該上場会社等の子会社に係る会社関係者(当該上場会社等に係る会社関係者に該当する者を除く。)については、当該子会社の業務等に関する重要事実であつて、次項第五号から第八号までに規定するものに限る。以下同じ。)…
Open this provision(Acts Prohibited for Company Insiders)
the organ that is responsible for making decisions about the execution of operations at the listed company, etc.…
当該上場会社等(上場投資法人等を除く。以下この号から第八号までにおいて同じ。)の業務執行を決定する機関が次に掲げる事項を行うことについての決定をしたこと又は当該機関が当該決定(公表がされたものに限る。)に係る事項を行わないことを決定したこと。
Open this provisionlisted company, etc.
「上場会社等」
In the table in Article 24-5, paragraph (1), a company that issues the securities in Article 24, paragraph (1), item (i) or securities whose circulation is comparable, or another body a Cabinet Order (政令) specifies.
Short name set inArticle 24-5, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 1 of Act No. 49 of 2011.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
the effective datemachine translation
「施行日」
The date Act No. 49 of 2011, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
Former Financial Instruments and Exchange Actmachine translation
「旧金融商品取引法」
This Act as it stood before Article 1 of Act No. 49 of 2011 amended it.
Short name set inSupplementary Provisions, Article 2, paragraph (1)