Supplementary Provisions, Article 9
第九条
A person who, on the day on which the provisions set forth in Article 1, item (iv) of the Supplementary Provisions come into effect (hereinafter referred to as the "item (iv) effective date"), actually falls under a large-volume holder prescribed in Article 27-23, paragraph (1) of the New Securities and Exchange Act (hereinafter in this Article referred to as a "new large-volume holder") (excluding a person who falls under a large-volume holder prescribed in Article 27-23, paragraph (1) of the Former Securities and Exchange Act) is deemed to have become a new large-volume holder on the item (iv) effective date, and the provisions of Articles 27-23 through 27-30 of the New Securities and Exchange Act apply; provided, however, that this does not apply if the holding ratio of share certificates, etc. prescribed in Article 27-23, paragraph (4) of the New Securities and Exchange Act has become five percent or less on the item (iv) effective date.
In the case referred to in the preceding paragraph, special provisions on the content of statements in the statement of large-volume holdings prescribed in Article 27-23, paragraph (1) of the New Securities and Exchange Act that a new large-volume holder is to submit are specified by Cabinet Office Order.
The following reports that are actually submitted on the item (iv) effective date pursuant to the provisions of Chapter II-3 of the Former Securities and Exchange Act are deemed to have been submitted pursuant to the provisions of Chapter II-3 of the New Securities and Exchange Act:
the statement of large-volume holdings prescribed in Article 27-23, paragraph (1) of the Former Securities and Exchange Act, the statement of changes prescribed in Article 27-25, paragraph (1) of the Former Securities and Exchange Act, and the amended reports for them.
the statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (1) of the Former Securities and Exchange Act, the statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in paragraph (2) of that Article, and the amended reports for them.
Effective Date
the provisions in Article 2 amending Article 27-23 of the Securities and Exchange Act (excluding the part adding "and Article 27-26" after "Article 27-25, paragraph (1)")…
第二条中証券取引法第二十七条の二十三の改正規定（「第二十七条の二十五第一項」の下に「及び第二十七条の二十六」を加える部分を除く。）、同法第二十七条の二十四の改正規定、同法第二十七条の二十五の改正規定…
Open this provisionA person who, on the day on which the provisions set forth in Article 1, item (iv) of the Supplementary Provisions come into effect (hereinafter referred to as the "item (iv) effective date")…
附則第一条第四号に掲げる規定の施行の日（以下「第四号施行日」という。）において現に新証券取引法第二十七条の二十三第一項に規定する大量保有者（以下この条において「新大量保有者」という。）に該当する者（旧証券取引法第二十七条の二十三第一項に規定する大量保有者に該当する者を除く。）については…
Open this provisionA person who, on the day on which the provisions set forth in Article 1, item (iv) of the Supplementary Provisions come into effect (hereinafter referred to as the "item (iv) effective date")…
附則第一条第四号に掲げる規定の施行の日（以下「第四号施行日」という。）において現に新証券取引法第二十七条の二十三第一項に規定する大量保有者（以下この条において「新大量保有者」という。）に該当する者（旧証券取引法第二十七条の二十三第一項に規定する大量保有者に該当する者を除く。）については…
Open this provisionstatement of large-volume holdings
「大量保有報告書」
The report a large-volume holder (大量保有者) of share certificates, etc. (株券等) must submit to the Prime Minister on its holding ratio, the source of its acquisition funds, its purpose in holding them and other particulars a Cabinet Office Order (内閣府令) specifies.
Short name set inArticle 27-23, paragraph (1)
holding ratio of share certificates, etc.machine translation
「株券等保有割合」
In Chapter II-3, the ratio of the share certificates, etc. (株券等) a holder holds — less those it must deliver after selling them through margin transactions or similar transactions, and with those of its joint holders (共同保有者) added — to the issuer's total issued shares plus the share certificates, etc. other than shares that the holder and its joint holders hold, each counted as Cabinet Office Orders (内閣府令) set.
Defined inArticle 27-23, paragraph (4)
statement of changes
「変更報告書」
The report on the changed particulars that a person required to submit a statement of large-volume holdings (大量保有報告書) must submit to the Prime Minister when, after becoming a large-volume holder (大量保有者), its holding ratio of share certificates, etc. (株券等保有割合) rises or falls by one percentage point or more — other than where the total number of share certificates, etc. it holds is unchanged — or another material change a Cabinet Order (政令) specifies occurs.
Short name set inArticle 27-25, paragraph (1)
New Securities and Exchange Actmachine translation
「新証券取引法」
This Act as amended by Article 2 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 7, paragraph (1)· applies only in this article and in Supplementary Provisions, Articles 8 to 13
Former Securities and Exchange Actmachine translation
「旧証券取引法」
In Articles 7 to 13 of the supplementary provisions (附則) of Act No. 65 of 2006, this Act as it stood before Article 2 of that Act amended it.
Short name set inSupplementary Provisions, Article 7, paragraph (1)· applies only in this provision and in Supplementary Provisions, Articles 8 to 13
new large-volume holdermachine translation
「新大量保有者」
In Article 9 of the supplementary provisions (附則) of Act No. 65 of 2006, a large-volume holder (大量保有者) as provided in Article 27-23, paragraph (1) of this Act as amended by Article 2 of that Act.
Short name set inSupplementary Provisions, Article 9, paragraph (1)· applies only in this article
item (iv) effective datemachine translation
「第四号施行日」
The date the provisions listed in Article 1, item (iv) of the supplementary provisions (附則) of Act No. 65 of 2006 come into effect, a date a Cabinet Order (政令) sets within one year of the Act's promulgation.
Short name set inSupplementary Provisions, Article 9, paragraph (1)