Supplementary Provisions, Article 79
第七十九条
A person whose authorization has been rescinded pursuant to the provisions of Article 72 of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the authorization rescinded pursuant to the provisions of Article 67-6 of the New Financial Instruments and Exchange Act.
旧証券取引法第七十二条の規定により認可を取り消された者は、その処分を受けた日において、新金融商品取引法第六十七条の六の規定により認可を取り消されたものとみなす。
A person who has been ordered to be dismissed pursuant to the provisions of Article 79-9 of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have been ordered to be dismissed pursuant to the provisions of Article 70 of the New Financial Instruments and Exchange Act.
旧証券取引法第七十九条の九の規定により解任を命ぜられた者は、その処分を受けた日において、新金融商品取引法第七十条の規定により解任を命ぜられたものとみなす。
A person whose authorization has been rescinded or who has been ordered to be dismissed pursuant to the provisions of Article 79-13, paragraph (1) of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the authorization rescinded or to have been ordered to be dismissed pursuant to the provisions of Article 74, paragraph (1) of the New Financial Instruments and Exchange Act.
旧証券取引法第七十九条の十三第一項の規定により認可を取り消され、又は解任を命ぜられた者は、その処分を受けた日において、新金融商品取引法第七十四条第一項の規定により認可を取り消され、又は解任を命ぜられたものとみなす。
(Rescission of Authorization)
If an authorized association is discovered to have fallen under any of the categories in the items of Article 67-4, paragraph (2) at the time it obtained its authorization for incorporation…
内閣総理大臣は、認可協会がその設立の認可を受けた当時既に第六十七条の四第二項各号のいずれかに該当していたことが判明したときは、その認可を取り消すことができる。
Open this provision(Order to Dismiss an Officer)
If the Prime Minister discovers that a person has become the officer of an authorized association by wrongful means, or if the officer of an authorized association violates a law or regulation…
内閣総理大臣は、不正の手段により役員となつた者のあることを発見したとき、又は役員が法令、法令に基づく行政官庁の処分若しくは定款に違反したときは、認可協会に対し、当該役員の解任を命ずることができる。
Open this provision(Rescission of Authorization, Suspension of Business, and Dismissal of Officers, Due to Violation of Laws and Regulations)
If an authorized association violates a law or regulation, a disposition by a government agency which is based on a law or regulation, or its articles of incorporation or other rules…
内閣総理大臣は、認可協会が法令、法令に基づく行政官庁の処分若しくは当該認可協会の定款その他の規則(以下この条において「法令等」という。)に違反した場合又は協会員、金融商品仲介業者若しくは店頭売買有価証券若しくは取扱有価証券の発行者が法令等に違反し…
Open this provisionNew Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)