Supplementary Provisions, Article 62
第六十二条
The provisions of Article 50-2, paragraph (6) of the New Financial Instruments and Exchange Act apply to the discontinuance of registered financial institution business, a merger (limited to a merger in which the person ceases to exist by the merger), dissolution for a reason other than a merger or an order to commence bankruptcy proceedings, succession to the whole or part of the business by company split, or transfer of the whole or part of the business, on or after the day on which 30 days have passed counting from the effective date, and with regard to the discontinuance of registered financial institution business, a merger (limited to a merger in which the person ceases to exist by the merger), dissolution for a reason other than a merger or an order to commence bankruptcy proceedings, succession to the whole or part of the business by company split, or transfer of the whole or part of the business, before that day, the provisions then in force continue to govern.
新金融商品取引法第五十条の二第六項の規定は、施行日から起算して三十日を経過した日以後の登録金融機関業務の廃止、合併(合併により消滅する場合の当該合併に限る。)、合併及び破産手続開始の決定以外の理由による解散、分割による事業の全部若しくは一部の承継又は事業の全部若しくは一部の譲渡について適用し、同日前の登録金融機関業務の廃止、合併(合併により消滅する場合の当該合併に限る。)、合併及び破産手続開始の決定以外の理由による解散、分割による事業の全部若しくは一部の承継又は事業の全部若しくは一部の譲渡については、なお従前の例による。
(Notification of Discontinuing Business)
If a financial instruments business operator, etc. seeks to discontinue financial instruments business, etc. (excluding investment advisory and agency business; the same applies in paragraph (8) and…
金融商品取引業者等は、金融商品取引業等(投資助言・代理業を除く。第八項及び第五十六条第一項において同じ。)の廃止をし、合併(当該金融商品取引業者等が合併により消滅する場合の当該合併に限る。)をし、合併及び破産手続開始の決定以外の理由による解散をし、分割による事業の全部若しくは一部の承継をさせ…
Open this provisionthe effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
registered financial institution businessmachine translation
「登録金融機関業務」
In the supplementary provisions (附則) of Act No. 65 of 2006, registered financial institution business as defined in Article 33-5, paragraph (1), item (iii) of the Financial Instruments and Exchange Act as amended by that Act.
Defined inSupplementary Provisions, Article 17, paragraph (2)