Supplementary Provisions, Article 34
第三十四条
A deemed registered type-I financial instruments business operator that, at the time of enforcement of this Act, has made the notification under Article 34, paragraph (3) of the Former Securities and Exchange Act and is conducting the business set forth in Article 34, paragraph (2), item (iv), (v) or (vii) of that Act is deemed to have made the notification under Article 35, paragraph (3) of the New Financial Instruments and Exchange Act on the effective date for the business set forth in Article 35, paragraph (2), items (i) through (iii) of that Act, respectively.
みなし登録第一種業者でこの法律の施行の際現に旧証券取引法第三十四条第三項の規定による届出をして同条第二項第四号、第五号又は第七号に掲げる業務を行っている者は、それぞれ施行日において新金融商品取引法第三十五条第二項第一号から第三号までに掲げる業務につき同条第三項の届出をしたものとみなす。
(Scope of Services for Persons Engaged in Type-I Financial Instruments Business or Investment Management Business)
services connected with transactions on a commodity market, etc. as defined in Article 2, paragraph (21) of the Commodity Derivatives Transaction Act;
商品先物取引法第二条第二十一項に規定する商品市場における取引等に係る業務
Open this provision(Scope of Services for Persons Engaged in Type-I Financial Instruments Business or Investment Management Business)
services connected with transactions conducted by using fluctuations in commodity prices and other indicators, market gaps, etc. as specified by Cabinet Office Order…
商品の価格その他の指標に係る変動、市場間の格差等を利用して行う取引として内閣府令で定めるものに係る業務（前号に掲げる業務を除く。）
Open this provision(Scope of Services for Persons Engaged in Type-I Financial Instruments Business or Investment Management Business)
services connected with the money lending business as defined in Article 2, paragraph (1) of the Money Lending Business Act or other money loans, or intermediation for the lending and borrowing of…
貸金業法第二条第一項に規定する貸金業その他金銭の貸付け又は金銭の貸借の媒介に係る業務
Open this provision(Scope of Services for Persons Engaged in Type-I Financial Instruments Business or Investment Management Business)
If a financial instruments business operator comes to engage in any of the services set forth in the items of the preceding paragraph, it must notify the Prime Minister of this without delay pursuant…
金融商品取引業者は、前項各号に掲げる業務を行うこととなつたときは、内閣府令で定めるところにより、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
Open this provisionthe effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
deemed registered type-I financial instruments business operatormachine translation
「みなし登録第一種業者」
In the supplementary provisions (附則) of Act No. 65 of 2006, a person that was registered under Article 28 of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法) when that Act came into effect, and that Article 18, paragraph (1) of those supplementary provisions therefore treats as registered under Article 29 of this Act as Act No. 65 of 2006 amended it as a financial instruments business operator (金融商品取引業者) for the businesses that paragraph lists.
Short name set inSupplementary Provisions, Article 18, paragraph (2)