Supplementary Provisions, Article 25
第二十五条
A deemed registered type-I financial instruments business operator must use the Japanese word for "securities" in its trade name.
みなし登録第一種業者は、その商号中に証券という文字を用いなければならない。
A person other than a deemed registered type-I financial instruments business operator that uses the Japanese word for "securities" in its trade name pursuant to the provisions of the preceding paragraph (hereinafter in this paragraph and the following Article referred to as a "special securities company") (excluding a person who conducts securities-related services (meaning securities-related services prescribed in Article 28, paragraph (8) of the New Financial Instruments and Exchange Act; the same applies hereinafter) on or after the effective date) must not use in its trade name or name any word that could give rise to the misconception that it is a special securities company.
前項の規定によりその商号中に証券という文字を用いるみなし登録第一種業者(以下この項及び次条において「特例証券会社」という。)以外の者(施行日以後に有価証券関連業(新金融商品取引法第二十八条第八項に規定する有価証券関連業をいう。以下同じ。)を行う者を除く。)は、その商号又は名称中に、特例証券会社であると誤認されるおそれのある文字を用いてはならない。
The term "securities services" as used in this Chapter means the performance of any of the following acts on a regular basis:
この章において「有価証券関連業」とは、次に掲げる行為のいずれかを業として行うことをいう。
Open this provisionA deemed registered type-I financial instruments business operator must use the Japanese word for "securities" in its trade name.
みなし登録第一種業者は、その商号中に証券という文字を用いなければならない。
Open this provisionA person other than a deemed registered type-I financial instruments business operator that uses the Japanese word for "securities" in its trade name pursuant to the provisions of the preceding…
前項の規定によりその商号中に証券という文字を用いるみなし登録第一種業者(以下この項及び次条において「特例証券会社」という。)以外の者(施行日以後に有価証券関連業(新金融商品取引法第二十八条第八項に規定する有価証券関連業をいう。以下同じ。)を行う者を除く。)は、その商号又は名称中に…
Open this provisionNotwithstanding the provisions of paragraph (1) of the preceding Article, a special securities company may change its trade name to a trade name that does not use the Japanese word for "securities".
特例証券会社は、前条第一項の規定にかかわらず、その商号中に証券という文字を用いない商号の変更をすることができる。
Open this provisionthe effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
deemed registered type-I financial instruments business operatormachine translation
「みなし登録第一種業者」
In the supplementary provisions (附則) of Act No. 65 of 2006, a person that was registered under Article 28 of this Act as it stood before Act No. 65 of 2006 amended it, under its former title (証券取引法) when that Act came into effect, and that Article 18, paragraph (1) of those supplementary provisions therefore treats as registered under Article 29 of this Act as Act No. 65 of 2006 amended it as a financial instruments business operator (金融商品取引業者) for the businesses that paragraph lists.
Short name set inSupplementary Provisions, Article 18, paragraph (2)
securities-related servicesmachine translation
「有価証券関連業」
In the supplementary provisions (附則) of Act No. 65 of 2006, securities-related business as defined in Article 28, paragraph (8) of this Act as that Act amended it.
Defined inSupplementary Provisions, Article 25, paragraph (2)
special securities companymachine translation
「特例証券会社」
In Article 25, paragraph (2) and Article 26 of the supplementary provisions (附則) of Act No. 65 of 2006, a type-I financial instruments business operator deemed registered (みなし登録第一種業者) that, as paragraph (1) of that Article allows, uses the characters 証券 (securities) in its trade name.
Short name set inSupplementary Provisions, Article 25, paragraph (2)· applies only in this paragraph and in Supplementary Provisions, Article 26