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Supplementary Provisions, Article 217Effect of Dispositions

第二百十七条(処分等の効力)

A disposition, procedure or other act carried out before the enforcement of this Act under the provisions of the Former Securities and Exchange Act, the Former Investment Trust Act or the Former Trust Business Act, or orders based on them, for which the provisions of the New Financial Instruments and Exchange Act have corresponding provisions, is deemed to have been carried out under the corresponding provisions of the New Financial Instruments and Exchange Act, except as otherwise provided in these Supplementary Provisions.

この法律の施行前にした旧証券取引法、旧投資信託法若しくは旧信託業法又はこれらに基づく命令の規定によってした処分、手続その他の行為であって、新金融商品取引法の規定に相当の規定があるものは、この附則に別段の定めがあるものを除き、新金融商品取引法の相当の規定によってしたものとみなす。

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