Supplementary Provisions, Article 143
第百四十三条
A disposition made before the effective date pursuant to the provisions of Article 156-31, paragraph (3) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 156-31, paragraph (3) of the New Financial Instruments and Exchange Act.
施行日前にされた旧証券取引法第百五十六条の三十一第三項の規定による処分は、新金融商品取引法第百五十六条の三十一第三項の規定による処分とみなす。
A disposition made before the effective date pursuant to the provisions of Article 156-32, paragraph (1) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 156-32, paragraph (1) of the New Financial Instruments and Exchange Act.
施行日前にされた旧証券取引法第百五十六条の三十二第一項の規定による処分は、新金融商品取引法第百五十六条の三十二第一項の規定による処分とみなす。
A disposition made before the effective date pursuant to the provisions of Article 156-33, paragraph (1) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 156-33, paragraph (1) of the New Financial Instruments and Exchange Act.
施行日前にされた旧証券取引法第百五十六条の三十三第一項の規定による処分は、新金融商品取引法第百五十六条の三十三第一項の規定による処分とみなす。
(Restriction on the Concurrent Holding of Positions by Directors)
If the Prime Minister discovers that a person has become the officer of a securities finance company by wrongful means, or if a securities finance company or its officer violates a law or regulation…
内閣総理大臣は、不正の手段により証券金融会社の役員となつた者があることが判明したとき、又は証券金融会社若しくはその役員が法令若しくは法令に基づいてする行政官庁の処分に違反したときは、当該証券金融会社に対し、その役員の解任を命ずることができる。
Open this provision(Supervisory Dispositions)
If a securities finance company violates a law or regulation or a disposition by a government agency which is based on a law or regulation, the Prime Minister may rescind its license or order the…
内閣総理大臣は、証券金融会社が、法令又は法令に基づいてする行政官庁の処分に違反したときは、その免許を取り消し、又は六月以内の期間を定めてその業務の全部若しくは一部の停止を命ずることができる。
Open this provision(Business Improvement Orders)
Beyond issuing an order under Article 156-29, if the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors as concerns a securities finance…
内閣総理大臣は、第百五十六条の二十九の規定による命令のほか、証券金融会社の業務の運営又は財産の状況に関し、公益又は投資者保護のため必要かつ適当であると認めるときは、その必要の限度において、当該証券金融会社に対し…
Open this provisionthe effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)