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Supplementary Provisions, Article 14Transitional Measures Accompanying the Partial Amendment of the Securities and Exchange Act by the Provisions of Article 3

第十四条(第三条の規定による証券取引法の一部改正に伴う経過措置)

The provisions of Article 4, Article 13, paragraph (1), Article 15, paragraph (1), and Article 23-13, paragraphs (1) and (3) of the Financial Instruments and Exchange Act as amended by the provisions of (hereinafter referred to as the "New Financial Instruments and Exchange Act") apply to solicitation with a view to issuing new securities (meaning solicitation with a view to issuing new securities prescribed in Article 4, paragraph (1), item (iv) of the New Financial Instruments and Exchange Act) or solicitation with a view to delivering existing securities (meaning solicitation with a view to delivering existing securities prescribed in Article 4, paragraph (2) of the New Financial Instruments and Exchange Act) that commences on or after the effective date, and with regard to the solicitation of an offer to acquire securities set forth in the items of before its amendment by the provisions of (hereinafter referred to as the "Former Securities and Exchange Act"), or rights set forth in the items of that are deemed to be securities pursuant to the provisions of (hereinafter referred to as "former securities"), or an offer to sell or the solicitation of an offer to purchase former securities, that commenced before the effective date, the provisions then in force continue to govern.

の規定による改正後の金融商品取引法(以下「新金融商品取引法」という。)第四条、第十三条第一項、第十五条第一項並びに第二十三条の十三第一項及び第三項の規定は、施行日以後に開始する有価証券発行勧誘等(新金融商品取引法第四条第一項第四号に規定する有価証券発行勧誘等をいう。)又は有価証券交付勧誘等(新金融商品取引法第四条第二項に規定する有価証券交付勧誘等をいう。)について適用し、施行日前に開始したの規定による改正前の証券取引法(以下「旧証券取引法」という。)各号に掲げる有価証券又はの規定により有価証券とみなされる各号に掲げる権利(以下「旧有価証券」という。)の取得の申込みの勧誘又は旧有価証券の売付けの申込み若しくはその買付けの申込みの勧誘については、なお従前の例による。

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