Supplementary Provisions, Article 119
第百十九条
A person whose authorization has been rescinded or who has been ordered to be dismissed pursuant to the provisions of Article 106-28, paragraph (1) or (2) of the Former Securities and Exchange Act is deemed, on the day of receiving that disposition, to have had the authorization rescinded or to have been ordered to be dismissed pursuant to the provisions of Article 106-28, paragraph (1) or (2) of the New Financial Instruments and Exchange Act.
旧証券取引法第百六条の二十八第一項又は第二項の規定により認可を取り消され、又は解任を命ぜられた者は、その処分を受けた日において、新金融商品取引法第百六条の二十八第一項又は第二項の規定により認可を取り消され、又は解任を命ぜられたものとみなす。
A disposition made before the effective date pursuant to the provisions of Article 106-28, paragraph (1) of the Former Securities and Exchange Act (including as applied mutatis mutandis pursuant to Article 106-31 of the Former Securities and Exchange Act) or Article 106-28, paragraph (2) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 106-28, paragraph (1) of the New Financial Instruments and Exchange Act (including as applied mutatis mutandis pursuant to Article 109 of the New Financial Instruments and Exchange Act) or Article 106-28, paragraph (2) of the New Financial Instruments and Exchange Act.
施行日前にされた旧証券取引法第百六条の二十八第一項（旧証券取引法第百六条の三十一において準用する場合を含む。）又は第二項の規定による処分は、新金融商品取引法第百六条の二十八第一項（新金融商品取引法第百九条において準用する場合を含む。）又は第二項の規定による処分とみなす。
(Supervisory Dispositions)
If a financial instruments exchange holding company violates a law or regulation, or if the Prime Minister finds it to be necessary, in light of the state of the business of a financial instruments…
内閣総理大臣は、金融商品取引所持株会社が法令に違反したとき、又は金融商品取引所持株会社の業務の状況に照らして、その子会社である株式会社金融商品取引所の業務の公共性に対する信頼及び健全かつ適切な運営を確保するために必要があると認めるときは…
Open this provision(Supervisory Dispositions)
If the director, accounting advisor, company auditor, or executive officer of a financial instruments exchange holding company violates a law or regulation or a disposition by a government agency…
内閣総理大臣は、金融商品取引所持株会社の取締役、会計参与、監査役又は執行役が法令又は法令に基づく行政官庁の処分に違反したときは、当該金融商品取引所持株会社に対し、当該取締役、会計参与、監査役又は執行役の解任を命ずることができる。
Open this provision(Application, Mutatis Mutandis of Provisions on Supervisory Dispositions)
The provisions of Article 106-23, paragraph (3) and Article 106-28, paragraphs (1) and (5) apply mutatis mutandis to an authorized financial instruments firms association or financial instruments…
第百六条の二十三第三項並びに第百六条の二十八第一項及び第五項の規定は株式会社金融商品取引所を子会社とする認可金融商品取引業協会及び金融商品取引所並びに金融商品取引所持株会社を子会社とする認可金融商品取引業協会及び金融商品取引所について、第百六条の二十三第三項…
Open this provisionthe effective datemachine translation
「施行日」
The date Act No. 65 of 2006, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 1, paragraph (1)
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
This Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 14, paragraph (1)
Former Securities and Exchange Actmachine translation
「旧証券取引法」
This Act as it stood before Article 3 of Act No. 65 of 2006 amended it.
Short name set inSupplementary Provisions, Article 14, paragraph (1)