Supplementary Provisions, Article 2Transitional Measures Concerning What Is Newly Treated as Deemed Securities
第二条（新たにみなし有価証券とされたものに関する経過措置）
With regard to those solicitations relating to a deemed security (meaning a right set forth in Article 2, paragraph (2), item (iii) of the Securities and Exchange Act prior to the amendment by Article 3 of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006; hereinafter referred to as the "2006 Securities and Exchange Act Amendment Act" in this Article) and a right set forth in item (v) of that paragraph (limited to one based on a contract similar to a limited partnership agreement for investment), which falls under a security prescribed in Article 2, paragraph (1) of the Financial Instruments and Exchange Act after the amendment by Article 3 of the 2006 Securities and Exchange Act Amendment Act (hereinafter referred to as the "New Financial Instruments and Exchange Act") or a right deemed to be a security pursuant to paragraph (2) of that Article; the same applies in the following paragraph) for which the solicitation of an offer to acquire, or an offer to sell or the solicitation of an offer to purchase, was commenced before December 1, 2004, the provisions of Chapter II of the New Financial Instruments and Exchange Act do not apply.
平成十六年十二月一日前に取得の申込みの勧誘又は売付けの申込み若しくは買付けの申込みの勧誘を開始したみなし有価証券（証券取引法等の一部を改正する法律（平成十八年法律第六十五号。以下この条において「平成十八年証券取引法改正法」という。）第三条の規定による改正前の証券取引法第二条第二項第三号に掲げる権利及び同項第五号に掲げる権利（投資事業有限責任組合契約に類する契約に基づくものに限る。）であって、平成十八年証券取引法改正法第三条の規定による改正後の金融商品取引法（以下「新金融商品取引法」という。）第二条第一項に規定する有価証券又は同条第二項の規定により有価証券とみなされる権利に該当するものをいう。次項において同じ。）に係るこれらの勧誘については、新金融商品取引法第二章の規定は、適用しない。
With regard to a deemed security set forth in the preceding paragraph for which the number of holders as of June 1, 2006 is 500 or more, the provisions of Articles 21-2, 21-3, 24 through 24-5, 25 and 26 of the New Securities and Exchange Act (including the case where these provisions apply mutatis mutandis pursuant to Article 27 of the New Securities and Exchange Act) (including penal provisions relating to these provisions) apply, deeming that it fell under Article 24, paragraph (1), item (iii) of the New Securities and Exchange Act on that date.
(Definitions)
The term "securities" as used in this Act means the following:
この法律において「有価証券」とは、次に掲げるものをいう。
Open this provision(Definitions)
The rights that must be indicated on securities set forth in items (i) through (xv) of the preceding paragraph, on securities set forth in item (xvii) of that paragraph…
前項第一号から第十五号までに掲げる有価証券、同項第十七号に掲げる有価証券（同項第十六号に掲げる有価証券の性質を有するものを除く。）及び同項第十八号に掲げる有価証券に表示されるべき権利（同項第十四号に掲げる有価証券及び同項第十七号に掲げる有価証券（同項第十四号に掲げる有価証券の性質を有するものに限る。）に表示されるべき…
Open this provisionTransitional Measures Concerning What Is Newly Treated as Deemed Securities
With regard to those solicitations relating to a deemed security (meaning a right set forth in Article 2, paragraph (2), item (iii) of the Securities and Exchange Act prior to the amendment by…
平成十六年十二月一日前に取得の申込みの勧誘又は売付けの申込み若しくは買付けの申込みの勧誘を開始したみなし有価証券（証券取引法等の一部を改正する法律（平成十八年法律第六十五号。以下この条において「平成十八年証券取引法改正法」という。）第三条の規定による改正前の証券取引法第二条第二項第三号に掲げる権利及び同項第五号に掲げ…
Open this provisionTransitional Measures Concerning What Is Newly Treated as Deemed Securities
With regard to a deemed security set forth in the preceding paragraph for which the number of holders as of June 1, 2006 is 500 or more, the provisions of Articles 21-2, 21-3, 24 through 24-5…
前項のみなし有価証券で、平成十八年六月一日における所有者の数が五百以上であるものは、同日に新証券取引法第二十四条第一項第三号に該当したものとみなして、新証券取引法第二十一条の二、第二十一条の三、第二十四条から第二十四条の五まで…
Open this provisionsecurities
「有価証券」
Securities as this Act defines them: the instruments listed in Article 2, paragraph (1), among them national government and local government bonds, corporate bonds, share certificates and share option certificates, preferred equity investment certificates, beneficiary certificates of investment trusts and other trusts, investment securities, certain promissory notes, mortgage securities, option certificates and depositary receipts, foreign instruments of the same nature, and other instruments a Cabinet Order (政令) specifies.
Defined inArticle 2, paragraph (1)· applies throughout the law
deemed securitiesmachine translation
「みなし有価証券」
In Article 2, paragraphs (1) and (2) of the supplementary provisions (附則) of Act No. 97 of 2004, the rights listed in Article 2, paragraph (2), item (iii) of this Act under its former title (証券取引法), as it stood before Article 3 of Act No. 65 of 2006 amended it, and the rights listed in item (v) of that paragraph that rest on contracts similar to investment limited partnership agreements (投資事業有限責任組合契約), where they count as securities under Article 2, paragraph (1) of this Act as Act No. 65 of 2006 amended it, or as rights deemed to be securities under paragraph (2) of that Article.
Defined inSupplementary Provisions, Article 2, paragraph (1)· applies only in this provision and in Supplementary Provisions, Article 2, paragraph (2)
2006 Securities and Exchange Act Amendment Actmachine translation
「平成十八年証券取引法改正法」
Short name, in Article 2 of the supplementary provisions (附則) of Act No. 97 of 2004, for the 2006 Act (Act No. 65 of 2006) that amended this Act, which then bore an earlier title, and other laws.
Short name set inSupplementary Provisions, Article 2, paragraph (1)· applies only in this article
New Financial Instruments and Exchange Actmachine translation
「新金融商品取引法」
In Article 2 of the supplementary provisions (附則) of Act No. 97 of 2004, this Act as amended by Article 3 of Act No. 65 of 2006.
Short name set inSupplementary Provisions, Article 2, paragraph (1)