Supplementary Provisions
附 則
This Act comes into effect on the date specified by Cabinet Order within a period not exceeding three months from the date of promulgation.
この法律は、公布の日から起算して三月をこえない範囲内において政令で定める日から施行する。
A securities dealer prescribed in Article 2, paragraph (9) of the Securities and Exchange Act before the amendment (hereinafter referred to as the "Former Act") (excluding one that is a stock company) is deemed to be a securities dealer under Article 31, paragraph (1), item (ix), (c) of the New Act for the purpose of applying the provisions of Article 31, paragraph (1), item (ix), (c) of the New Act. In this case, the term "director" in the provisions of Article 31, paragraph (1), item (ix), (c) of the New Act is deemed to be replaced with "managing partner".
改正前の証券取引法（以下「旧法」という。）第二条第九項に規定する証券業者（株式会社であるものを除く。）は、新法第三十一条第一項第九号ハの規定の適用については、同号ハの証券業者とみなす。この場合において、同号ハの規定中「取締役」とあるのは、「業務執行社員」とする。
A securities exchange that has been registered under the provisions of Article 81, paragraph (2) of the Former Act at the time this Act comes into effect is deemed to be a securities exchange established with the license of the Minister of Finance under the provisions of Article 81, paragraph (2) of the New Act.
この法律施行の際旧法第八十一条第二項の規定による登録がされている証券取引所は、新法第八十一条第二項の規定による大蔵大臣の免許を受けて設立された証券取引所とみなす。
Securities listed on a securities exchange pursuant to the provisions of Article 110 or Article 113 of the Former Act at the time this Act comes into effect are deemed, for one month from the day this Act comes into effect, to be securities listed with the approval of the Minister of Finance under the provisions of Article 110 of the New Act.
この法律施行の際旧法第百十条又は第百十三条の規定により証券取引所に上場されている有価証券は、この法律施行の日から一月を限り、新法第百十条の規定による大蔵大臣の承認を受けて上場されている有価証券とみなす。
With regard to securities for which a notification under the provisions of Article 4, paragraph (1) of the Former Act has taken effect at the time this Act comes into effect, and whose public offering or secondary distribution comes to be exempted from the application of the provisions of that paragraph on the basis of the proviso to Article 4, paragraph (1) of the New Act, the issuer of those securities is not required, after this Act comes into effect, to submit the report under the provisions of Article 24 of the New Act.
With regard to the application of penal provisions to acts committed before this Act comes into effect, the provisions then in force continue to govern.
この法律施行前にした行為に対する罰則の適用については、なお従前の例による。
securities
「有価証券」
Securities as this Act defines them: the instruments listed in Article 2, paragraph (1), among them national government and local government bonds, corporate bonds, share certificates and share option certificates, preferred equity investment certificates, beneficiary certificates of investment trusts and other trusts, investment securities, certain promissory notes, mortgage securities, option certificates and depositary receipts, foreign instruments of the same nature, and other instruments a Cabinet Order (政令) specifies.
Defined inArticle 2, paragraph (1)· applies throughout the law
issuer
「発行者」
A person who issues or intends to issue securities, or for securities a Cabinet Office Order (内閣府令) specifies, the person it specifies; for rights treated as securities under Article 2, paragraph (2), the person a Cabinet Office Order specifies for each kind of right is treated as issuing them, at the time it specifies.
Defined inArticle 2, paragraph (5)
the Former Actmachine translation
「旧法」
This Act as it stood before Act No. 142 of 1953 amended it.
Short name set inSupplementary Provisions, paragraph (3)
director
取締役
An officer of a stock company, elected by the shareholders meeting (Companies Act, Article 329, paragraph (1)). Every stock company has at least one (Article 326, paragraph (1)). Where there is no board of directors, the directors run the company's business unless the articles of incorporation say otherwise (Article 348, paragraph (1)), and each of them represents it unless the company has chosen representative directors (代表取締役) or others to do that (Article 349, paragraphs (1) and (3)). Where there is a board (取締役会, board of directors), the directors are its members, and the board decides the business and normally chooses the representative directors from among them (Article 362). The term normally runs to the annual shareholders meeting for the last business year ending within two years of election (Article 332, paragraph (1)).
Written by AI using Companies Act, Arts. 326, 329, 332, 348, 349, 362 as a reference.