Supplementary Provisions, Article 5
第五条
In each business year from the business year that includes the day of establishment of the fund through the business year of the fund that includes the day specified by Cabinet Order prescribed in Article 7, paragraph (1) of the Supplementary Provisions, the amount of burden charges prescribed in Article 79-64, paragraph (1) must not be less than the amount obtained by multiplying the amount that the fund specifies in its operational rules as the basis for calculating the burden charges to be paid by securities companies that are members (hereinafter referred to as the "calculation base amount") by the burden charge rate that the Prime Minister and the Minister of Finance specify in consideration of the estimated amount of costs required for services linked to funds for investor protection and the financial condition of the relevant securities company. In this case, the calculation base amount that the fund specifies must not be discriminatory against any specific securities company.
基金の成立の日を含む事業年度から附則第七条第一項に規定する政令で定める日の属する基金の事業年度までの各事業年度においては、第七十九条の六十四第一項に規定する負担金の額は、会員である証券会社の納付すべき負担金を算定する基礎として基金が業務規程で定める額(以下「算定基礎額」という。)に、投資者保護資金に係る業務に要する費用の予想額及び当該証券会社の財務の状況を勘案して内閣総理大臣及び財務大臣が定める負担金率を乗じて得た額を下回つてはならないものとする。この場合において、基金が定める算定基礎額は、特定の証券会社に対し差別的なものであつてはならない。
(Burden Charges)
A financial instruments business operator must pay burden charges to a fund to which it belongs pursuant to the provisions of the operational rules, so that these can be allocated to funds for…
金融商品取引業者は、投資者保護資金に充てるため、業務規程の定めるところにより、その所属する基金に対し、負担金を納付しなければならない。
Open this provisionIf, on the last day of the business year that includes the date specified by Cabinet Order as the date on which the fund ended the services listed in Article 79-49…
基金は、特例適用会社に係る第七十九条の四十九第一号から第四号まで及び第六号に掲げる業務を終了した日として政令で定める日の属する事業年度終了の日において、前条第三項の規定による政府の保証に係る借入金の残額があるときは、当該借入金に係る債務の弁済に関する経理については、他の経理と区分し…
Open this provisionfunds for investor protection
「投資者保護資金」
Money an investor protection fund (投資者保護基金) sets aside to meet the costs of the services listed in Article 79-49, paragraph (1).
Short name set inArticle 79-63, paragraph (1)
operational rules
「業務規程」
The rules a designated dispute resolution organization (指定紛争解決機関) sets for carrying out its dispute resolution services, etc. (紛争解決等業務).
Short name set inArticle 156-39, paragraph (1), item (vii)
calculation base amountmachine translation
「算定基礎額」
In the supplementary provisions (附則), the amount an investor protection fund (基金) sets in its operational rules (業務規程) as the basis for calculating the contributions (負担金) its member securities companies must pay, for its business years up to the one containing the date a Cabinet Order (政令) sets under Article 7, paragraph (1) of those provisions.
Short name set inSupplementary Provisions, Article 5, paragraph (1)
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.