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Supplementary Provisions, Article 5

第五条

In each business year from the business year that includes the day of establishment of the fund through the business year of the fund that includes the day specified by Cabinet Order prescribed in Article 7, paragraph (1) of the Supplementary Provisions, the amount of burden charges prescribed in Article 79-64, paragraph (1) must not be less than the amount obtained by multiplying the amount that the fund specifies in its operational rules as the basis for calculating the burden charges to be paid by securities companies that are members (hereinafter referred to as the "calculation base amount") by the burden charge rate that the Prime Minister and the Minister of Finance specify in consideration of the estimated amount of costs required for services linked to funds for investor protection and the financial condition of the relevant securities company. In this case, the calculation base amount that the fund specifies must not be discriminatory against any specific securities company.

基金の成立の日を含む事業年度から附則第七条第一項に規定する政令で定める日の属する基金の事業年度までの各事業年度においては、第七十九条の六十四第一項に規定する負担金の額は、会員である証券会社の納付すべき負担金を算定する基礎として基金が業務規程で定める額(以下「算定基礎額」という。)に、投資者保護資金に係る業務に要する費用の予想額及び当該証券会社の財務の状況を勘案して内閣総理大臣及び財務大臣が定める負担金率を乗じて得た額を下回つてはならないものとする。この場合において、基金が定める算定基礎額は、特定の証券会社に対し差別的なものであつてはならない。

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