Article 87-4-2Business Management of a Financial Instruments Exchange Group by a Financial Instruments Exchange
第八十七条の四の二(金融商品取引所による金融商品取引所グループの経営管理)
A financial instruments exchange (limited to one that has a company eligible to be a subsidiary company as its subsidiary company and that is not a subsidiary company of any other financial instruments exchange or financial instruments exchange holding company) must manage the business of the financial instruments exchange group to which it belongs.
金融商品取引所(子会社対象会社を子会社としているものであつて、他の金融商品取引所又は金融商品取引所持株会社の子会社でないものに限る。)は、当該金融商品取引所の属する金融商品取引所グループの経営管理を行わなければならない。
The term "business management" as used in the preceding paragraph means the following activities:
前項の「経営管理」とは、次に掲げるものをいう。
formulating the financial instruments exchange group's basic management policy or any other policy specified by Cabinet Office Order as being equivalent to the policy, and ensuring its proper implementation;
金融商品取引所グループの経営の基本方針その他これに準ずる方針として内閣府令で定めるものの策定及びその適正な実施の確保
making necessary coordination in the event of a conflict of interests among the companies (including financial instruments membership corporations) that belong to the financial instruments exchange group;
金融商品取引所グループに属する会社(金融商品会員制法人を含む。)相互の利益が相反する場合における必要な調整
developing systems specified by Cabinet Office Order as those necessary for ensuring that the execution of services of the financial instruments exchange group comply with laws and regulations; and
金融商品取引所グループの業務の執行が法令に適合することを確保するために必要なものとして内閣府令で定める体制の整備
beyond what is set forth in the preceding three items, activities specified by Cabinet Office Order as those that contribute to ensuring the confidence in the public nature and the sound and appropriate management of services of the financial instruments exchange group.
前三号に掲げるもののほか、金融商品取引所グループの業務の公共性に対する信頼及び健全かつ適切な運営の確保に資するものとして内閣府令で定めるもの
Read this with the articles around it
(Business Management of a Financial Instruments Exchange Group by a Financial Instruments Exchange)
A financial instruments exchange (limited to one that has a company eligible to be a subsidiary company as its subsidiary company and that is not a subsidiary company of any other financial…
金融商品取引所(子会社対象会社を子会社としているものであつて、他の金融商品取引所又は金融商品取引所持株会社の子会社でないものに限る。)は、当該金融商品取引所の属する金融商品取引所グループの経営管理を行わなければならない。
Open this provision(Business Management of a Financial Instruments Exchange Group by a Financial Instruments Exchange)
formulating the financial instruments exchange group's basic management policy or any other policy specified by Cabinet Office Order as being equivalent to the policy…
金融商品取引所グループの経営の基本方針その他これに準ずる方針として内閣府令で定めるものの策定及びその適正な実施の確保
Open this provision(Business Management of a Financial Instruments Exchange Group by a Financial Instruments Exchange)
making necessary coordination in the event of a conflict of interests among the companies (including financial instruments membership corporations) that belong to the financial instruments exchange…
金融商品取引所グループに属する会社(金融商品会員制法人を含む。)相互の利益が相反する場合における必要な調整
Open this provision(Business Management of a Financial Instruments Exchange Group by a Financial Instruments Exchange)
developing systems specified by Cabinet Office Order as those necessary for ensuring that the execution of services of the financial instruments exchange group comply with laws and regulations; and
金融商品取引所グループの業務の執行が法令に適合することを確保するために必要なものとして内閣府令で定める体制の整備
Open this provisionfinancial instruments membership corporation
「金融商品会員制法人」
A membership-based association established under Subsection 1 of Section 2 of Chapter V for the purpose of opening a financial instruments market (金融商品市場).
Defined inArticle 2, paragraph (15)· applies throughout the law
financial instruments exchange
「金融商品取引所」
A membership corporation (金融商品会員制法人) or stock company (株式会社) licensed by the Prime Minister under Article 80, paragraph (1) to open a financial instruments market (金融商品市場).
Defined inArticle 2, paragraph (16)· applies throughout the law
financial instruments exchange holding company
「金融商品取引所持株会社」
A stock company that has as its subsidiary company (子会社) a stock company opening a financial instruments exchange market (株式会社金融商品取引所), and that was incorporated with, or has received, the Prime Minister's authorization under Article 106-10, paragraph (1) or the proviso to paragraph (3) of that Article.
Defined inArticle 2, paragraph (18)· applies throughout the law
financial instruments exchange groupmachine translation
「金融商品取引所グループ」
In Article 87-2, paragraph (1) and Article 87-4-2, a financial instruments exchange together with its subsidiary companies (子会社, as defined in Article 87-3, paragraph (3)), taken as a group.
Defined inArticle 87-2, paragraph (1)· applies only in this paragraph and in Article 87-4-2
subsidiary company
「子会社」
A company in which a corporation holds a majority of the voting rights of all its shareholders, etc.; a company in which the corporation and its subsidiary companies, or those subsidiary companies alone, hold such a majority is treated as its subsidiary company too.
Defined inArticle 87-3, paragraph (3)
company eligible to be a subsidiary companymachine translation
「子会社対象会社」
A company that operates a financial instruments exchange market (取引所金融商品市場) and business incidental to it, or one of the companies the proviso to paragraph (1) of the same Article allows to be held as a subsidiary with the Prime Minister's authorization — the companies a financial instruments exchange or, in Article 106-24, a financial instruments exchange holding company may hold as subsidiary companies.
Defined inArticle 87-3, paragraph (6)· applies only in this article and in Article 87-4-2, paragraph (1)
business management
「経営管理」
In Article 87-4-2, setting the basic management policy of a financial instruments exchange group (金融商品取引所グループ), or a similar policy a Cabinet Office Order (内閣府令) specifies, and securing its proper implementation; making the necessary adjustments where the interests of group companies conflict; building the system a Cabinet Office Order specifies to keep the group's business within laws and regulations; and other matters a Cabinet Office Order specifies for public trust in, and sound operation of, the group's business.
Defined inArticle 87-4-2, paragraph (2)