The provisions of Article 77-2, paragraphs (1) through (3) and paragraphs (5) through (9) apply mutatis when a certified organization engages in mediation (limited to mediation involving covered operators). In this case, in paragraph (1) of that Article, the phrase "association member or financial instruments intermediary service provider" is deemed to be replaced with "covered operator as prescribed in Article 79-11, paragraph (1)" and the term "derivatives transactions, etc." is deemed to be replaced with "derivatives transactions, etc. (including transactions incidental to these and any other transactions specified by Cabinet Office Order)"; and in paragraph (5) of that Article, the phrase "association member or financial instruments intermediary service provider" is deemed to be replaced with "covered operator as prescribed in Article 79-11, paragraph (1)".
第七十七条の二第一項から第三項まで及び第五項から第九項までの規定は、認定団体があつせん（対象事業者に関するものに限る。）を行う場合について準用する。この場合において、同条第一項中「協会員又は金融商品仲介業者」とあるのは「第七十九条の十一第一項に規定する対象事業者」と、「デリバティブ取引等」とあるのは「デリバティブ取引等（これらの取引に付随する取引その他の内閣府令で定める取引を含む。）」と、同条第五項中「協会員又は金融商品仲介業者」とあるのは「第七十九条の十一第一項に規定する対象事業者」と読み替えるものとする。
Read this with the articles around it
(Mediation by Authorized Associations)
If there is a dispute about a purchase and sale or other transaction of securities or about a derivatives transaction, etc. conducted by an association member or a financial instruments intermediary…
協会員又は金融商品仲介業者の行う有価証券の売買その他の取引又はデリバティブ取引等につき争いがある場合においては、当事者は、その争いの解決を図るため、認可協会に申し立て、あつせんを求めることができる。
Open this provision(Mediation by Authorized Associations)
If an authorized association receives a filing under the preceding paragraph, it must appoint a mediator that has the relevant knowledge and experience and that has no special interest in the parties…
認可協会は、前項の規定による申立てを受けたときは、学識経験を有する者であつてその申立てに係る争い（以下この条において「事件」という。）の当事者と特別の利害関係のない者をあつせん委員として選任し、当該あつせん委員によるあつせんに付するものとする。
Open this provision(Mediation by Authorized Associations)
A mediator may hear the opinions of the parties and witnesses, request them to submit reports, and request the parties to submit books, documents, and any other articles that should serve as…
あつせん委員は、当事者若しくは参考人から意見を聴取し、若しくは報告書の提出を求め、又は当事者から参考となるべき帳簿書類その他の物件の提出を求め、適当と認めたときは、事件の解決に必要なあつせん案を作成し、その受諾を勧告することができる。
Open this provision(Mediation by Authorized Associations)
If an association member or a financial instruments intermediary service provider has had a request under the provisions of paragraph (3), it must not refuse this request without just cause.
協会員又は金融商品仲介業者は、第三項の規定による求めがあつたときは、正当な理由がないのに、これを拒んではならない。
Open this provision(Mediation by Authorized Associations)
An authorized association may collect from the parties all or part of the expenses incurred in relation to mediation.
認可協会は、あつせんに関し要した費用の全部又は一部を、当事者から徴収することができる。
Open this provision(Mediation by Authorized Associations)
It is prohibited for a mediator or former mediator to divulge or misappropriate any secret learned in the course of duty.
あつせん委員又はその職にあつた者は、その職務に関して知り得た秘密を漏らし、又は盗用してはならない。
Open this provision(Mediation by Authorized Associations)
It is prohibited for a mediator or former mediator to use information learned in the course of duty for a purpose other than the business use of the authorized association for which the information…
あつせん委員又はその職にあつた者は、その職務に関して知り得た情報を、認可協会の業務の用に供する目的以外に利用してはならない。
Open this provision(Mediation by Authorized Associations)
The provisions of paragraph (1) do not apply if an authorized association has obtained a designation under Article 156-39, paragraph (1) and the dispute referred to in paragraph (1) is in the…
第一項の規定は、認可協会が第百五十六条の三十九第一項の規定による指定を受けている場合において、第一項の争いが当該指定に係る紛争解決等業務の種別に係るときは、適用しない。
Open this provision(Covered Operators)
A certified investor protection organization (hereinafter referred to as a "certified organization" in this Section) must have the financial instruments business operators and financial instruments…
認定投資者保護団体（以下この節において「認定団体」という。）は、当該認定団体の構成員である金融商品取引業者若しくは金融商品仲介業者又は認定業務の対象となることについて同意を得た金融商品取引業者…
Open this provisionfinancial instruments intermediary service provider
「金融商品仲介業者」
A person registered by the Prime Minister under Article 66 to carry on financial instruments intermediary service (金融商品仲介業).
Defined inArticle 2, paragraph (12)· applies throughout the law
derivatives transactions, etc.machine translation
「デリバティブ取引等」
In Article 33, the acts its paragraph (3) lists: market derivatives transactions (市場デリバティブ取引) and the intermediation, brokerage or agency in them (or in entrusting them) listed in Article 2, paragraph (8), items (ii) and (iii); over-the-counter derivatives transactions, etc. (店頭デリバティブ取引等); and foreign market derivatives transactions (外国市場デリバティブ取引) together with the same acts in relation to them.
Short name set inArticle 33, paragraph (3)
covered business operators
「対象事業者」
In the section on certified investor protection organizations (認定投資者保護団体), the financial instruments business operators, financial instruments intermediary service providers and other persons a Cabinet Office Order (内閣府令) specifies that a certified organization's work covers.
Defined inArticle 79-11, paragraph (1)· applies only in this section
certified organization
「認定団体」
In Section 3 of Chapter IV, short for certified investor protection organization (認定投資者保護団体): a body the Prime Minister has certified under Article 79-7, paragraph (1) to carry on work such as resolving complaints about, and mediating disputes over, the financial instruments business of financial instruments business operators or financial instruments intermediary service providers.
Short name set inArticle 79-11, paragraph (1)· applies only in this section