If, on or after the day on which a notification under Article 4, paragraphs (1) through (3) is filed and before the day on which that notification comes into effect, a material particular that is required to be stated in a statement or other document under Article 5, paragraph (1) or paragraph (13) changes or any other circumstance arises that is specified by Cabinet Office Order as necessitating that the content of such documents be amended in the public interest or for the protection of investors, the person filing the notification (or, if it is after a company is incorporated through the issuance of the Securities for which the notification was filed, the company; the same applies hereinafter) must submit an amended statement to the Prime Minister. The same also applies in the absence of such a reason, if the person filing the notification finds there to be something in the statement or other document that necessitates an amendment.
第四条第一項から第三項までの規定による届出の日以後当該届出がその効力を生ずることとなる日前において、第五条第一項及び第十三項の規定による届出書類に記載すべき重要な事項の変更その他公益又は投資者保護のため当該書類の内容を訂正する必要があるものとして内閣府令で定める事情があるときは、届出者(会社の成立後は、その会社。以下同じ。)は、訂正届出書を内閣総理大臣に提出しなければならない。これらの事由がない場合において、届出者が当該届出書類のうちに訂正を必要とするものがあると認めたときも、同様とする。
The provisions of Article 5, paragraphs (6) through (9) apply mutatis mutandis to cases where a statement-filing foreign company submits an amendment of the foreign company statements under the provisions of the preceding paragraph.
第五条第六項から第九項までの規定は、届出書提出外国会社が前項の規定により外国会社届出書の訂正届出書を提出する場合について準用する。
The provisions of the Financial Instruments and Exchange Act and related regulations apply to cases where a company submitting a regulated securities registration statement (limited to cases where it submits a document stating particulars related to public offering, etc. and an annual securities report and documents attached thereto under the provisions of Article 5, paragraphs (10) and (11); the same applies in the following paragraph and paragraph (5)) submits an amendment report for the annual securities report pursuant to the provisions of paragraph (1) as applied mutatis mutandis pursuant to Article 24-2, paragraph (1) following the deemed replacement of terms, by deeming the amendment report to be the amendment report set forth in paragraph (1) for a document that has been deemed to be the statement set forth in Article 5, paragraph (1) pursuant to paragraph (12) of that Article, and deeming submission of the former to be submission of the latter.
The provisions of the Financial Instruments and Exchange Act and related regulations apply to cases where a company submitting a regulated securities registration statement submits, with regard to regulated securities associated with a document that has been deemed to be the statement set forth in Article 5, paragraph (1) pursuant to paragraph (12) of that Article (limited to those for which public offering or secondary distribution has already been being conducted continuously), a semiannual securities report (or an annual securities report, in cases where the specific period for the regulated securities does not exceed six months) (hereinafter referred to as a "semiannual securities report, etc." in this paragraph and the following paragraph), by deeming the semiannual securities report, etc. to be the amendment report set forth in paragraph (1) for the statement, and deeming submission of the former to be submission of the latter.
The provisions of paragraph (3) apply mutatis mutandis to cases where a company submitting a regulated securities registration statement (limited to one that has submitted the semiannual securities report, etc. set forth in the preceding paragraph) submits an amendment report for the semiannual securities report, etc. pursuant to the provisions of paragraph (1) as applied mutatis mutandis pursuant to Article 24-5, paragraph (5) (Article 24-2, paragraph (1) in cases where the semiannual securities report, etc. is an Annual securities report) following the deemed replacement of terms.
第三項の規定は、特定有価証券届出書提出会社(前項の半期報告書等を提出したものに限る。)が第二十四条の五第五項(当該半期報告書等が有価証券報告書である場合にあつては、第二十四条の二第一項)において読み替えて準用する第一項の規定により当該半期報告書等の訂正報告書を提出した場合について準用する。
Read this with the articles around it
(Mutatis Mutandis Application of Provisions on Amended Statements)
The provisions of Article 7, paragraph (1),Article 9, paragraph (1), and Article 10, paragraph (1) apply mutatis mutandis to an annual securities report and accompanying documents.
第七条第一項、第九条第一項及び第十条第一項の規定は、有価証券報告書及びその添付書類について準用する。この場合において、第七条第一項中「第四条第一項から第三項までの規定による届出の日以後当該届出がその効力を生ずることとなる日前において、第五条第一項及び第十三項の規定による届出書類」とあるのは「有価証券報告書及びその添付…
Open this provision(Submission of Semiannual Securities Reports and Extraordinary Reports)
The provisions of Article 7, paragraph (1), Article 9, paragraph (1), and Article 10, paragraph (1) apply mutatis mutandis to semiannual securities reports and extraordinary reports…
第七条第一項、第九条第一項及び第十条第一項の規定は半期報告書及び臨時報告書について、第二十二条の規定は半期報告書及び臨時報告書並びにこれらの訂正報告書のうちに重要な事項について虚偽の記載があり、又は記載すべき重要な事項若しくは誤解を生じさせないために必要な重要な事実の記載が欠けている場合について、それぞれ準用する。
Open this provision(Notification of Public Offering or Secondary Distribution)
It is not permitted for a person to conduct a public offering of securities (including specified procedures related to the issuance of securities during a corporate reorganization; the same applies…
有価証券の募集(特定組織再編成発行手続を含む。第十三条及び第十五条第二項から第六項までを除き、以下この章及び次章において同じ。)又は有価証券の売出し(次項に規定する適格機関投資家取得有価証券一般勧誘及び第三項に規定する特定投資家等取得有価証券一般勧誘に該当するものを除き、特定組織再編成交付手続を含む。以下この項におい…
Open this provision(Notification of Public Offering or Secondary Distribution)
It is not permitted for a person to issue a solicitation with a view to delivering existing securities (meaning a solicitation for selling, etc. or procedures related to the delivery of securities…
その有価証券発行勧誘等(取得勧誘及び組織再編成発行手続をいう。以下同じ。)又は有価証券交付勧誘等(売付け勧誘等及び組織再編成交付手続をいう。以下同じ。)が次に掲げる場合に該当するものであつた有価証券(第二号に掲げる場合にあつては第二条第三項第一号の規定により多数の者から除かれた適格機関投資家が取得した有価証券に限り、…
Open this provision(Notification of Public Offering or Secondary Distribution)
It is not permitted for a person to issue a solicitation with a view to delivering existing securities that involves securities falling under any of the following items…
次の各号のいずれかに該当する有価証券(第二十四条第一項各号のいずれかに該当するもの又は多数の特定投資家に所有される見込みが少ないと認められるものとして政令で定めるものを除く。以下「特定投資家向け有価証券」という。)の有価証券交付勧誘等で…
Open this provision(Submission of Securities Registration Statements)
If an issuer seeking to file a notification for a public offering or secondary distribution of securities under paragraphs (1) through (3) of the preceding Article…
前条第一項から第三項までの規定による有価証券の募集又は売出し(特定有価証券(その投資者の投資判断に重要な影響を及ぼす情報がその発行者が行う資産の運用その他これに類似する事業に関する情報である有価証券として政令で定めるものをいう。以下この項、第五項、第十項及び第十一項、第七条第四項、第二十四条並びに第二十四条の七第一項…
Open this provision(Submission of Securities Registration Statements)
With regard to a public offering or secondary distribution of regulated securities (limited to those specified by Cabinet Office Order by taking into consideration the status of their public offering…
特定有価証券(その募集又は売出しの状況を勘案して内閣府令で定めるものに限る。以下この条及び第七条第四項において同じ。)の募集又は売出しにつき、第一項の規定により届出書を提出しなければならない会社(以下この条及び第七条において「特定有価証券届出書提出会社」という。)は…
Open this provision(Submission of Securities Registration Statements)
A company submitting a regulated securities registration statement which is to submit a document stating particulars related to public offering, etc. pursuant to the preceding paragraph must submit…
前項の規定により募集事項等記載書面を提出する特定有価証券届出書提出会社は、当該募集事項等記載書面を、その提出の日の属する当該特定有価証券の特定期間(第二十四条第五項において読み替えて準用する同条第一項に規定する特定期間をいう。以下この項及び第七条第四項において同じ。)の直前の特定期間に係る有価証券報告書及びその添付書…
Open this provision(Submission of Securities Registration Statements)
The provisions of the Financial Instruments and Exchange Act and related regulations apply to cases where a company submitting a regulated securities registration statement submits a document stating…
前二項の規定により特定有価証券届出書提出会社が募集事項等記載書面並びに有価証券報告書及びその添付書類を提出した場合には、当該募集事項等記載書面及び有価証券報告書を第一項の届出書とみなし、これらの提出を同項の届出書を提出したものとみなして、金融商品取引法令の規定を適用する。
Open this provision(Submission of Securities Registration Statements)
The articles of incorporation or other documents that are specified by Cabinet Office Order as necessary and appropriate in the public interest or for the protection of investors must accompany the…
第一項の届出書には、定款その他の書類で公益又は投資者保護のため必要かつ適当なものとして内閣府令で定めるものを添付しなければならない。
Open this provision(Submission of Securities Registration Statements)
In the cases specified by Cabinet Office Order as cases where the public interest or protection of investors would not be impaired, a foreign company required to submit a statement under paragraph…
第一項の規定により届出書を提出しなければならない外国会社(以下「届出書提出外国会社」という。)は、公益又は投資者保護に欠けることがないものとして内閣府令で定める場合には、同項の届出書に代えて、内閣府令で定めるところにより、次に掲げる書類を提出することができる。
Open this provision(Submission of Securities Registration Statements)
When the documents set forth in item (ii) of the preceding paragraph are submitted, Japanese translations of the summary of the matters specified by Cabinet Office Order as those necessary and…
前項第二号に掲げる書類には、内閣府令で定めるところにより、当該書類に記載されている事項のうち公益又は投資者保護のため必要かつ適当なものとして内閣府令で定めるものの要約の日本語による翻訳文…
Open this provision(Submission of Securities Registration Statements)
The provisions of this Act or orders given based on this Act (hereinafter referred to as the "regulations related to Financial Instruments and Exchange Act" in this Chapter through Chapter II-4)…
前二項の規定により届出書提出外国会社が第六項各号に掲げる書類(以下この章において「外国会社届出書」という。)及びその補足書類を提出した場合には、当該外国会社届出書及びその補足書類を第一項の届出書とみなし、これらの提出を同項の届出書を提出したものとみなして…
Open this provision(Submission of Securities Registration Statements)
If the Prime Minister finds that a statement-filing foreign company which a submitted foreign company statement does not fall under a company that may a submit foreign company statement pursuant to…
内閣総理大臣は、外国会社届出書を提出した届出書提出外国会社が第六項の規定により外国会社届出書を提出することができる場合に該当しないと認めるときは、当該届出書提出外国会社に対し、その旨を通知しなければならない。
Open this provision(Voluntary Submission of Amended Statements)
If, on or after the day on which a notification under Article 4, paragraphs (1) through (3) is filed and before the day on which that notification comes into effect…
第四条第一項から第三項までの規定による届出の日以後当該届出がその効力を生ずることとなる日前において、第五条第一項及び第十三項の規定による届出書類に記載すべき重要な事項の変更その他公益又は投資者保護のため当該書類の内容を訂正する必要があるものとして内閣府令で定める事情があるときは…
Open this provision(Voluntary Submission of Amended Statements)
The provisions of the Financial Instruments and Exchange Act and related regulations apply to cases where a company submitting a regulated securities registration statement…
特定有価証券届出書提出会社(第五条第十項及び第十一項の規定により募集事項等記載書面並びに有価証券報告書及びその添付書類を提出したものに限る。次項及び第五項において同じ。)が、第二十四条の二第一項において読み替えて準用する第一項の規定により当該有価証券報告書の訂正報告書を提出した場合には…
Open this provision(Voluntary Submission of Amended Statements)
The provisions of the Financial Instruments and Exchange Act and related regulations apply to cases where a company submitting a regulated securities registration statement submits…
特定有価証券届出書提出会社が、第五条第十二項の規定によりみなされた同条第一項の届出書に係る特定有価証券(その募集又は売出しが現に継続して行われているものに限る。)につき、半期報告書(当該特定有価証券に係る特定期間が六月を超えない場合にあつては、有価証券報告書)(以下この項及び次項において「半期報告書等」という。)を提…
Open this provision(Voluntary Submission of Amended Statements)
The provisions of paragraph (3) apply mutatis mutandis to cases where a company submitting a regulated securities registration statement…
第三項の規定は、特定有価証券届出書提出会社(前項の半期報告書等を提出したものに限る。)が第二十四条の五第五項(当該半期報告書等が有価証券報告書である場合にあつては、第二十四条の二第一項)において読み替えて準用する第一項の規定により当該半期報告書等の訂正報告書を提出した場合について準用する。
Open this provisionregulated securitiesmachine translation
「特定有価証券」
Securities that a Cabinet Order (政令) specifies as ones for which the information that materially affects investors' decisions is information on the asset management or similar business their issuer carries on.
Defined inArticle 5, paragraph (1)· applies only in this paragraph and in Article 5, paragraphs (5), (10) and (11); Article 7, paragraph (4); Article 24; and Article 24-7, paragraph (1)
semiannual securities reportmachine translation
「半期報告書」
In Article 5, Article 7, paragraph (4) and Article 24, paragraph (2), a semiannual securities report under Article 24-5, paragraph (1): the report that every company required to submit annual securities reports (有価証券報告書) must submit to the Prime Minister for the first six months of each business year, stating the particulars the table in that paragraph sets.
Defined inArticle 5, paragraph (2), item (iii)· applies only in this article and in Article 7, paragraph (4); and Article 24, paragraph (2)
annual securities report
「有価証券報告書」
An annual securities report: the report that a company issuing securities listed on a financial instruments exchange, or otherwise falling under Article 24, paragraph (1), must submit to the Prime Minister for each business year, setting out its trade name, the state of its corporate group and its accounts, and other important matters about its business, within three months after the year ends for a domestic company.
Defined inArticle 5, paragraph (2), item (iii)· applies only in this article and in Article 7
statement-filing foreign company
「届出書提出外国会社」
A foreign company required to submit a securities registration statement (有価証券届出書) under Article 5, paragraph (1).
Short name set inArticle 5, paragraph (6)
foreign company statementmachine translation
「外国会社届出書」
The documents listed in Article 5, paragraph (6), including English-language documents disclosed abroad, that a statement-filing foreign company (届出書提出外国会社) may submit instead of a securities registration statement (有価証券届出書) where a Cabinet Office Order (内閣府令) allows, and which are then treated as that statement.
Short name set inArticle 5, paragraph (8)· applies only in this chapter
regulations related to Financial Instruments and Exchange Actmachine translation
「金融商品取引法令」
In Chapters II to II-4, this Act or the orders (命令) made under it.
Short name set inArticle 5, paragraph (8)· applies only in this chapter
document stating particulars related to public offering, etc.machine translation
「募集事項等記載書面」
In Article 5 and Article 7, paragraph (3), a document stating the particulars of the public offering or secondary distribution, which a company submitting a specified securities registration statement (特定有価証券届出書提出会社) may file instead of a new registration statement once its offering of specified securities has continued for a period a Cabinet Office Order (内閣府令) sets, provided the offering is still going on until just before the filing.
Short name set inArticle 5, paragraph (10)· applies only in this article and in Article 7, paragraph (3)
company submitting a regulated securities registration statementmachine translation
「特定有価証券届出書提出会社」
In Articles 5 and 7, a company that must file a securities registration statement (有価証券届出書) under Article 5, paragraph (1) for a public offering or secondary distribution of regulated securities (特定有価証券) of a kind a Cabinet Office Order (内閣府令) specifies having regard to how they are offered or distributed.
Short name set inArticle 5, paragraph (10)· applies only in this article and in Article 7
specified periodmachine translation
「特定期間」
In Article 5, paragraph (11) and Article 7, paragraph (4), the specified period of Article 24, paragraph (1) as applied with modified wording by paragraph (5) of that Article: the period a Cabinet Office Order (内閣府令) specifies for regulated securities (特定有価証券), which takes the place of the business year as the period their issuer reports on.
Defined inArticle 5, paragraph (11)· applies only in this paragraph and in Article 7, paragraph (4)
semiannual securities report, etc.
「半期報告書等」
In Article 7, paragraphs (4) and (5), a semiannual securities report (半期報告書) or, where the specified period of the specified securities is six months or less, an annual securities report (有価証券報告書).
Short name set inArticle 7, paragraph (4)· applies only in this paragraph and in Article 7, paragraph (5)
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.