A person seeking the registration referred to in the preceding Article must submit a written application for registration to the Prime Minister, in which it states the following particulars:
前条の登録を受けようとする者は、次に掲げる事項を記載した登録申請書を内閣総理大臣に提出しなければならない。
its trade name or name;
商号、名称又は氏名
particulars concerning its financial basis specified by Cabinet Office Order;
財産的基礎に係る事項として内閣府令で定めるもの
the name and location of its principal business office or office (or if it is a foreign corporation or an individual with a domicile in a foreign country, its principal business office or office and its principal business office or office in Japan);
主たる営業所又は事務所（外国法人又は外国に住所を有する個人にあつては、主たる営業所又は事務所及び国内における主たる営業所又は事務所）の名称及び所在地
the name and location of the business office or office at which the investment management-related services contracting business subject to the application for registration is conducted;
登録申請の対象となる投資運用関係業務受託業を行う営業所又は事務所の名称及び所在地
the type of business (meaning the type of business set forth in the items of Article 2, paragraph (43));
業務の種別（第二条第四十三項各号に掲げる業務の種別をいう。）
if the person engages in other business, the business type;
他に事業を行つているときは、その事業の種類
other particulars specified by Cabinet Office Order.
その他内閣府令で定める事項
The following documents must accompany the written application for registration referred to in the preceding paragraph:
前項の登録申請書には、次に掲げる書類を添付しなければならない。
a document pledging that the person does not fall under any of the items of Article 66-74 (excluding items (ii) through (v), item (vii), (c) and item (viii), (c));
第六十六条の七十四各号（第二号から第五号まで、第七号ハ及び第八号ハを除く。）のいずれにも該当しないことを誓約する書面
a document in which the content and method of the investment management-related services contracting business specified by Cabinet Office Order are stated;
投資運用関係業務受託業の業務の内容及び方法として内閣府令で定めるものを記載した書類
if it is a corporation, the articles of incorporation and the corporation's certificate of registered information (including anything equivalent to these); and
法人である場合においては、定款及び法人の登記事項証明書（これらに準ずるものを含む。）
other documents specified by Cabinet Office Order.
その他内閣府令で定める書類
As concerns the documents set forth in item (iii) of the preceding paragraph accompanying a written application for registration, if the articles of incorporation have been prepared as electronic or magnetic records, such electronic or magnetic records (limited to those specified by Cabinet Office Order) may accompany the written application in lieu of paper documents.
Read this with the articles around it
(Definitions)
The term "investment management-related services" as used in this Act means the following services performed in relation to investment management business…
この法律において「投資運用関係業務」とは、投資運用業等（投資運用業（第二十八条第四項に規定する投資運用業をいう。）、適格機関投資家等特例業務（第六十三条第二項に規定する適格機関投資家等特例業務をいい、同条第一項第二号に掲げる行為を行うものに限る。）又は海外投資家等特例業務（第六十三条の八第一項に規定する海外投資家等特…
Open this provisionRegistration
A person that conducts investment management-related services contracting business may be registered by the Prime Minister.
投資運用関係業務受託業を行う者は、内閣総理大臣の登録を受けることができる。
Open this provisionApplication for Registration
A person seeking the registration referred to in the preceding Article must submit a written application for registration to the Prime Minister, in which it states the following particulars:
前条の登録を受けようとする者は、次に掲げる事項を記載した登録申請書を内閣総理大臣に提出しなければならない。
Open this provisionApplication for Registration
if it is a corporation, the articles of incorporation and the corporation's certificate of registered information (including anything equivalent to these); and
法人である場合においては、定款及び法人の登記事項証明書（これらに準ずるものを含む。）
Open this provisionRefusal of Registration
The Prime Minister must refuse to effect a registration if the applicant for registration falls under any of the following items, or if the written application for registration or a document or…
内閣総理大臣は、登録申請者が次の各号のいずれかに該当するとき、又は登録申請書若しくはこれに添付すべき書類若しくは電磁的記録のうちに虚偽の記載若しくは記録があり、若しくは重要な事実の記載若しくは記録が欠けているときは、その登録を拒否しなければならない。
Open this provisionRefusal of Registration
a person that performs another business which is found to be contrary to the public interest;
他に行う事業が公益に反すると認められる者
Open this provisionRefusal of Registration
a person falling under any of the following:
次のいずれかに該当する者
Open this provisionRefusal of Registration
a person found not to have in place the necessary system for performing the investment management-related services contracting business that it seeks to conduct in an appropriate manner;
その行おうとする投資運用関係業務受託業を適確に遂行するための必要な体制が整備されていると認められない者
Open this provisionRefusal of Registration
a person that does not have a financial basis;
財産的基礎を有しない者
Open this provisionRefusal of Registration
if the person is a corporation, a person that falls under any of the following persons:
法人である場合においては、次のいずれかに該当する者
Open this provisionRefusal of Registration
if the person is an individual, a person that falls under any of the following persons:
個人である場合においては、次のいずれかに該当する者
Open this provisioninvestment management-related services contracting businessmachine translation
「投資運用関係業務受託業」
Carrying on as a business, on entrustment by a person allowed by this Act to carry on investment management business, etc. (投資運用業等), any of the investment management-related services (投資運用関係業務) in Article 2, paragraph (43) for that person.
Defined inArticle 2, paragraph (44)· applies throughout the law
electronic or magnetic recordmachine translation
「電磁的記録」
A record made in electronic, magnetic or any other form people cannot perceive directly, for use in computer processing.
Defined inArticle 13, paragraph (5)
officer
「役員」
A director, accounting advisor, company auditor or executive officer, or a person equivalent to one, in this Act other than Articles 163 to 167.
Defined inArticle 21, paragraph (1), item (i)· applies from here on, except in Articles 163 to 167
articles of incorporation
定款
A company's own basic rules, written by its founders when it is formed: at least its purpose, its trade name, where its head office is, the value of the property contributed at incorporation and who the founders are (Companies Act, Article 27). A stock company's must be certified by a notary before it takes effect (Article 30, paragraph (1)), and can later be changed by a resolution of the shareholders meeting (Article 466). Many rules in the Act apply "unless the articles of incorporation provide otherwise", so a company's articles decide a great deal of how the Act applies to it.
Written by AI using Companies Act, Arts. 26, 27, 30, 466, 575 as a reference.
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.