If the applicant for registration falls under any of the following items, or if a written application for registration or an accompanying document, or electronic or magnetic record includes a false statement or record or lacks a statement or record of a material fact, the Prime Minister must refuse that registration:
内閣総理大臣は、登録申請者が次の各号のいずれかに該当するとき、又は登録申請書若しくはこれに添付すべき書類若しくは電磁的記録のうちに虚偽の記載若しくは記録があり、若しくは重要な事実の記載若しくは記録が欠けているときは、その登録を拒否しなければならない。
a person that falls under any of Article 29-4, paragraph (1), item (i), (a) through (c);
第二十九条の四第一項第一号イからハまでのいずれかに該当する者
a person that conducts another business which is found to be contrary to the public interest;
他に行う事業が公益に反すると認められる者
a person that does not have a personnel structure sufficient to perform the services related to high-speed trading in an appropriate manner;
高速取引行為に係る業務を適確に遂行するに足りる人的構成を有しない者
a person that is found not to have in place the necessary system for performing services related to high-speed trading in an appropriate manner;
高速取引行為に係る業務を適確に遂行するための必要な体制が整備されていると認められない者
if the applicant is a corporation, a person that falls under any of the following:
法人である場合においては、次のいずれかに該当する者
a person specified by Cabinet Office Order as being unable to properly perform services related to high-speed trading due to a mental or physical disorder;
心身の故障により高速取引行為に係る業務を適正に行うことができない者として内閣府令で定める者
a person falling under any of Article 29-4, paragraph (1), item (ii), (b) through (i);
第二十九条の四第一項第二号ロからリまでのいずれかに該当する者
a person whose stated capital or total amount of contributions are less than the amount of money that is specified by Cabinet Order as necessary and appropriate in the public interest or for the protection of investors;
資本金の額又は出資の総額が、公益又は投資者保護のため必要かつ適当なものとして政令で定める金額に満たない者
a foreign corporation that has not designated a domestic representative or a domestic agent; or
外国法人であつて国内における代表者又は国内における代理人を定めていない者
a foreign corporation that has not been given the assurance referred to in Article 189, paragraph (2), item (i) by the foreign regulatory authority for financial instruments prescribed in paragraph (1) of that Article in a foreign country where its principal business office or office or its business office or office for services related to high-speed trading is located;
外国法人であつてその主たる営業所若しくは事務所又は高速取引行為に係る業務を行う営業所若しくは事務所の所在するいずれかの外国の第百八十九条第一項に規定する外国金融商品取引規制当局の同条第二項第一号の保証がない者
if the applicant is an individual, a person that falls under any of the following persons:
個人である場合においては、次のいずれかに該当する者
a person that falls under any of Article 29-4, paragraph (1), item (ii), (b) through (h), or (i) (excluding the part that involves the provisions of Acts prescribed in item (i), (c) of that paragraph) or (a), 1. of the preceding item;
第二十九条の四第一項第二号ロからチまで若しくはリ（同項第一号ハに規定する法律の規定に係る部分を除く。）又は前号イ（１）のいずれかに該当する者
an individual domiciled in a foreign country that has not designated a domestic agent; or
外国に住所を有する個人であつて国内における代理人を定めていない者
an individual domiciled in a foreign country that has not been given the assurance referred to in Article 189, paragraph (2), item (i) by the foreign regulatory authority for financial instruments defined in paragraph (1) of that Article in a foreign country where the individual's principal business office or office or the individual's business office or office for conducting services related to high-speed trading is located;
外国に住所を有する個人であつてその主たる営業所若しくは事務所又は高速取引行為に係る業務を行う営業所若しくは事務所の所在するいずれかの外国の第百八十九条第一項に規定する外国金融商品取引規制当局の同条第二項第一号の保証がない者
a person whose net assets (meaning the figure arrived at when the total amount of liabilities is deducted from the total amount of assets pursuant to the provisions of Cabinet Office Order) are less than the amount of money that is specified by Cabinet Order as necessary and appropriate in the public interest or for the protection of investors.
純財産額（内閣府令で定めるところにより、資産の合計金額から負債の合計金額を控除して算出した額をいう。）が、公益又は投資者保護のため必要かつ適当なものとして政令で定める金額に満たない者
Read this with the articles around it
(Providing Investigatory Cooperation to a Foreign Regulatory Authority for Financial Instruments)
If the Prime Minister receives a request for cooperation from the foreign authority that is responsible for the enforcement of a foreign law or regulation that is equivalent to this Act…
内閣総理大臣は、この法律に相当する外国の法令を執行する当局（以下この条において「外国金融商品取引規制当局」という。）から、その所掌に属する当該この法律に相当する外国の法令を執行するために行う行政上の調査に関し、協力の要請があつた場合において、当該要請に応ずることが相当と認めるときは…
Open this provision(Providing Investigatory Cooperation to a Foreign Regulatory Authority for Financial Instruments)
the foreign regulatory authority for financial instruments has not given its assurance that the authority will accommodate similar requests from Japan;
我が国が行う同種の要請に応ずる旨の当該外国金融商品取引規制当局の保証がないとき。
Open this provision(Refusal of Registration)
a person falling under any of the following:
次のいずれかに該当する者
Open this provision(Refusal of Registration)
if the person is a corporation, a person that has an officer, or an employee specified by Cabinet Order, who falls under any of the following:
法人である場合においては、役員又は政令で定める使用人のうちに次のいずれかに該当する者のある者
Open this provision(Refusal of Registration)
if the applicant is a corporation, a person that falls under any of the following:
法人である場合においては、次のいずれかに該当する者
Open this provisionhigh-speed trading
「高速取引行為」
Buying and selling securities or conducting market derivatives transactions, entrusting either to another, or a similar act a Cabinet Order (政令) specifies, where the decision to do it is made automatically by an electronic data processing system and the information needed to carry it out is sent to a financial instruments exchange or other recipient a Cabinet Office Order (内閣府令) specifies by a method that Order sets for shortening the time sending it would normally take, other than acts a Cabinet Order exempts as posing no risk to the protection of investors.
Defined inArticle 2, paragraph (41)· applies throughout the law
electronic or magnetic recordmachine translation
「電磁的記録」
A record made in electronic, magnetic or any other form people cannot perceive directly, for use in computer processing.
Defined inArticle 13, paragraph (5)
officer
「役員」
A director, accounting advisor, company auditor or executive officer, or a person equivalent to one, in this Act other than Articles 163 to 167.
Defined inArticle 21, paragraph (1), item (i)· applies from here on, except in Articles 163 to 167
foreign regulatory authority for financial instruments
「外国金融商品取引規制当局」
In Article 189, an authority of a foreign state that enforces that state's laws corresponding to this Act.
Short name set inArticle 189, paragraph (1)· applies only in this article
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.