The term "specially permitted services for foreign investors, etc." as used in this Section means performing any of the following acts on a regular basis:
この節において「海外投資家等特例業務」とは、次に掲げる行為のいずれかを業として行うことをいう。
the act set forth in Article 2, paragraph (8), item (xv), of investing money (including anything specified by Cabinet Order as being similar to money; the same applies in this item and paragraph (9) of the following Article) that has been invested or contributed by a foreign investor, etc. that holds the right set forth in Article 2, paragraph (2), item (v) or (vi) (limited to right in the same business subject to investment (meaning a business subject to investment provided for in item (v) of that Article) in which foreign investors, etc. are the only holders of those rights (limited to foreign investors, etc. that do not fall under any of the following cases)) (limited to cases in which the invested or contributed money is money that has been mainly invested or contributed by non-residents (meaning the non-residents prescribed in Article 6, paragraph (1), item (vi) of the Foreign Exchange and Foreign Trade Act; the same applies in paragraph (9) of the following Article), and excluding the acts specified by Cabinet Order as being likely to compromise the protection of investors):
第二条第二項第五号又は第六号に掲げる権利(同一の出資対象事業(同項第五号に規定する出資対象事業をいう。)に係る当該権利を有する者が海外投資家等(次のいずれにも該当しないものに限る。)のみであるものに限る。)を有する海外投資家等から出資され、又は拠出された金銭(これに類するものとして政令で定めるものを含む。以下この号及び次条第九項において同じ。)の運用を行う第二条第八項第十五号に掲げる行為(その出資又は拠出を受けた金銭が主として非居住者(外国為替及び外国貿易法第六条第一項第六号に規定する非居住者をいう。次条第九項において同じ。)から出資又は拠出を受けた金銭であるものに限り、投資者の保護に支障を生ずるおそれがあるものとして内閣府令で定めるものを除く。)
a special purpose company (meaning a special purpose company as defined in Article 2, paragraph (3) of the Act on Securitization of Assets) that issues asset backed securities (meaning asset backed securities as defined in paragraph (11) of that Article) which have been acquired by persons other than foreign investors, etc.;
その発行する資産対応証券(資産の流動化に関する法律第二条第十一項に規定する資産対応証券をいう。)を海外投資家等以外の者が取得している特定目的会社(同条第三項に規定する特定目的会社をいう。)
the business operator or a person seeking to become a business operator in a silent partnership agreement (meaning a silent partnership agreement prescribed in Article 535 of the Commercial Code) that concerns the rights set forth in Article 2, paragraph (2), item (v) or (vi) and that has a person other than a foreign investor, etc. as a silent partner; and
a person that is specified by Cabinet Office Order as being equivalent to a person set forth in (a) or (b); and
イ又はロに掲げる者に準ずる者として内閣府令で定める者
the public offering or private placement related to rights set forth in Article 2, paragraph (2), item (v) or (vi) made to foreign investors, etc. that do not fall under any of (a) through (c) of the preceding item in connection with the person's act set forth in that item (limited to public offering or private placement specified by Cabinet Order as having little likelihood of persons that are not foreign investors, etc. acquire the relevant rights and excluding those specified by Cabinet Office Order as being likely to compromise the protection of investors).
The term "foreign investor, etc." as used in the preceding paragraph means one of the following persons:
前項の「海外投資家等」とは、次に掲げる者をいう。
a foreign corporation or an individual that has an address in a foreign country that satisfies the requirements specified by Cabinet Office Order in light of their knowledge and experience and the state of their assets;
外国法人又は外国に住所を有する個人であつて、その知識、経験及び財産の状況を勘案して内閣府令で定める要件に該当するもの
a qualified institutional investor (including persons specified by Cabinet Office Order as being equivalent to them, and excluding the persons set forth in the preceding item); and
in addition to the persons set forth in the preceding two items, a person specified by Cabinet Order as being closely related to the person that performs each of the acts set forth in the items of the preceding paragraph.
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(Definitions)
among the rights based on a partnership contract provided for in Article 667, paragraph (1) of the Civil Code (Act No. 89 of 1896), a silent partnership agreement provided for in Article 535 of the…
民法(明治二十九年法律第八十九号)第六百六十七条第一項に規定する組合契約、商法(明治三十二年法律第四十八号)第五百三十五条に規定する匿名組合契約、投資事業有限責任組合契約に関する法律(平成十年法律第九十号)第三条第一項に規定する投資事業有限責任組合契約又は有限責任事業組合契約に関する法律(平成十七年法律第四十号)第三…
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rights based on foreign laws and regulations which are similar to those specified in the preceding item; or
外国の法令に基づく権利であつて、前号に掲げる権利に類するもの
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the management (excluding management that falls under the category of act set forth in item (xii) or the preceding item) of money or other property invested or contributed by a person that holds the…
金融商品の価値等の分析に基づく投資判断に基づいて主として有価証券又はデリバティブ取引に係る権利に対する投資として、次に掲げる権利その他政令で定める権利を有する者から出資又は拠出を受けた金銭その他の財産の運用を行うこと(第十二号及び前号に掲げる行為に該当するものを除く。)。
Open this provision(Specially Permitted Services for Foreign Investors)
The term "specially permitted services for foreign investors, etc." as used in this Section means performing any of the following acts on a regular basis:
この節において「海外投資家等特例業務」とは、次に掲げる行為のいずれかを業として行うことをいう。
Open this provision(Specially Permitted Services for Foreign Investors)
the act set forth in Article 2, paragraph (8), item (xv), of investing money (including anything specified by Cabinet Order as being similar to money; the same applies in this item and paragraph (9)…
第二条第二項第五号又は第六号に掲げる権利(同一の出資対象事業(同項第五号に規定する出資対象事業をいう。)に係る当該権利を有する者が海外投資家等(次のいずれにも該当しないものに限る。)のみであるものに限る。)を有する海外投資家等から出資され…
Open this provision(Specially Permitted Services for Foreign Investors)
a foreign corporation or an individual that has an address in a foreign country that satisfies the requirements specified by Cabinet Office Order in light of their knowledge and experience and the…
外国法人又は外国に住所を有する個人であつて、その知識、経験及び財産の状況を勘案して内閣府令で定める要件に該当するもの
Open this provision(Specially Permitted Services for Foreign Investors)
a qualified institutional investor (including persons specified by Cabinet Office Order as being equivalent to them, and excluding the persons set forth in the preceding item); and
適格機関投資家(これに準ずる者として内閣府令で定める者を含み、前号に掲げる者を除く。)
Open this provision(Notification of Specially Permitted Services for Foreign Investors)
If the right set forth in Article 2, paragraph (2), item (v) or (vi) connected with an act set forth in paragraph (1), item (i) of the preceding Article which a notifier of specially permitted…
内閣総理大臣は、海外投資家等特例業務届出者が海外投資家等特例業務として開始した前条第一項第一号に掲げる行為に係る第二条第二項第五号若しくは第六号に掲げる権利が前条第一項第一号に規定する権利に該当しなくなつたとき、又は当該権利を有する海外投資家等(同条第二項に規定する海外投資家等をいう。)から出資され…
Open this provisionbusiness subject to investment
「出資対象事業」
In Article 2, paragraph (2), item (v), the business carried on with the money (or similar things a Cabinet Order (政令) specifies) that the holders of rights such as partnership interests contribute, from whose profits or property they receive dividends or distributions.
Short name set inArticle 2, paragraph (2), item (v)· applies only in this item
qualified institutional investormachine translation
「適格機関投資家」
A person specified by Cabinet Office Order (内閣府令) as having expert knowledge of and experience with investment in securities.
Defined inArticle 2, paragraph (3), item (i)
specially permitted services for foreign investors, etc.
「海外投資家等特例業務」
Carrying on as a business either of these: managing money contributed by foreign investors, etc. (海外投資家等) who are the only holders of partnership-type rights (Article 2, paragraph (2), items (v) and (vi)) in an investment business — leaving out special purpose companies, silent partnership operators and similar persons with other investors — where that money comes mainly from non-residents; or, in connection with that management, offering or privately placing such rights to those foreign investors, etc. in ways a Cabinet Order (政令) specifies as unlikely to let anyone else acquire them.
Defined inArticle 63-8, paragraph (1)· applies only in this section
non-residentmachine translation
「非居住者」
In Article 63-8, paragraph (1), item (i) and Article 63-9, paragraph (9), a non-resident as defined in Article 6, paragraph (1), item (vi) of the Foreign Exchange and Foreign Trade Act: an individual or corporation other than a resident (居住者), residents being individuals with a domicile or residence in Japan and corporations with their principal office in Japan, and a non-resident's branch or other office in Japan also counting as a resident.
Defined inArticle 63-8, paragraph (1), item (i)· applies only in this provision and in Article 63-9, paragraph (9)
foreign investor, etc.
「海外投資家等」
In Article 63-8, paragraph (1), any of these: a foreign corporation, or an individual domiciled abroad, that meets requirements a Cabinet Office Order (内閣府令) sets in view of its knowledge, experience and assets; a qualified institutional investor (or a person that Order treats as equivalent); or another person a Cabinet Order (政令) specifies as closely related to the person carrying on the acts in that paragraph.
Defined inArticle 63-8, paragraph (2)