Notwithstanding the provisions of Article 29 and the preceding Article, with the permission of the Prime Minister, a foreign securities services provider may participate in a wholesale underwriting contract (meaning a wholesale underwriting contract as prescribed in Article 21, paragraph (4); hereinafter the same applies in paragraph (1), item (vi), (f) of the following Article) and perform other acts specified by Cabinet Order in Japan, as a part of the underwriting of securities that it carries out (hereinafter referred to as the "underwriting activities" in this Section).
The Prime Minister may attach conditions to the permission referred to in the preceding paragraph.
内閣総理大臣は、前項の許可に条件を付することができる。
The conditions referred to in the preceding paragraph must constitute the minimum level of conditions that are necessary for the public interest and the protection of investors.
前項の条件は、公益又は投資者保護のため必要な最小限度のものでなければならない。
If the Prime Minister decides to attach conditions pursuant to the provisions of paragraph (2), the Prime Minister must notify the applicant for permission of this in writing.
内閣総理大臣は、第二項の規定により条件を付することとしたときは、書面により、その旨を許可申請者に通知しなければならない。
Read this with the articles around it
(Compensatory Liability of the Officers of a Company Submitting a Statement That Contains a False Statement)
The term "wholesale underwriting contract" as used in paragraph (1), item (iv) means one of the following contracts concluded on the occasion of a public offering or secondary distribution of…
第一項第四号において「元引受契約」とは、有価証券の募集又は売出しに際して締結する次の各号のいずれかの契約をいう。
Open this provision(Registration)
A person may not engage in financial instruments business if that person has not been registered by the Prime Minister.
金融商品取引業は、内閣総理大臣の登録を受けた者でなければ、行うことができない。
Open this provision(Services in Which a Foreign Securities Services Provider May Engage)
A foreign securities services provider must not perform any act set forth in the items of Article 28, paragraph (8) with a person in Japan as the counterparty; provided, however…
外国証券業者は、国内にある者を相手方として第二十八条第八項各号に掲げる行為を行つてはならない。ただし、金融商品取引業者のうち、有価証券関連業を行う者を相手方とする場合（当該外国証券業者がその店頭デリバティブ取引等の業務の用に供する電子情報処理組織を使用して特定店頭デリバティブ取引又はその媒介、取次ぎ（有価証券等清算取…
Open this provision(Application for Permission for Some Underwriting Activities)
the following particulars, as scheduled, of the securities that are connected with the activities to which the application pertains:
当該申請に係る行為に係る有価証券に関し予定されている次に掲げる事項
Open this provision(Permission for Some Underwriting Activities)
Notwithstanding the provisions of Article 29 and the preceding Article, with the permission of the Prime Minister, a foreign securities services provider may participate in a wholesale underwriting…
外国証券業者は、第二十九条及び前条の規定にかかわらず、内閣総理大臣の許可を受けて、その行う有価証券の引受けの業務のうち、元引受契約（第二十一条第四項に規定する元引受契約をいう。次条第一項第六号ヘにおいて同じ。）への参加その他の行為で政令で定めるものを国内において行うこと（以下この節において「引受業務」という。）ができ…
Open this provision(Permission for Some Underwriting Activities)
The Prime Minister may attach conditions to the permission referred to in the preceding paragraph.
内閣総理大臣は、前項の許可に条件を付することができる。
Open this provisionsecurities
「有価証券」
Securities as this Act defines them: the instruments listed in Article 2, paragraph (1), among them national government and local government bonds, corporate bonds, share certificates and share option certificates, preferred equity investment certificates, beneficiary certificates of investment trusts and other trusts, investment securities, certain promissory notes, mortgage securities, option certificates and depositary receipts, foreign instruments of the same nature, and other instruments a Cabinet Order (政令) specifies.
Defined inArticle 2, paragraph (1)· applies throughout the law
foreign securities services provider
「外国証券業者」
A foreign securities firm as defined in Article 58 of the Financial Instruments and Exchange Act: a person, other than a financial instruments business operator, a bank, a cooperative financial institution or another financial institution a Cabinet Order (政令) specifies, that carries on securities-related business abroad under foreign laws.
Defined inArticle 58, paragraph (1)· applies only in this section
wholesale underwriting contract
「元引受契約」
A contract made on a public offering or secondary distribution of securities under which a party acquires all or part of the securities from the issuer or holder (other than a financial instruments business operator or registered financial institution) in order to have others acquire them, undertakes to acquire whatever is left unacquired, or, for share option certificates (新株予約権証券), undertakes to acquire the certificates whose options acquirers do not exercise and exercise those options itself or through a third party.
Defined inArticle 59, paragraph (1)· applies only in this provision and in Article 59-2, paragraph (1), item (vi), (f)
underwriting activities
「引受業務」
In the section on foreign securities firms, the part of a foreign securities firm's (外国証券業者) underwriting business that it may carry on in Japan with the Prime Minister's permission: taking part in an underwriting contract (元引受契約) and other acts a Cabinet Order (政令) specifies.
Short name set inArticle 59, paragraph (1)· applies only in this section
Prime Minister
内閣総理大臣
The head of the Cabinet. Designated by the Diet from among its own members, and appointed by the Emperor on that designation (Articles 67 and 6). The Prime Minister appoints and may dismiss the other Ministers of State at will, and a majority of them must be members of the Diet (Article 68). No Minister of State can be subjected to legal action while in office without the Prime Minister's consent (Article 75).
Written by AI using Constitution, Arts. 6, 67, 68, 75 and Wikipedia: Prime Minister of Japan as a reference.