When a financial instruments business operator, etc. provides an electronic offering service or electronic public offering service with regard to securities set forth in the items of Article 3 or securities not listed on a financial instruments exchange (excluding those specified by Cabinet Order as prescribed in Article 29-2, paragraph (1), item (vi)), it must, pursuant to the provisions of Cabinet Office Order, make the particulars, among the information that must be provided pursuant to Article 37-3, paragraph (1), that are specified by Cabinet Office Order as having a material influence on decisions by the other party to the electronic offering service or electronic public offering service available for inspection by the other party, by means of using an electronic data processing system or by any other means using information and communications technology that Cabinet Office Order specifies, throughout the period in which it provides an electronic offering service or electronic public offering service with regard to such securities.
金融商品取引業者等は、第三条各号に掲げる有価証券又は金融商品取引所に上場されていない有価証券(第二十九条の二第一項第六号に規定する政令で定めるものを除く。)について電子募集業務又は電子募集取扱業務を行うときは、内閣府令で定めるところにより、第三十七条の三第一項の規定により提供しなければならない情報のうち電子募集業務又は電子募集取扱業務の相手方の判断に重要な影響を与えるものとして内閣府令で定める事項について、電子情報処理組織を使用する方法その他の情報通信の技術を利用する方法であつて内閣府令で定めるものにより、これらの有価証券について電子募集業務又は電子募集取扱業務を行う期間中、当該相手方が閲覧することができる状態に置かなければならない。
Read this with the articles around it
(Application for Registration)
if the person provides an electronic offering service (meaning performing the act set forth in Article 2, paragraph (8), item (vii) or (viii) (excluding those specified by Cabinet Order) on a regular…
第三条各号に掲げる有価証券又は金融商品取引所に上場されていない有価証券(政令で定めるものを除く。)について、電子募集業務(電子情報処理組織を使用する方法その他の情報通信の技術を利用する方法であつて内閣府令で定めるものにより第二条第八項第七号又は第八号に掲げる行為(政令で定めるものを除く。)を業として行うことをいう。以…
Open this provision(Exempted Securities)
The provisions of this Chapter do not apply to the following securities:
この章の規定は、次に掲げる有価証券については、適用しない。
Open this provisionProvision of Information, etc. Prior to Conclusion of a Contract
If a financial instruments business operator, etc. seeks to conclude a financial instruments transaction contract, it must provide the customer in advance…
金融商品取引業者等は、金融商品取引契約を締結しようとするときは、内閣府令で定めるところにより、あらかじめ、顧客に対し、次に掲げる事項に係る情報を提供しなければならない。ただし、投資者の保護に支障を生ずることがない場合として内閣府令で定める場合は、この限りでない。
Open this provisionsecurities
「有価証券」
Securities as this Act defines them: the instruments listed in Article 2, paragraph (1), among them national government and local government bonds, corporate bonds, share certificates and share option certificates, preferred equity investment certificates, beneficiary certificates of investment trusts and other trusts, investment securities, certain promissory notes, mortgage securities, option certificates and depositary receipts, foreign instruments of the same nature, and other instruments a Cabinet Order (政令) specifies.
Defined inArticle 2, paragraph (1)· applies throughout the law
financial instruments exchange
「金融商品取引所」
A membership corporation (金融商品会員制法人) or stock company (株式会社) licensed by the Prime Minister under Article 80, paragraph (1) to open a financial instruments market (金融商品市場).
Defined inArticle 2, paragraph (16)· applies throughout the law
electronic public offering servicemachine translation
「電子募集取扱業務」
In Chapter III, carrying on as a business, by using an electronic data processing system or another method using information and communications technology that a Cabinet Office Order (内閣府令) specifies, the handling of a public offering, secondary distribution or private placement of securities or of a solicitation for selling only to professional investors (Article 2, paragraph (8), item (ix)).
Defined inArticle 29-2, paragraph (1), item (vi)· applies only in this chapter
electronic offering servicemachine translation
「電子募集業務」
In Chapter III, carrying on as a business, by using an electronic data processing system or another method using information and communications technology that a Cabinet Office Order (内閣府令) specifies, the public offering or private placement of the securities listed in Article 2, paragraph (8), item (vii), such as beneficiary certificates of investment trusts, or a secondary distribution of securities or solicitation for selling only to professional investors (item (viii) of that paragraph), other than acts a Cabinet Order (政令) excludes.
Defined inArticle 29-2, paragraph (1), item (vi)· applies only in this chapter
financial instruments business operator, etc.machine translation
「金融商品取引業者等」
A financial instruments business operator (金融商品取引業者) or a registered financial institution (登録金融機関).
Defined inArticle 34, paragraph (1)